SHIELDS KENNETH A

Director at RAYMOND JAMES FINANCIAL INC · on record since Jan 31, 2006
Director at MERCER INTERNATIONAL INC. · on record since May 1, 2006
Chairman & CEO - RJLtd at RAYMOND JAMES FINANCIAL INC · on record since Mar 2, 2005

Insider trading activity of SHIELDS KENNETH A

Transactions on record: 65; since Jan 12, 2004

Open-market buys: 15; $910.4K

Open-market sells: 14; $8.4M

Companies traded: 3; last filing Jun 3, 2011

Figures computed from official regulatory filings — .

Companies where SHIELDS KENNETH A has traded

MERCER INTERNATIONAL INC.18 tx · $1M · Jun 3, 2011
RAYMOND JAMES FINANCIAL INC45 tx · $15.1M · Feb 2, 2011
MERCER INTERNATIONAL INC2 tx · $85K · Feb 15, 2005

Track record of SHIELDS KENNETH A

Statistical track record

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Open-market buys: 15

Last buy: May 14, 2008

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Transaction history of SHIELDS KENNETH A

Co-insiders of SHIELDS KENNETH A

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
MERCER INTERNATIONAL INC.Listing on record	Jun 3, 2011	Other	8,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
RAYMOND JAMES FINANCIAL INCListing on record	Feb 2, 2011	Other	23,567	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
RAYMOND JAMES FINANCIAL INCListing on record	Feb 2, 2011	OtherD (derivative)	-23,567	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
RAYMOND JAMES FINANCIAL INCListing on record	Feb 2, 2011	Other	23,503	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
RAYMOND JAMES FINANCIAL INCListing on record	Feb 2, 2011	OtherD (derivative)	-23,503	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
RAYMOND JAMES FINANCIAL INCListing on record	Dec 10, 2010	Sell	-15,000	31.08 USD	$466.2K		SEC
RAYMOND JAMES FINANCIAL INCListing on record	Dec 9, 2010	Exercise	15,000	24.97 USD	$374.6K		SEC
RAYMOND JAMES FINANCIAL INCListing on record	Dec 9, 2010	ExerciseD (derivative)	-15,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
MERCER INTERNATIONAL INC.Listing on record	Jun 2, 2010	Other	16,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
RAYMOND JAMES FINANCIAL INCListing on record	Feb 23, 2010	AwardD (derivative)	2,500	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
MERCER INTERNATIONAL INC.Listing on record	Aug 6, 2009	Other	6,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
RAYMOND JAMES FINANCIAL INCListing on record	Feb 24, 2009	AwardD (derivative)	2,500	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
MERCER INTERNATIONAL INC.Listing on record	Jun 16, 2008	Other	6,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
MERCER INTERNATIONAL INC.Listing on record	May 15, 2008	Buy	9,751	7.46	$72.7K	conv 26	SEC
MERCER INTERNATIONAL INC.Listing on record	May 15, 2008	Buy	2,500	7.48	$18.7K	conv 23	SEC
MERCER INTERNATIONAL INC.Listing on record	May 15, 2008	Buy	900	7.96	$7.2K	conv 18	SEC
MERCER INTERNATIONAL INC.Listing on record	May 15, 2008	Buy	911	7.97	$7.3K	conv 18	SEC
MERCER INTERNATIONAL INC.Listing on record	May 15, 2008	Buy	900	7.69	$6.9K	conv 18	SEC
MERCER INTERNATIONAL INC.Listing on record	May 15, 2008	Buy	3,423	7.95	$27.2K	conv 19	SEC
MERCER INTERNATIONAL INC.Listing on record	May 15, 2008	Buy	2,115	7.49	$15.8K	conv 22	SEC
MERCER INTERNATIONAL INC.Listing on record	May 15, 2008	Buy	100	7.49	$749	conv 28First in 12mo	SEC
MERCER INTERNATIONAL INC.Listing on record	May 15, 2008	Buy	1,500	7.51	$11.3K	conv 18	SEC
MERCER INTERNATIONAL INC.Listing on record	May 15, 2008	Buy	400	7.50	$3K	conv 18	SEC
MERCER INTERNATIONAL INC.Listing on record	May 15, 2008	Buy	2,500	7.47	$18.7K	conv 23	SEC
RAYMOND JAMES FINANCIAL INCListing on record	Feb 19, 2008	ExerciseD (derivative)	2,500	25.87	$64.7K		SEC

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
MERCER INTERNATIONAL INC.Listing on record	Jun 3, 2011	Other	8,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
RAYMOND JAMES FINANCIAL INCListing on record	Feb 2, 2011	Other	23,567	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
RAYMOND JAMES FINANCIAL INCListing on record	Feb 2, 2011	OtherD (derivative)	-23,567	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
RAYMOND JAMES FINANCIAL INCListing on record	Feb 2, 2011	Other	23,503	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
RAYMOND JAMES FINANCIAL INCListing on record	Feb 2, 2011	OtherD (derivative)	-23,503	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
RAYMOND JAMES FINANCIAL INCListing on record	Dec 10, 2010	Sell	-15,000	31.08 USD	$466.2K		SEC
RAYMOND JAMES FINANCIAL INCListing on record	Dec 9, 2010	Exercise	15,000	24.97 USD	$374.6K		SEC
RAYMOND JAMES FINANCIAL INCListing on record	Dec 9, 2010	ExerciseD (derivative)	-15,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
MERCER INTERNATIONAL INC.Listing on record	Jun 2, 2010	Other	16,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
RAYMOND JAMES FINANCIAL INCListing on record	Feb 23, 2010	AwardD (derivative)	2,500	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
MERCER INTERNATIONAL INC.Listing on record	Aug 6, 2009	Other	6,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
RAYMOND JAMES FINANCIAL INCListing on record	Feb 24, 2009	AwardD (derivative)	2,500	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
MERCER INTERNATIONAL INC.Listing on record	Jun 16, 2008	Other	6,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
MERCER INTERNATIONAL INC.Listing on record	May 15, 2008	Buy	9,751	7.46	$72.7K	conv 26	SEC
MERCER INTERNATIONAL INC.Listing on record	May 15, 2008	Buy	2,500	7.48	$18.7K	conv 23	SEC
MERCER INTERNATIONAL INC.Listing on record	May 15, 2008	Buy	900	7.96	$7.2K	conv 18	SEC
MERCER INTERNATIONAL INC.Listing on record	May 15, 2008	Buy	911	7.97	$7.3K	conv 18	SEC
MERCER INTERNATIONAL INC.Listing on record	May 15, 2008	Buy	900	7.69	$6.9K	conv 18	SEC
MERCER INTERNATIONAL INC.Listing on record	May 15, 2008	Buy	3,423	7.95	$27.2K	conv 19	SEC
MERCER INTERNATIONAL INC.Listing on record	May 15, 2008	Buy	2,115	7.49	$15.8K	conv 22	SEC
MERCER INTERNATIONAL INC.Listing on record	May 15, 2008	Buy	100	7.49	$749	conv 28First in 12mo	SEC
MERCER INTERNATIONAL INC.Listing on record	May 15, 2008	Buy	1,500	7.51	$11.3K	conv 18	SEC
MERCER INTERNATIONAL INC.Listing on record	May 15, 2008	Buy	400	7.50	$3K	conv 18	SEC
MERCER INTERNATIONAL INC.Listing on record	May 15, 2008	Buy	2,500	7.47	$18.7K	conv 23	SEC
RAYMOND JAMES FINANCIAL INCListing on record	Feb 19, 2008	ExerciseD (derivative)	2,500	25.87	$64.7K		SEC