SMITH RICHARD J

Chief Financial Officer at NORTHERN ETHANOL, INC. · on record since Mar 22, 2007
Group President, Utility Ops. at ENTERGY CORP /DE/ · on record since May 19, 2005

Insider trading activity of SMITH RICHARD J

Transactions on record: 85; since Aug 13, 2003

Open-market buys: 5; $1.7M

Open-market sells: 11; $13.6M

Companies traded: 1; last filing Jan 31, 2013

Figures computed from official regulatory filings — .

Companies where SMITH RICHARD J has traded

ENTERGY CORP /DE/85 tx · $46.5M · Jan 31, 2013

Track record of SMITH RICHARD J

Statistical track record

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Open-market buys: 5

Last buy: Oct 6, 2006

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Transaction history of SMITH RICHARD J

Co-insiders of SMITH RICHARD J

ADAMS GINA F.ENTERGY CORP /DE/
BAKKEN A. CHRISTOPHER IIIENTERGY CORP /DE/
BATEMAN MAUREEN SCANNELLENTERGY CORP /DE/
BLACK JOHN H.ENTERGY CORP /DE/
BLOUNT W FRANKENTERGY CORP /DE/
Brown Marcus VENTERGY CORP /DE/
Bunting Theodore H JRENTERGY CORP /DE/
Burbank John RENTERGY CORP /DE/
CALDWELL JAMES FRANK JRENTERGY CORP /DE/
CHAPMAN JASONENTERGY CORP /DE/

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
ENTERGY CORP /DE/Listing on record	Jan 31, 2013	Other	-651	64.45 USD	$42K		SEC
ENTERGY CORP /DE/Listing on record	Jul 18, 2012	Sell	-23,025	70.00 USD	$1.6M		SEC
ENTERGY CORP /DE/Listing on record	Jul 18, 2012	ExerciseD (derivative)	-29,472	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ENTERGY CORP /DE/Listing on record	Jul 18, 2012	Sell	-16,038	70.00 USD	$1.1M		SEC
ENTERGY CORP /DE/Listing on record	Jul 18, 2012	ExerciseD (derivative)	-20,528	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ENTERGY CORP /DE/Listing on record	Jul 18, 2012	Exercise	29,472	44.45 USD	$1.3M		SEC
ENTERGY CORP /DE/Listing on record	Jul 18, 2012	Exercise	20,528	44.45 USD	$912.5K		SEC
ENTERGY CORP /DE/Listing on record	Jan 31, 2012	Other	-349	70.62 USD	$24.6K		SEC
ENTERGY CORP /DE/Listing on record	Jan 30, 2012	AwardD (derivative)	20,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ENTERGY CORP /DE/Listing on record	Jan 30, 2012	Award	2,500	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ENTERGY CORP /DE/Listing on record	Jun 16, 2011	ExerciseD (derivative)	-70,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ENTERGY CORP /DE/Listing on record	Jun 16, 2011	Sell	-70,000	70.00 USD	$4.9M	Unusual size	SEC
ENTERGY CORP /DE/Listing on record	Jun 16, 2011	Exercise	70,000	41.69 USD	$2.9M	Unusual size	SEC
ENTERGY CORP /DE/Listing on record	Jan 31, 2011	Award	3,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ENTERGY CORP /DE/Listing on record	Jan 31, 2011	AwardD (derivative)	17,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ENTERGY CORP /DE/Listing on record	Nov 4, 2010	Sell	-7,640	74.29 USD	$567.6K		SEC
ENTERGY CORP /DE/Listing on record	Nov 4, 2010	Exercise	7,640	51.50 USD	$393.5K		SEC
ENTERGY CORP /DE/Listing on record	Nov 4, 2010	ExerciseD (derivative)	-7,640	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ENTERGY CORP /DE/Listing on record	Aug 31, 2010	Sell	-26,755	80.00	$2.1M	Unusual size	SEC
ENTERGY CORP /DE/Listing on record	Aug 31, 2010	ExerciseD (derivative)	-39,428	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ENTERGY CORP /DE/Listing on record	Aug 31, 2010	Exercise	39,428	37.00	$1.5M	Unusual size	SEC
ENTERGY CORP /DE/Listing on record	Feb 1, 2010	AwardD (derivative)	40,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ENTERGY CORP /DE/Listing on record	Oct 13, 2009	Exercise	7,577	51.50	$390.2K		SEC
ENTERGY CORP /DE/Listing on record	Oct 13, 2009	Exercise	16,987	45.45	$772.1K	Unusual size	SEC
ENTERGY CORP /DE/Listing on record	Oct 13, 2009	Sell	-6,006	80.00	$480.5K		SEC

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
ENTERGY CORP /DE/Listing on record	Jan 31, 2013	Other	-651	64.45 USD	$42K		SEC
ENTERGY CORP /DE/Listing on record	Jul 18, 2012	Sell	-23,025	70.00 USD	$1.6M		SEC
ENTERGY CORP /DE/Listing on record	Jul 18, 2012	ExerciseD (derivative)	-29,472	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ENTERGY CORP /DE/Listing on record	Jul 18, 2012	Sell	-16,038	70.00 USD	$1.1M		SEC
ENTERGY CORP /DE/Listing on record	Jul 18, 2012	ExerciseD (derivative)	-20,528	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ENTERGY CORP /DE/Listing on record	Jul 18, 2012	Exercise	29,472	44.45 USD	$1.3M		SEC
ENTERGY CORP /DE/Listing on record	Jul 18, 2012	Exercise	20,528	44.45 USD	$912.5K		SEC
ENTERGY CORP /DE/Listing on record	Jan 31, 2012	Other	-349	70.62 USD	$24.6K		SEC
ENTERGY CORP /DE/Listing on record	Jan 30, 2012	AwardD (derivative)	20,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ENTERGY CORP /DE/Listing on record	Jan 30, 2012	Award	2,500	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ENTERGY CORP /DE/Listing on record	Jun 16, 2011	ExerciseD (derivative)	-70,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ENTERGY CORP /DE/Listing on record	Jun 16, 2011	Sell	-70,000	70.00 USD	$4.9M	Unusual size	SEC
ENTERGY CORP /DE/Listing on record	Jun 16, 2011	Exercise	70,000	41.69 USD	$2.9M	Unusual size	SEC
ENTERGY CORP /DE/Listing on record	Jan 31, 2011	Award	3,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ENTERGY CORP /DE/Listing on record	Jan 31, 2011	AwardD (derivative)	17,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ENTERGY CORP /DE/Listing on record	Nov 4, 2010	Sell	-7,640	74.29 USD	$567.6K		SEC
ENTERGY CORP /DE/Listing on record	Nov 4, 2010	Exercise	7,640	51.50 USD	$393.5K		SEC
ENTERGY CORP /DE/Listing on record	Nov 4, 2010	ExerciseD (derivative)	-7,640	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ENTERGY CORP /DE/Listing on record	Aug 31, 2010	Sell	-26,755	80.00	$2.1M	Unusual size	SEC
ENTERGY CORP /DE/Listing on record	Aug 31, 2010	ExerciseD (derivative)	-39,428	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ENTERGY CORP /DE/Listing on record	Aug 31, 2010	Exercise	39,428	37.00	$1.5M	Unusual size	SEC
ENTERGY CORP /DE/Listing on record	Feb 1, 2010	AwardD (derivative)	40,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ENTERGY CORP /DE/Listing on record	Oct 13, 2009	Exercise	7,577	51.50	$390.2K		SEC
ENTERGY CORP /DE/Listing on record	Oct 13, 2009	Exercise	16,987	45.45	$772.1K	Unusual size	SEC
ENTERGY CORP /DE/Listing on record	Oct 13, 2009	Sell	-6,006	80.00	$480.5K		SEC