SHORT HARRY W

Independent Committee Member at Nuveen Diversified Commodity Fund · on record since Apr 9, 2012
Independent Committee of Manag at Nuo Therapeutics, Inc. · on record since Oct 25, 2012
EVP and Controller at NORTHERN TRUST CORP · on record since Oct 26, 2004

Insider trading activity of SHORT HARRY W

Transactions on record: 33; since Jul 29, 2003

Open-market buys: 5; $160.9K

Open-market sells: 9; $689K

Companies traded: 2; last filing Dec 23, 2013

Figures computed from official regulatory filings — .

Companies where SHORT HARRY W has traded

Nuveen Diversified Commodity Fund2 tx · $24.3K · Dec 23, 2013
NORTHERN TRUST CORP31 tx · $1.4M · Nov 2, 2004

Track record of SHORT HARRY W

Statistical track record

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Open-market buys: 5

Last buy: Dec 23, 2013

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Transaction history of SHORT HARRY W

Co-insiders of SHORT HARRY W

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
Nuveen Diversified Commodity FundListing unverified	Dec 23, 2013	Buy	300	15.17 USD	$4.6K	conv 29First in 12mo	SEC
Nuveen Diversified Commodity FundListing unverified	Dec 23, 2013	Buy	1,300	15.20 USD	$19.8K	conv 29First in 12mo	SEC
NORTHERN TRUST CORPListing on record	Nov 2, 2004	Sell	-200	43.13 USD	$8.6K		SEC
NORTHERN TRUST CORPListing on record	Nov 2, 2004	Sell	-1,844	43.11 USD	$79.5K		SEC
NORTHERN TRUST CORPListing on record	Nov 2, 2004	Gift	488	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
NORTHERN TRUST CORPListing on record	Nov 2, 2004	Gift	-1,464	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
NORTHERN TRUST CORPListing on record	Nov 2, 2004	Gift	488	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
NORTHERN TRUST CORPListing on record	Nov 2, 2004	Sell	-1,300	43.12 USD	$56.1K		SEC
NORTHERN TRUST CORPListing on record	Nov 2, 2004	Sell	-2,300	43.14 USD	$99.2K		SEC
NORTHERN TRUST CORPListing on record	Nov 2, 2004	Gift	488	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
NORTHERN TRUST CORPListing on record	Oct 26, 2004	Other	-2,356	39.76 USD	$93.7K		SEC
NORTHERN TRUST CORPListing on record	May 5, 2004	Sell	-801	43.16 USD	$34.6K		SEC
NORTHERN TRUST CORPListing on record	May 5, 2004	Sell	-2,821	43.11 USD	$121.6K		SEC
NORTHERN TRUST CORPListing on record	May 5, 2004	Sell	-700	43.22 USD	$30.3K		SEC
NORTHERN TRUST CORPListing on record	May 5, 2004	Sell	-5,000	43.20 USD	$216K		SEC
NORTHERN TRUST CORPListing on record	May 5, 2004	Sell	-1,000	43.19 USD	$43.2K		SEC
NORTHERN TRUST CORPListing on record	May 4, 2004	ExerciseD (derivative)	-13,388	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
NORTHERN TRUST CORPListing on record	May 4, 2004	Exercise	13,388	9.42 USD	$126.1K		SEC
NORTHERN TRUST CORPListing on record	May 4, 2004	Other	-3,066	42.36 USD	$129.9K		SEC
NORTHERN TRUST CORPListing on record	Jan 27, 2004	Other	-3,785	49.91 USD	$188.9K		SEC
NORTHERN TRUST CORPListing on record	Jan 27, 2004	ExerciseD (derivative)	-14,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
NORTHERN TRUST CORPListing on record	Jan 27, 2004	Exercise	14,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
NORTHERN TRUST CORPListing on record	Dec 18, 2003	Gift	465	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
NORTHERN TRUST CORPListing on record	Dec 18, 2003	Gift	465	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
NORTHERN TRUST CORPListing on record	Dec 18, 2003	Gift	-1,395	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
Nuveen Diversified Commodity FundListing unverified	Dec 23, 2013	Buy	300	15.17 USD	$4.6K	conv 29First in 12mo	SEC
Nuveen Diversified Commodity FundListing unverified	Dec 23, 2013	Buy	1,300	15.20 USD	$19.8K	conv 29First in 12mo	SEC
NORTHERN TRUST CORPListing on record	Nov 2, 2004	Sell	-200	43.13 USD	$8.6K		SEC
NORTHERN TRUST CORPListing on record	Nov 2, 2004	Sell	-1,844	43.11 USD	$79.5K		SEC
NORTHERN TRUST CORPListing on record	Nov 2, 2004	Gift	488	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
NORTHERN TRUST CORPListing on record	Nov 2, 2004	Gift	-1,464	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
NORTHERN TRUST CORPListing on record	Nov 2, 2004	Gift	488	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
NORTHERN TRUST CORPListing on record	Nov 2, 2004	Sell	-1,300	43.12 USD	$56.1K		SEC
NORTHERN TRUST CORPListing on record	Nov 2, 2004	Sell	-2,300	43.14 USD	$99.2K		SEC
NORTHERN TRUST CORPListing on record	Nov 2, 2004	Gift	488	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
NORTHERN TRUST CORPListing on record	Oct 26, 2004	Other	-2,356	39.76 USD	$93.7K		SEC
NORTHERN TRUST CORPListing on record	May 5, 2004	Sell	-801	43.16 USD	$34.6K		SEC
NORTHERN TRUST CORPListing on record	May 5, 2004	Sell	-2,821	43.11 USD	$121.6K		SEC
NORTHERN TRUST CORPListing on record	May 5, 2004	Sell	-700	43.22 USD	$30.3K		SEC
NORTHERN TRUST CORPListing on record	May 5, 2004	Sell	-5,000	43.20 USD	$216K		SEC
NORTHERN TRUST CORPListing on record	May 5, 2004	Sell	-1,000	43.19 USD	$43.2K		SEC
NORTHERN TRUST CORPListing on record	May 4, 2004	ExerciseD (derivative)	-13,388	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
NORTHERN TRUST CORPListing on record	May 4, 2004	Exercise	13,388	9.42 USD	$126.1K		SEC
NORTHERN TRUST CORPListing on record	May 4, 2004	Other	-3,066	42.36 USD	$129.9K		SEC
NORTHERN TRUST CORPListing on record	Jan 27, 2004	Other	-3,785	49.91 USD	$188.9K		SEC
NORTHERN TRUST CORPListing on record	Jan 27, 2004	ExerciseD (derivative)	-14,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
NORTHERN TRUST CORPListing on record	Jan 27, 2004	Exercise	14,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
NORTHERN TRUST CORPListing on record	Dec 18, 2003	Gift	465	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
NORTHERN TRUST CORPListing on record	Dec 18, 2003	Gift	465	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
NORTHERN TRUST CORPListing on record	Dec 18, 2003	Gift	-1,395	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC