SONNEBORN WILLIAM C

Director of Investment Advisor at TCW STRATEGIC INCOME FUND INC · on record since Mar 14, 2006
Director at KKR Financial Holdings LLC · on record since Dec 16, 2008
CEO at KKR Financial Holdings LLC · on record since Dec 16, 2008
Director at KKR Alternative Corporate Opportunities Fund P · on record since Oct 22, 2012
President and CEO at KKR Alternative Corporate Opportunities Fund P · on record since Oct 22, 2012
Director at KKR Alternative Corporate Opportunities Fund · on record since Oct 22, 2012
President and CEO at KKR Alternative Corporate Opportunities Fund · on record since Oct 22, 2012
Investment Committee Member at Triloma EIG Energy Income Fund · on record since Feb 12, 2016
Investment Committee Member at Triloma EIG Energy Income Fund - Term I · on record since Feb 12, 2016
Director at FS Specialty Lending Fund · on record since Apr 10, 2018

Insider trading activity of SONNEBORN WILLIAM C

Transactions on record: 17; since Aug 13, 2009

Open-market buys: 12; $1.5M

Open-market sells: 0

Companies traded: 1; last filing Mar 5, 2013

Figures computed from official regulatory filings — .

Companies where SONNEBORN WILLIAM C has traded

KKR Financial Holdings LLC17 tx · $1.7M · Mar 5, 2013

Track record of SONNEBORN WILLIAM C

Open-market buys: 12

Last buy: May 15, 2012

Enough buys on record, but none of them has a 63-day return yet — this happens when the shares stopped trading, or when the buys are too recent. Win rates will appear once returns mature.

Transaction history of SONNEBORN WILLIAM C

Co-insiders of SONNEBORN WILLIAM C

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
KKR Financial Holdings LLCListing unverified	Mar 5, 2013	Other	-14,939	11.09 USD	$165.7K	Unusual size	SEC
KKR Financial Holdings LLCListing unverified	Feb 19, 2013	Other	57,170	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
KKR Financial Holdings LLCListing unverified	May 16, 2012	Buy	10,000	8.56 USD	$85.6K	conv 25	SEC
KKR Financial Holdings LLCListing unverified	Mar 1, 2012	Other	-5,914	9.35 USD	$55.3K		SEC
KKR Financial Holdings LLCListing unverified	Jan 17, 2012	Other	70,196	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
KKR Financial Holdings LLCListing unverified	Aug 8, 2011	Buy	10,000	8.00 USD	$80K	conv 22	SEC
KKR Financial Holdings LLCListing unverified	Aug 5, 2011	Buy	10,000	8.94 USD	$89.4K	conv 26	SEC
KKR Financial Holdings LLCListing unverified	May 13, 2011	Buy	10,000	9.96 USD	$99.6K	conv 25	SEC
KKR Financial Holdings LLCListing unverified	Mar 2, 2011	Buy	20,000	9.90 USD	$198K	conv 30	SEC
KKR Financial Holdings LLCListing unverified	Feb 15, 2011	Other	62,422	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
KKR Financial Holdings LLCListing unverified	May 24, 2010	Buy	10,000	7.25	$72.5K	conv 38Cluster	SEC
KKR Financial Holdings LLCListing unverified	May 10, 2010	Buy	50,000	8.20	$410K	conv 67Unusual size	SEC
KKR Financial Holdings LLCListing unverified	Mar 10, 2010	Buy	20,000	7.42	$148.4K	conv 66Unusual size	SEC
KKR Financial Holdings LLCListing unverified	Aug 13, 2009	Buy	25,000	2.75	$68.8K	conv 80First in 12mo	SEC
KKR Financial Holdings LLCListing unverified	Aug 13, 2009	Buy	25,000	2.72	$68K	conv 59First in 12mo	SEC
KKR Financial Holdings LLCListing unverified	Aug 13, 2009	Buy	25,000	2.78	$69.5K	conv 65First in 12mo	SEC
KKR Financial Holdings LLCListing unverified	Aug 13, 2009	Buy	25,000	2.64	$66K	conv 55First in 12mo	SEC

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
KKR Financial Holdings LLCListing unverified	Mar 5, 2013	Other	-14,939	11.09 USD	$165.7K	Unusual size	SEC
KKR Financial Holdings LLCListing unverified	Feb 19, 2013	Other	57,170	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
KKR Financial Holdings LLCListing unverified	May 16, 2012	Buy	10,000	8.56 USD	$85.6K	conv 25	SEC
KKR Financial Holdings LLCListing unverified	Mar 1, 2012	Other	-5,914	9.35 USD	$55.3K		SEC
KKR Financial Holdings LLCListing unverified	Jan 17, 2012	Other	70,196	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
KKR Financial Holdings LLCListing unverified	Aug 8, 2011	Buy	10,000	8.00 USD	$80K	conv 22	SEC
KKR Financial Holdings LLCListing unverified	Aug 5, 2011	Buy	10,000	8.94 USD	$89.4K	conv 26	SEC
KKR Financial Holdings LLCListing unverified	May 13, 2011	Buy	10,000	9.96 USD	$99.6K	conv 25	SEC
KKR Financial Holdings LLCListing unverified	Mar 2, 2011	Buy	20,000	9.90 USD	$198K	conv 30	SEC
KKR Financial Holdings LLCListing unverified	Feb 15, 2011	Other	62,422	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
KKR Financial Holdings LLCListing unverified	May 24, 2010	Buy	10,000	7.25	$72.5K	conv 38Cluster	SEC
KKR Financial Holdings LLCListing unverified	May 10, 2010	Buy	50,000	8.20	$410K	conv 67Unusual size	SEC
KKR Financial Holdings LLCListing unverified	Mar 10, 2010	Buy	20,000	7.42	$148.4K	conv 66Unusual size	SEC
KKR Financial Holdings LLCListing unverified	Aug 13, 2009	Buy	25,000	2.75	$68.8K	conv 80First in 12mo	SEC
KKR Financial Holdings LLCListing unverified	Aug 13, 2009	Buy	25,000	2.72	$68K	conv 59First in 12mo	SEC
KKR Financial Holdings LLCListing unverified	Aug 13, 2009	Buy	25,000	2.78	$69.5K	conv 65First in 12mo	SEC
KKR Financial Holdings LLCListing unverified	Aug 13, 2009	Buy	25,000	2.64	$66K	conv 55First in 12mo	SEC