SOCHA PETER T

Director at James River Coal CO · on record since Jun 9, 2006
Director at NATIONAL VISION INC · on record since Sep 16, 2003
Chairman, Pres. and CEO at James River Coal CO · on record since Jan 24, 2005

Insider trading activity of SOCHA PETER T

Transactions on record: 34; since Sep 16, 2003

Open-market buys: 0

Open-market sells: 11; $1.7M

Companies traded: 2; last filing May 23, 2014

Figures computed from official regulatory filings — .

Companies where SOCHA PETER T has traded

James River Coal CO23 tx · $3.8M · May 23, 2014
NATIONAL VISION INC11 tx · $342.3K · Sep 2, 2005

Track record of SOCHA PETER T

Insufficient history for a statistical track record (fewer than 5 open-market buys).

Transaction history of SOCHA PETER T

Co-insiders of SOCHA PETER T

aAd Capital Management LPJames River Coal CO
Blackburn W Douglas JrJames River Coal CO
BOAS ANDREW MJames River Coal CO
BULTER S LYNNNATIONAL VISION INC
BUSBEE JEFFNATIONAL VISION INC
CARL MARKS MANAGEMENT CO L P /NY/James River Coal CO
CRISCILLIS PAUL A JRNATIONAL VISION INC
CROWN ALAN FJames River Coal CO
EGUSQUIZA EDUARDO ANATIONAL VISION INC
FAHS L READENATIONAL VISION INC
FALCONE PHILIPJames River Coal CO
FlorJancic Ronald JJames River Coal CO
FLOUM B ROBERTNATIONAL VISION INC
GLENCORE FINANCE AGJames River Coal CO
GLENCORE HOLDING AGJames River Coal CO
GLENCORE INTERNATIONAL AGJames River Coal CO
Goldfarb MatthewJames River Coal CO
GOODMAN MITCHELLNATIONAL VISION INC
GROSS PAUL LNATIONAL VISION INC
HARBERT RAYMOND JJames River Coal CO
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.James River Coal CO
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C.James River Coal CO

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
James River Coal COListing unverified	May 23, 2014	Other	-41,667	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
James River Coal COListing unverified	May 29, 2013	Other	-13,896	3.11 USD	$43.2K		SEC
James River Coal COListing unverified	May 13, 2013	Award	41,666	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
James River Coal COListing unverified	May 30, 2012	Other	-10,817	3.10 USD	$33.5K		SEC
James River Coal COListing unverified	Mar 6, 2012	Award	33,333	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
James River Coal COListing unverified	Jun 6, 2011	Other	-8,113	21.16 USD	$171.7K		SEC
James River Coal COListing unverified	Apr 19, 2011	Award	25,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
James River Coal COListing unverified	May 27, 2010	Other	-6,490	15.06	$97.7K		SEC
James River Coal COListing unverified	Apr 23, 2010	Award	65,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
James River Coal COListing unverified	May 27, 2009	Other	-13,386	20.73	$277.5K		SEC
James River Coal COListing unverified	May 27, 2009	Sell	-15,400	20.88	$321.6K		SEC
James River Coal COListing unverified	Apr 24, 2009	Other	-13,386	13.69	$183.3K		SEC
James River Coal COListing unverified	Apr 8, 2009	Award	40,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
James River Coal COListing unverified	May 28, 2008	Sell	-25,000	36.96	$924K	Unusual size	SEC
James River Coal COListing unverified	May 28, 2008	Other	-13,386	36.30	$485.9K		SEC
James River Coal COListing unverified	May 28, 2008	Award	40,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
James River Coal COListing unverified	May 30, 2007	Sell	-10,000	14.52	$145.2K	Unusual size	SEC
James River Coal COListing unverified	May 30, 2007	Sell	-5,000	14.66	$73.3K	Unusual size	SEC
James River Coal COListing unverified	May 30, 2007	Other	-13,386	14.60	$195.4K		SEC
James River Coal COListing unverified	May 30, 2007	Sell	-10,000	14.37	$143.7K	Unusual size	SEC
James River Coal COListing unverified	May 30, 2007	Sell	-5,000	14.64	$73.2K	Unusual size	SEC
James River Coal COListing unverified	Jun 9, 2006	Other	-19,470	32.70	$636.7K	Unusual size	SEC
James River Coal COListing unverified	Jun 9, 2006	Other	-75,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	Unusual size	SEC
NATIONAL VISION INCListing unverified	Sep 2, 2005	OtherD (derivative)	-15,000	6.85 USD	$102.8K		SEC
NATIONAL VISION INCListing unverified	Sep 2, 2005	OtherD (derivative)	-10,000	6.07 USD	$60.7K		SEC

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
James River Coal COListing unverified	May 23, 2014	Other	-41,667	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
James River Coal COListing unverified	May 29, 2013	Other	-13,896	3.11 USD	$43.2K		SEC
James River Coal COListing unverified	May 13, 2013	Award	41,666	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
James River Coal COListing unverified	May 30, 2012	Other	-10,817	3.10 USD	$33.5K		SEC
James River Coal COListing unverified	Mar 6, 2012	Award	33,333	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
James River Coal COListing unverified	Jun 6, 2011	Other	-8,113	21.16 USD	$171.7K		SEC
James River Coal COListing unverified	Apr 19, 2011	Award	25,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
James River Coal COListing unverified	May 27, 2010	Other	-6,490	15.06	$97.7K		SEC
James River Coal COListing unverified	Apr 23, 2010	Award	65,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
James River Coal COListing unverified	May 27, 2009	Other	-13,386	20.73	$277.5K		SEC
James River Coal COListing unverified	May 27, 2009	Sell	-15,400	20.88	$321.6K		SEC
James River Coal COListing unverified	Apr 24, 2009	Other	-13,386	13.69	$183.3K		SEC
James River Coal COListing unverified	Apr 8, 2009	Award	40,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
James River Coal COListing unverified	May 28, 2008	Sell	-25,000	36.96	$924K	Unusual size	SEC
James River Coal COListing unverified	May 28, 2008	Other	-13,386	36.30	$485.9K		SEC
James River Coal COListing unverified	May 28, 2008	Award	40,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
James River Coal COListing unverified	May 30, 2007	Sell	-10,000	14.52	$145.2K	Unusual size	SEC
James River Coal COListing unverified	May 30, 2007	Sell	-5,000	14.66	$73.3K	Unusual size	SEC
James River Coal COListing unverified	May 30, 2007	Other	-13,386	14.60	$195.4K		SEC
James River Coal COListing unverified	May 30, 2007	Sell	-10,000	14.37	$143.7K	Unusual size	SEC
James River Coal COListing unverified	May 30, 2007	Sell	-5,000	14.64	$73.2K	Unusual size	SEC
James River Coal COListing unverified	Jun 9, 2006	Other	-19,470	32.70	$636.7K	Unusual size	SEC
James River Coal COListing unverified	Jun 9, 2006	Other	-75,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	Unusual size	SEC
NATIONAL VISION INCListing unverified	Sep 2, 2005	OtherD (derivative)	-15,000	6.85 USD	$102.8K		SEC
NATIONAL VISION INCListing unverified	Sep 2, 2005	OtherD (derivative)	-10,000	6.07 USD	$60.7K		SEC