SIMON JAMES

Director at EMPIRE RESORTS INC · on record since Aug 22, 2007

Insider trading activity of SIMON JAMES

Transactions on record: 53; since Aug 22, 2007

Open-market buys: 0

Open-market sells: 7; $251.9K

Companies traded: 1; last filing Nov 4, 2015

Figures computed from official regulatory filings — .

Companies where SIMON JAMES has traded

EMPIRE RESORTS INC53 tx · $805.6K · Nov 4, 2015

Track record of SIMON JAMES

Insufficient history for a statistical track record (fewer than 5 open-market buys).

Transaction history of SIMON JAMES

Co-insiders of SIMON JAMES

AMERICAS TOWER PARTNERSEMPIRE RESORTS INC
ARO THOMAS WEMPIRE RESORTS INC
Au Fook YewEMPIRE RESORTS INC
BERG BRUCE MEMPIRE RESORTS INC
BERMAN ROBERT ALANEMPIRE RESORTS INC
BERNSTEIN JOSEPH EEMPIRE RESORTS INC
BERNSTEIN RALPH JEMPIRE RESORTS INC
Brown Gerard MichaelEMPIRE RESORTS INC
CAPPELLI LOUISEMPIRE RESORTS INC
Cappelli Resorts LLCEMPIRE RESORTS INC
Catania FrankEMPIRE RESORTS INC
Catskill Resort Group, LLCEMPIRE RESORTS INC
Concord Associates, L.P.EMPIRE RESORTS INC
Convention Hotels, Inc.EMPIRE RESORTS INC
DABBAH MAURICEEMPIRE RESORTS INC
D AMATO JOSEPH AEMPIRE RESORTS INC
DEBARY PAULEMPIRE RESORTS INC
Degliomini CharlesEMPIRE RESORTS INC
Dreifach KennethEMPIRE RESORTS INC
Ehrlich CliffordEMPIRE RESORTS INC
Eller Ryan MEMPIRE RESORTS INC
FRIEDMAN ROBERT HEMPIRE RESORTS INC
Genting BerhadEMPIRE RESORTS INC
Genting Malaysia BerhadEMPIRE RESORTS INC
Genting (USA) LtdEMPIRE RESORTS INC
HANLON DAVID PATRICKEMPIRE RESORTS INC
Hercules Topco LLCEMPIRE RESORTS INC
Horner Nanette L.EMPIRE RESORTS INC
Horn KeithEMPIRE RESORTS INC
JB TRUSTEMPIRE RESORTS INC
KANIEWSKI SCOTT AEMPIRE RESORTS INC
Keng Lim Gerard EweEMPIRE RESORTS INC
Kien Huat Realty III LtdEMPIRE RESORTS INC

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
EMPIRE RESORTS INCListing unverified	Nov 4, 2015	Sell	-1,180	4.70 USD	$5.5K	Unusual size	SEC
EMPIRE RESORTS INCListing unverified	Nov 4, 2015	ExerciseD (derivative)	-1,180	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
EMPIRE RESORTS INCListing unverified	Nov 4, 2015	Award	15,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
EMPIRE RESORTS INCListing unverified	Nov 4, 2015	Exercise	1,180	2.79 USD	$3.3K		SEC
EMPIRE RESORTS INCListing unverified	Nov 4, 2015	Exercise	12,153	2.79 USD	$33.9K		SEC
EMPIRE RESORTS INCListing unverified	Nov 4, 2015	Sell	-12,153	4.70 USD	$57.1K		SEC
EMPIRE RESORTS INCListing unverified	Nov 4, 2015	ExerciseD (derivative)	-12,153	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
EMPIRE RESORTS INCListing unverified	Dec 29, 2014	Exercise	8,333	6.90 USD	$57.5K		SEC
EMPIRE RESORTS INCListing unverified	Dec 29, 2014	Sell	-1,988	8.01 USD	$15.9K	Unusual size	SEC
EMPIRE RESORTS INCListing unverified	Dec 29, 2014	ExerciseD (derivative)	-8,333	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
EMPIRE RESORTS INCListing unverified	Dec 29, 2014	Sell	-8,333	7.62 USD	$63.5K	Unusual size	SEC
EMPIRE RESORTS INCListing unverified	Nov 13, 2014	Award	10,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
EMPIRE RESORTS INCListing unverified	Jun 17, 2014	Exercise	25,000	3.69 USD	$92.3K	Unusual size	SEC
EMPIRE RESORTS INCListing unverified	Jun 17, 2014	ExerciseD (derivative)	-5,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
EMPIRE RESORTS INCListing unverified	Jun 17, 2014	ExerciseD (derivative)	-25,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
EMPIRE RESORTS INCListing unverified	Jun 17, 2014	Sell	-5,000	6.65 USD	$33.3K		SEC
EMPIRE RESORTS INCListing unverified	Jun 17, 2014	Exercise	5,000	4.71 USD	$23.6K		SEC
EMPIRE RESORTS INCListing unverified	Jun 17, 2014	Other	-14,557	6.34 USD	$92.3K		SEC
EMPIRE RESORTS INCListing unverified	Jun 9, 2014	ExerciseD (derivative)	-5,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
EMPIRE RESORTS INCListing unverified	Jun 9, 2014	Exercise	5,000	4.71 USD	$23.6K		SEC
EMPIRE RESORTS INCListing unverified	Jun 9, 2014	Sell	-5,000	6.65 USD	$33.3K		SEC
EMPIRE RESORTS INCListing unverified	Jun 3, 2014	Other	-10,443	6.34 USD	$66.2K		SEC
EMPIRE RESORTS INCListing unverified	Jun 3, 2014	Exercise	25,000	3.69 USD	$92.3K	Unusual size	SEC
EMPIRE RESORTS INCListing unverified	Jun 3, 2014	ExerciseD (derivative)	-25,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
EMPIRE RESORTS INCListing unverified	Jan 13, 2014	Exercise	8,333	4.20 USD	$35K	Unusual size	SEC

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
EMPIRE RESORTS INCListing unverified	Nov 4, 2015	Sell	-1,180	4.70 USD	$5.5K	Unusual size	SEC
EMPIRE RESORTS INCListing unverified	Nov 4, 2015	ExerciseD (derivative)	-1,180	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
EMPIRE RESORTS INCListing unverified	Nov 4, 2015	Award	15,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
EMPIRE RESORTS INCListing unverified	Nov 4, 2015	Exercise	1,180	2.79 USD	$3.3K		SEC
EMPIRE RESORTS INCListing unverified	Nov 4, 2015	Exercise	12,153	2.79 USD	$33.9K		SEC
EMPIRE RESORTS INCListing unverified	Nov 4, 2015	Sell	-12,153	4.70 USD	$57.1K		SEC
EMPIRE RESORTS INCListing unverified	Nov 4, 2015	ExerciseD (derivative)	-12,153	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
EMPIRE RESORTS INCListing unverified	Dec 29, 2014	Exercise	8,333	6.90 USD	$57.5K		SEC
EMPIRE RESORTS INCListing unverified	Dec 29, 2014	Sell	-1,988	8.01 USD	$15.9K	Unusual size	SEC
EMPIRE RESORTS INCListing unverified	Dec 29, 2014	ExerciseD (derivative)	-8,333	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
EMPIRE RESORTS INCListing unverified	Dec 29, 2014	Sell	-8,333	7.62 USD	$63.5K	Unusual size	SEC
EMPIRE RESORTS INCListing unverified	Nov 13, 2014	Award	10,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
EMPIRE RESORTS INCListing unverified	Jun 17, 2014	Exercise	25,000	3.69 USD	$92.3K	Unusual size	SEC
EMPIRE RESORTS INCListing unverified	Jun 17, 2014	ExerciseD (derivative)	-5,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
EMPIRE RESORTS INCListing unverified	Jun 17, 2014	ExerciseD (derivative)	-25,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
EMPIRE RESORTS INCListing unverified	Jun 17, 2014	Sell	-5,000	6.65 USD	$33.3K		SEC
EMPIRE RESORTS INCListing unverified	Jun 17, 2014	Exercise	5,000	4.71 USD	$23.6K		SEC
EMPIRE RESORTS INCListing unverified	Jun 17, 2014	Other	-14,557	6.34 USD	$92.3K		SEC
EMPIRE RESORTS INCListing unverified	Jun 9, 2014	ExerciseD (derivative)	-5,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
EMPIRE RESORTS INCListing unverified	Jun 9, 2014	Exercise	5,000	4.71 USD	$23.6K		SEC
EMPIRE RESORTS INCListing unverified	Jun 9, 2014	Sell	-5,000	6.65 USD	$33.3K		SEC
EMPIRE RESORTS INCListing unverified	Jun 3, 2014	Other	-10,443	6.34 USD	$66.2K		SEC
EMPIRE RESORTS INCListing unverified	Jun 3, 2014	Exercise	25,000	3.69 USD	$92.3K	Unusual size	SEC
EMPIRE RESORTS INCListing unverified	Jun 3, 2014	ExerciseD (derivative)	-25,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
EMPIRE RESORTS INCListing unverified	Jan 13, 2014	Exercise	8,333	4.20 USD	$35K	Unusual size	SEC