SHIELDS THOMAS C

Consultant (former CFO) at ANADIGICS INC · on record since Dec 21, 2011
CFO at ANADIGICS INC · on record since Jan 5, 2004
Chief Financial Officer at LIGHTING SCIENCE GROUP CORP · on record since Aug 9, 2013
See Remarks at Patriot National, Inc. · on record since Jan 20, 2015

Insider trading activity of SHIELDS THOMAS C

Transactions on record: 148; since Jan 5, 2004

Open-market buys: 1; $144.5K

Open-market sells: 34; $5.4M

Companies traded: 3; last filing Mar 17, 2016

Figures computed from official regulatory filings — .

Companies where SHIELDS THOMAS C has traded

Patriot National, Inc.3 tx · Mar 17, 2016
LIGHTING SCIENCE GROUP CORP3 tx · Aug 9, 2013
ANADIGICS INC142 tx · $16.3M · Dec 21, 2011

Track record of SHIELDS THOMAS C

Insufficient history for a statistical track record (fewer than 5 open-market buys).

Transaction history of SHIELDS THOMAS C

Co-insiders of SHIELDS THOMAS C

KELSON RICHARD BANADIGICS INC +1
ARDSLEY ADVISORY PARTNERSLIGHTING SCIENCE GROUP CORP
Babin JoePatriot National, Inc.
BACHMAN ROBERT ELIGHTING SCIENCE GROUP CORP
BACHOW PAUL SANADIGICS INC
Barley Jason PatrickLIGHTING SCIENCE GROUP CORP
BASTANI BAMIANADIGICS INC
Beck AndrewLIGHTING SCIENCE GROUP CORP
BEDNARCIK EDWARD DLIGHTING SCIENCE GROUP CORP
BELL DAVID ARTHURLIGHTING SCIENCE GROUP CORP
Bernstein SethLIGHTING SCIENCE GROUP CORP
Bidic Sean M.Patriot National, Inc.
Blackmon KateLIGHTING SCIENCE GROUP CORP
Bopp Roland J.LIGHTING SCIENCE GROUP CORP
BRATHWAITE NICHOLASLIGHTING SCIENCE GROUP CORP

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
Patriot National, Inc.Listing unverified	Mar 17, 2016	Award	16,858	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Patriot National, Inc.Listing unverified	Jan 20, 2015	Award	70,588	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Patriot National, Inc.Listing unverified	Jan 20, 2015	AwardD (derivative)	141,176	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
LIGHTING SCIENCE GROUP CORPListing unverified	Aug 9, 2013	AwardD (derivative)	143,756	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
LIGHTING SCIENCE GROUP CORPListing unverified	Aug 9, 2013	AwardD (derivative)	431,244	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
LIGHTING SCIENCE GROUP CORPListing unverified	Aug 27, 2012	AwardD (derivative)	2,938,199	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANADIGICS INCListing unverified	Dec 21, 2011	Sell	-12,699	2.10 USD	$26.7K		SEC
ANADIGICS INCListing unverified	Dec 20, 2011	Sell	-125,000	2.09 USD	$261.2K		SEC
ANADIGICS INCListing unverified	Dec 20, 2011	Sell	-62,301	2.11 USD	$131.5K		SEC
ANADIGICS INCListing unverified	Jun 29, 2011	AwardD (derivative)	250,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANADIGICS INCListing unverified	Jun 29, 2011	AwardD (derivative)	250,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANADIGICS INCListing unverified	May 23, 2011	Other	0	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANADIGICS INCListing unverified	May 19, 2011	Buy	50,000	2.89 USD	$144.5K	conv 50First in 12mo	SEC
ANADIGICS INCListing unverified	May 17, 2011	Sell	-5,917	2.94 USD	$17.4K		SEC
ANADIGICS INCListing unverified	Mar 30, 2011	Award	340,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANADIGICS INCListing unverified	Mar 4, 2011	Sell	-5,832	5.15 USD	$30K		SEC
ANADIGICS INCListing unverified	Feb 25, 2011	Sell	-9,544	5.45 USD	$52K		SEC
ANADIGICS INCListing unverified	Feb 22, 2011	Award	25,300	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANADIGICS INCListing unverified	Jan 5, 2011	Award	47,500	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANADIGICS INCListing unverified	Dec 14, 2010	Sell	-92,848	7.68 USD	$713.1K	Unusual size	SEC
ANADIGICS INCListing unverified	Dec 14, 2010	ExerciseD (derivative)	-92,848	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANADIGICS INCListing unverified	Dec 14, 2010	Exercise	92,848	1.93 USD	$179.2K		SEC
ANADIGICS INCListing unverified	Sep 17, 2010	Sell	-112,111	5.03	$563.9K	Unusual size	SEC
ANADIGICS INCListing unverified	Aug 13, 2010	Sell	-8,365	3.59	$30K		SEC
ANADIGICS INCListing unverified	Jul 29, 2010	Award	22,955	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
Patriot National, Inc.Listing unverified	Mar 17, 2016	Award	16,858	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Patriot National, Inc.Listing unverified	Jan 20, 2015	Award	70,588	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Patriot National, Inc.Listing unverified	Jan 20, 2015	AwardD (derivative)	141,176	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
LIGHTING SCIENCE GROUP CORPListing unverified	Aug 9, 2013	AwardD (derivative)	143,756	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
LIGHTING SCIENCE GROUP CORPListing unverified	Aug 9, 2013	AwardD (derivative)	431,244	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
LIGHTING SCIENCE GROUP CORPListing unverified	Aug 27, 2012	AwardD (derivative)	2,938,199	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANADIGICS INCListing unverified	Dec 21, 2011	Sell	-12,699	2.10 USD	$26.7K		SEC
ANADIGICS INCListing unverified	Dec 20, 2011	Sell	-125,000	2.09 USD	$261.2K		SEC
ANADIGICS INCListing unverified	Dec 20, 2011	Sell	-62,301	2.11 USD	$131.5K		SEC
ANADIGICS INCListing unverified	Jun 29, 2011	AwardD (derivative)	250,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANADIGICS INCListing unverified	Jun 29, 2011	AwardD (derivative)	250,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANADIGICS INCListing unverified	May 23, 2011	Other	0	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANADIGICS INCListing unverified	May 19, 2011	Buy	50,000	2.89 USD	$144.5K	conv 50First in 12mo	SEC
ANADIGICS INCListing unverified	May 17, 2011	Sell	-5,917	2.94 USD	$17.4K		SEC
ANADIGICS INCListing unverified	Mar 30, 2011	Award	340,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANADIGICS INCListing unverified	Mar 4, 2011	Sell	-5,832	5.15 USD	$30K		SEC
ANADIGICS INCListing unverified	Feb 25, 2011	Sell	-9,544	5.45 USD	$52K		SEC
ANADIGICS INCListing unverified	Feb 22, 2011	Award	25,300	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANADIGICS INCListing unverified	Jan 5, 2011	Award	47,500	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANADIGICS INCListing unverified	Dec 14, 2010	Sell	-92,848	7.68 USD	$713.1K	Unusual size	SEC
ANADIGICS INCListing unverified	Dec 14, 2010	ExerciseD (derivative)	-92,848	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANADIGICS INCListing unverified	Dec 14, 2010	Exercise	92,848	1.93 USD	$179.2K		SEC
ANADIGICS INCListing unverified	Sep 17, 2010	Sell	-112,111	5.03	$563.9K	Unusual size	SEC
ANADIGICS INCListing unverified	Aug 13, 2010	Sell	-8,365	3.59	$30K		SEC
ANADIGICS INCListing unverified	Jul 29, 2010	Award	22,955	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC