SERKES JEFFREY D

Director at REFAC OPTICAL GROUP · on record since Jun 28, 2006
Director at Citi Investor Services, Inc. · on record since Jul 16, 2003
Senior Vice President & CFO at Citi Investor Services, Inc. · on record since Jul 16, 2003
Chief Financial Officer at ALLEGHENY ENERGY, INC · on record since Feb 20, 2004

Insider trading activity of SERKES JEFFREY D

Transactions on record: 18; since Feb 20, 2004

Open-market buys: 4; $134.3K

Open-market sells: 0

Companies traded: 2; last filing May 1, 2007

Figures computed from official regulatory filings — .

Companies where SERKES JEFFREY D has traded

REFAC OPTICAL GROUP6 tx · May 1, 2007
ALLEGHENY ENERGY, INC12 tx · $36M · Jul 5, 2006

Track record of SERKES JEFFREY D

Insufficient history for a statistical track record (fewer than 5 open-market buys).

Transaction history of SERKES JEFFREY D

Co-insiders of SERKES JEFFREY D

BAUM ELEANORALLEGHENY ENERGY, INC +1
HERTZOG DAVID BALLEGHENY ENERGY, INC +1
Kleisner Theodore JALLEGHENY ENERGY, INC +1
RICE STEVEN HALLEGHENY ENERGY, INC +1
SARSTEN GUNNAR EALLEGHENY ENERGY, INC +1
ADKINS DANNY WCiti Investor Services, Inc.
Aronson JeffreyCiti Investor Services, Inc.
ASHWORTH ERIC NCiti Investor Services, Inc.
AXAR CAPITAL MANAGEMENT L.P.Citi Investor Services, Inc.
Axar GP, LLCCiti Investor Services, Inc.
Axelrod AndrewCiti Investor Services, Inc.
BALDWIN H FURLONGALLEGHENY ENERGY, INC
Benson David CALLEGHENY ENERGY, INC
BERMAN STEVEN EREFAC OPTICAL GROUP
Bolton Eugene KREFAC OPTICAL GROUP
BOTTIGLIERI JAMESCiti Investor Services, Inc.
BOVIN DENIS ACiti Investor Services, Inc.
Campbell John PALLEGHENY ENERGY, INC
CAMPBELL LEWIS BCiti Investor Services, Inc.

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
REFAC OPTICAL GROUPListing unverified	May 1, 2007	OtherD (derivative)	-10,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
REFAC OPTICAL GROUPListing unverified	May 1, 2007	OtherD (derivative)	-10,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
REFAC OPTICAL GROUPListing unverified	May 1, 2007	OtherD (derivative)	-20,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
REFAC OPTICAL GROUPListing unverified	May 1, 2007	OtherD (derivative)	-10,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ALLEGHENY ENERGY, INCListing unverified	Jul 5, 2006	ExerciseD (derivative)	-238,265	—	n/a (No price was disclosed in the filing)		SEC
ALLEGHENY ENERGY, INCListing unverified	Jul 5, 2006	Exercise	452,703	37.28	$16.9M		SEC
ALLEGHENY ENERGY, INCListing unverified	Jul 5, 2006	Other	-176,206	37.28	$6.6M		SEC
REFAC OPTICAL GROUPListing unverified	Jun 28, 2006	AwardD (derivative)	19,425	—	n/a (No price was disclosed in the filing)		SEC
REFAC OPTICAL GROUPListing unverified	Jun 28, 2006	AwardD (derivative)	575	—	n/a (No price was disclosed in the filing)		SEC
ALLEGHENY ENERGY, INCListing unverified	Apr 4, 2006	Exercise	107,218	34.17	$3.7M		SEC
ALLEGHENY ENERGY, INCListing unverified	Apr 4, 2006	Other	-40,124	34.17	$1.4M		SEC
ALLEGHENY ENERGY, INCListing unverified	Apr 4, 2006	ExerciseD (derivative)	-107,218	—	n/a (No price was disclosed in the filing)		SEC
ALLEGHENY ENERGY, INCListing unverified	Mar 22, 2004	Buy	5,000	12.21 USD	$61.1K	conv 83Cluster	SEC
ALLEGHENY ENERGY, INCListing unverified	Mar 22, 2004	Buy	5,000	12.21 USD	$61.1K	conv 75Cluster	SEC
ALLEGHENY ENERGY, INCListing unverified	Mar 22, 2004	Buy	500	12.19 USD	$6.1K	conv 89ClusterFirst in 12mo	SEC
ALLEGHENY ENERGY, INCListing unverified	Mar 22, 2004	Buy	500	12.19 USD	$6.1K	conv 89ClusterFirst in 12mo	SEC
ALLEGHENY ENERGY, INCListing unverified	Feb 20, 2004	AwardD (derivative)	714,795	—	n/a (No price was disclosed in the filing)		SEC
ALLEGHENY ENERGY, INCListing unverified	Feb 20, 2004	AwardD (derivative)	550,000	13.35 USD	$7.3M		SEC

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
REFAC OPTICAL GROUPListing unverified	May 1, 2007	OtherD (derivative)	-10,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
REFAC OPTICAL GROUPListing unverified	May 1, 2007	OtherD (derivative)	-10,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
REFAC OPTICAL GROUPListing unverified	May 1, 2007	OtherD (derivative)	-20,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
REFAC OPTICAL GROUPListing unverified	May 1, 2007	OtherD (derivative)	-10,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ALLEGHENY ENERGY, INCListing unverified	Jul 5, 2006	ExerciseD (derivative)	-238,265	—	n/a (No price was disclosed in the filing)		SEC
ALLEGHENY ENERGY, INCListing unverified	Jul 5, 2006	Exercise	452,703	37.28	$16.9M		SEC
ALLEGHENY ENERGY, INCListing unverified	Jul 5, 2006	Other	-176,206	37.28	$6.6M		SEC
REFAC OPTICAL GROUPListing unverified	Jun 28, 2006	AwardD (derivative)	19,425	—	n/a (No price was disclosed in the filing)		SEC
REFAC OPTICAL GROUPListing unverified	Jun 28, 2006	AwardD (derivative)	575	—	n/a (No price was disclosed in the filing)		SEC
ALLEGHENY ENERGY, INCListing unverified	Apr 4, 2006	Exercise	107,218	34.17	$3.7M		SEC
ALLEGHENY ENERGY, INCListing unverified	Apr 4, 2006	Other	-40,124	34.17	$1.4M		SEC
ALLEGHENY ENERGY, INCListing unverified	Apr 4, 2006	ExerciseD (derivative)	-107,218	—	n/a (No price was disclosed in the filing)		SEC
ALLEGHENY ENERGY, INCListing unverified	Mar 22, 2004	Buy	5,000	12.21 USD	$61.1K	conv 83Cluster	SEC
ALLEGHENY ENERGY, INCListing unverified	Mar 22, 2004	Buy	5,000	12.21 USD	$61.1K	conv 75Cluster	SEC
ALLEGHENY ENERGY, INCListing unverified	Mar 22, 2004	Buy	500	12.19 USD	$6.1K	conv 89ClusterFirst in 12mo	SEC
ALLEGHENY ENERGY, INCListing unverified	Mar 22, 2004	Buy	500	12.19 USD	$6.1K	conv 89ClusterFirst in 12mo	SEC
ALLEGHENY ENERGY, INCListing unverified	Feb 20, 2004	AwardD (derivative)	714,795	—	n/a (No price was disclosed in the filing)		SEC
ALLEGHENY ENERGY, INCListing unverified	Feb 20, 2004	AwardD (derivative)	550,000	13.35 USD	$7.3M		SEC