SMITH JOSHUA T

Director at CATERPILLAR INC · on record since Jun 15, 2006

Insider trading activity of SMITH JOSHUA T

Transactions on record: 45; since Mar 31, 2004

Open-market buys: 0

Open-market sells: 6; $2.9M

Companies traded: 1; last filing Mar 6, 2013

Figures computed from official regulatory filings — .

Companies where SMITH JOSHUA T has traded

CATERPILLAR INC45 tx · $5.2M · Mar 6, 2013

Track record of SMITH JOSHUA T

Insufficient history for a statistical track record (fewer than 5 open-market buys).

Transaction history of SMITH JOSHUA T

Co-insiders of SMITH JOSHUA T

Adams Kent MCATERPILLAR INC
Ainsworth William PCATERPILLAR INC
Ayotte KellyCATERPILLAR INC
BAHAJ ALI MCATERPILLAR INC
BANWART SIDNEY CCATERPILLAR INC
BARTON GLEN ACATERPILLAR INC
BAUMGARTNER VITO HCATERPILLAR INC
BAUNTON MICHAEL JCATERPILLAR INC
BEARD JAMES SCATERPILLAR INC
BEELER RODNEY CCATERPILLAR INC
BELL MARY HCATERPILLAR INC
BENSON RICHARD ACATERPILLAR INC
BLOUNT W FRANKCATERPILLAR INC
BONFIELD ANDREW R JCATERPILLAR INC
Bozeman David PCATERPILLAR INC
BRAZIL JOHN RCATERPILLAR INC
BUDA JAMES BCATERPILLAR INC
BURRITT DAVID BCATERPILLAR INC
BUSSELL RODNEY LCATERPILLAR INC
CALHOUN DAVID LCATERPILLAR INC
Charter Robert BCATERPILLAR INC
COLGAN KEVIN ECATERPILLAR INC
Copeland Jananne A.CATERPILLAR INC
Creed Joseph ECATERPILLAR INC
Curfman Christopher CCATERPILLAR INC
De Lange BobCATERPILLAR INC
DICKINSON DANIEL MCATERPILLAR INC
DILLON JOHN TCATERPILLAR INC
Epley Kyle JosephCATERPILLAR INC
Fassino Anthony D.CATERPILLAR INC
FELLIN PAOLOCATERPILLAR INC
FIFE EUGENE VCATERPILLAR INC

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
CATERPILLAR INCListing on record	Mar 6, 2013	Award	1,115	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CATERPILLAR INCListing on record	Mar 7, 2012	Award	909	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CATERPILLAR INCListing on record	Mar 8, 2011	Award	980	102.13 USD	$100.1K		SEC
CATERPILLAR INCListing on record	Mar 4, 2011	ExerciseD (derivative)	-1,606	—	n/a (No price was disclosed in the filing)		SEC
CATERPILLAR INCListing on record	Mar 4, 2011	Exercise	1,606	—	n/a (No price was disclosed in the filing)		SEC
CATERPILLAR INCListing on record	Feb 4, 2011	Exercise	2,000	40.64 USD	$81.3K		SEC
CATERPILLAR INCListing on record	Feb 4, 2011	Sell	-6,000	99.00 USD	$594K		SEC
CATERPILLAR INCListing on record	Feb 4, 2011	ExerciseD (derivative)	-4,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CATERPILLAR INCListing on record	Feb 4, 2011	ExerciseD (derivative)	-2,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CATERPILLAR INCListing on record	Feb 4, 2011	Exercise	4,000	29.43 USD	$117.7K		SEC
CATERPILLAR INCListing on record	Feb 8, 2010	Sell	-5,400	51.20	$276.5K		SEC
CATERPILLAR INCListing on record	May 7, 2008	Exercise	3,000	28.78	$86.3K		SEC
CATERPILLAR INCListing on record	May 7, 2008	Sell	-7,000	82.23	$575.6K		SEC
CATERPILLAR INCListing on record	May 7, 2008	ExerciseD (derivative)	-4,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CATERPILLAR INCListing on record	May 7, 2008	Exercise	4,000	29.43	$117.7K		SEC
CATERPILLAR INCListing on record	May 7, 2008	ExerciseD (derivative)	-3,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CATERPILLAR INCListing on record	Mar 4, 2008	AwardD (derivative)	1,606	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CATERPILLAR INCListing on record	Oct 31, 2007	ExerciseD (derivative)	-5,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CATERPILLAR INCListing on record	Oct 31, 2007	Exercise	5,000	28.78	$143.9K		SEC
CATERPILLAR INCListing on record	Oct 31, 2007	Sell	-5,000	73.55	$367.8K		SEC
CATERPILLAR INCListing on record	Apr 27, 2007	ExerciseD (derivative)	-8,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CATERPILLAR INCListing on record	Apr 27, 2007	Other	-2,980	72.98	$217.5K	Unusual size	SEC
CATERPILLAR INCListing on record	Apr 27, 2007	Exercise	8,000	27.19	$217.5K	Unusual size	SEC
CATERPILLAR INCListing on record	Mar 5, 2007	AwardD (derivative)	5,833	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CATERPILLAR INCListing on record	Jul 27, 2006	ExerciseD (derivative)	-8,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
CATERPILLAR INCListing on record	Mar 6, 2013	Award	1,115	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CATERPILLAR INCListing on record	Mar 7, 2012	Award	909	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CATERPILLAR INCListing on record	Mar 8, 2011	Award	980	102.13 USD	$100.1K		SEC
CATERPILLAR INCListing on record	Mar 4, 2011	ExerciseD (derivative)	-1,606	—	n/a (No price was disclosed in the filing)		SEC
CATERPILLAR INCListing on record	Mar 4, 2011	Exercise	1,606	—	n/a (No price was disclosed in the filing)		SEC
CATERPILLAR INCListing on record	Feb 4, 2011	Exercise	2,000	40.64 USD	$81.3K		SEC
CATERPILLAR INCListing on record	Feb 4, 2011	Sell	-6,000	99.00 USD	$594K		SEC
CATERPILLAR INCListing on record	Feb 4, 2011	ExerciseD (derivative)	-4,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CATERPILLAR INCListing on record	Feb 4, 2011	ExerciseD (derivative)	-2,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CATERPILLAR INCListing on record	Feb 4, 2011	Exercise	4,000	29.43 USD	$117.7K		SEC
CATERPILLAR INCListing on record	Feb 8, 2010	Sell	-5,400	51.20	$276.5K		SEC
CATERPILLAR INCListing on record	May 7, 2008	Exercise	3,000	28.78	$86.3K		SEC
CATERPILLAR INCListing on record	May 7, 2008	Sell	-7,000	82.23	$575.6K		SEC
CATERPILLAR INCListing on record	May 7, 2008	ExerciseD (derivative)	-4,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CATERPILLAR INCListing on record	May 7, 2008	Exercise	4,000	29.43	$117.7K		SEC
CATERPILLAR INCListing on record	May 7, 2008	ExerciseD (derivative)	-3,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CATERPILLAR INCListing on record	Mar 4, 2008	AwardD (derivative)	1,606	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CATERPILLAR INCListing on record	Oct 31, 2007	ExerciseD (derivative)	-5,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CATERPILLAR INCListing on record	Oct 31, 2007	Exercise	5,000	28.78	$143.9K		SEC
CATERPILLAR INCListing on record	Oct 31, 2007	Sell	-5,000	73.55	$367.8K		SEC
CATERPILLAR INCListing on record	Apr 27, 2007	ExerciseD (derivative)	-8,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CATERPILLAR INCListing on record	Apr 27, 2007	Other	-2,980	72.98	$217.5K	Unusual size	SEC
CATERPILLAR INCListing on record	Apr 27, 2007	Exercise	8,000	27.19	$217.5K	Unusual size	SEC
CATERPILLAR INCListing on record	Mar 5, 2007	AwardD (derivative)	5,833	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CATERPILLAR INCListing on record	Jul 27, 2006	ExerciseD (derivative)	-8,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC