ROGERS THOMAS J

EVP, Pres.&CEO AM&M Financial at TOMPKINS FINANCIAL CORP · on record since Feb 13, 2009
Director at SOUTH FINANCIAL GROUP INC · on record since Jul 17, 2003

Insider trading activity of ROGERS THOMAS J

Transactions on record: 27; since Oct 7, 2003

Open-market buys: 5; $100.3K

Open-market sells: 6; $361.7K

Companies traded: 2; last filing Feb 8, 2011

Figures computed from official regulatory filings — .

Companies where ROGERS THOMAS J has traded

TOMPKINS FINANCIAL CORP21 tx · $1.1M · Feb 8, 2011
SOUTH FINANCIAL GROUP INC6 tx · $1.7M · Apr 5, 2004

Track record of ROGERS THOMAS J

Statistical track record

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Open-market buys: 5

Last buy: Aug 2, 2007

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Transaction history of ROGERS THOMAS J

Co-insiders of ROGERS THOMAS J

Achzet Russell KTOMPKINS FINANCIAL CORP
AINSLIE LEE S IIISOUTH FINANCIAL GROUP INC
ALEXANDER JOHN ETOMPKINS FINANCIAL CORP
Anderson Johanna BTOMPKINS FINANCIAL CORP
Angelis Stephen MTOMPKINS FINANCIAL CORP
BANTLE ROBERT BTOMPKINS FINANCIAL CORP

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
TOMPKINS FINANCIAL CORPListing on record	Feb 8, 2011	ExerciseD (derivative)	-3,740	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
TOMPKINS FINANCIAL CORPListing on record	Feb 8, 2011	Sell	-3,740	40.68 USD	$152.1K	Unusual size	SEC
TOMPKINS FINANCIAL CORPListing on record	Feb 8, 2011	Exercise	3,740	37.28 USD	$139.4K		SEC
TOMPKINS FINANCIAL CORPListing on record	Feb 8, 2011	Other	303.5	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
TOMPKINS FINANCIAL CORPListing on record	Feb 10, 2010	Other	86	—	n/a (No price was disclosed in the filing)		SEC
TOMPKINS FINANCIAL CORPListing on record	Sep 21, 2009	AwardD (derivative)	10,000	45.88	$458.8K	Unusual size	SEC
TOMPKINS FINANCIAL CORPListing on record	May 8, 2009	Sell	-740	49.03	$36.3K		SEC
TOMPKINS FINANCIAL CORPListing on record	Feb 13, 2009	Other	179	—	n/a (No price was disclosed in the filing)		SEC
TOMPKINS FINANCIAL CORPListing on record	Aug 12, 2008	Sell	-1,222	45.00	$55K	Unusual size	SEC
TOMPKINS FINANCIAL CORPListing on record	Apr 30, 2008	Other	740	—	n/a (No price was disclosed in the filing)		SEC
TOMPKINS FINANCIAL CORPListing on record	Apr 30, 2008	Sell	-800	48.75	$39K		SEC
TOMPKINS FINANCIAL CORPListing on record	Apr 30, 2008	Sell	-800	49.01	$39.2K		SEC
TOMPKINS FINANCIAL CORPListing on record	Apr 30, 2008	Sell	-823	48.75	$40.1K		SEC
TOMPKINS FINANCIAL CORPListing on record	Dec 3, 2007	AwardD (derivative)	10,000	—	n/a (No price was disclosed in the filing)		SEC
TOMPKINS FINANCIAL CORPListing on record	Aug 3, 2007	Buy	1,000	33.62	$33.6K	conv 86ClusterFirst in 12mo	SEC
TOMPKINS FINANCIAL CORPListing on record	Aug 3, 2007	Buy	96	33.84	$3.2K	conv 59ClusterFirst in 12mo	SEC
TOMPKINS FINANCIAL CORPListing on record	Aug 3, 2007	Buy	900	33.75	$30.4K	conv 73ClusterFirst in 12mo	SEC
TOMPKINS FINANCIAL CORPListing on record	Aug 3, 2007	Buy	500	33.23	$16.6K	conv 86ClusterFirst in 12mo	SEC
TOMPKINS FINANCIAL CORPListing on record	Aug 3, 2007	Buy	500	32.96	$16.5K	conv 80ClusterFirst in 12mo	SEC
TOMPKINS FINANCIAL CORPListing on record	Jul 25, 2007	Other	102	—	n/a (No price was disclosed in the filing)		SEC
TOMPKINS FINANCIAL CORPListing on record	May 21, 2007	Other	1,222	—	n/a (No price was disclosed in the filing)		SEC
SOUTH FINANCIAL GROUP INCListing unverified	Apr 5, 2004	Award	152	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
SOUTH FINANCIAL GROUP INCListing unverified	Jan 20, 2004	Award	162	28.41 USD	$4.6K		SEC
SOUTH FINANCIAL GROUP INCListing unverified	Oct 22, 2003	OtherD (derivative)	-26,819	26.82 USD	$719.3K		SEC
SOUTH FINANCIAL GROUP INCListing unverified	Oct 22, 2003	OtherD (derivative)	-31,159	31.16 USD	$970.9K		SEC

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
TOMPKINS FINANCIAL CORPListing on record	Feb 8, 2011	ExerciseD (derivative)	-3,740	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
TOMPKINS FINANCIAL CORPListing on record	Feb 8, 2011	Sell	-3,740	40.68 USD	$152.1K	Unusual size	SEC
TOMPKINS FINANCIAL CORPListing on record	Feb 8, 2011	Exercise	3,740	37.28 USD	$139.4K		SEC
TOMPKINS FINANCIAL CORPListing on record	Feb 8, 2011	Other	303.5	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
TOMPKINS FINANCIAL CORPListing on record	Feb 10, 2010	Other	86	—	n/a (No price was disclosed in the filing)		SEC
TOMPKINS FINANCIAL CORPListing on record	Sep 21, 2009	AwardD (derivative)	10,000	45.88	$458.8K	Unusual size	SEC
TOMPKINS FINANCIAL CORPListing on record	May 8, 2009	Sell	-740	49.03	$36.3K		SEC
TOMPKINS FINANCIAL CORPListing on record	Feb 13, 2009	Other	179	—	n/a (No price was disclosed in the filing)		SEC
TOMPKINS FINANCIAL CORPListing on record	Aug 12, 2008	Sell	-1,222	45.00	$55K	Unusual size	SEC
TOMPKINS FINANCIAL CORPListing on record	Apr 30, 2008	Other	740	—	n/a (No price was disclosed in the filing)		SEC
TOMPKINS FINANCIAL CORPListing on record	Apr 30, 2008	Sell	-800	48.75	$39K		SEC
TOMPKINS FINANCIAL CORPListing on record	Apr 30, 2008	Sell	-800	49.01	$39.2K		SEC
TOMPKINS FINANCIAL CORPListing on record	Apr 30, 2008	Sell	-823	48.75	$40.1K		SEC
TOMPKINS FINANCIAL CORPListing on record	Dec 3, 2007	AwardD (derivative)	10,000	—	n/a (No price was disclosed in the filing)		SEC
TOMPKINS FINANCIAL CORPListing on record	Aug 3, 2007	Buy	1,000	33.62	$33.6K	conv 86ClusterFirst in 12mo	SEC
TOMPKINS FINANCIAL CORPListing on record	Aug 3, 2007	Buy	96	33.84	$3.2K	conv 59ClusterFirst in 12mo	SEC
TOMPKINS FINANCIAL CORPListing on record	Aug 3, 2007	Buy	900	33.75	$30.4K	conv 73ClusterFirst in 12mo	SEC
TOMPKINS FINANCIAL CORPListing on record	Aug 3, 2007	Buy	500	33.23	$16.6K	conv 86ClusterFirst in 12mo	SEC
TOMPKINS FINANCIAL CORPListing on record	Aug 3, 2007	Buy	500	32.96	$16.5K	conv 80ClusterFirst in 12mo	SEC
TOMPKINS FINANCIAL CORPListing on record	Jul 25, 2007	Other	102	—	n/a (No price was disclosed in the filing)		SEC
TOMPKINS FINANCIAL CORPListing on record	May 21, 2007	Other	1,222	—	n/a (No price was disclosed in the filing)		SEC
SOUTH FINANCIAL GROUP INCListing unverified	Apr 5, 2004	Award	152	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
SOUTH FINANCIAL GROUP INCListing unverified	Jan 20, 2004	Award	162	28.41 USD	$4.6K		SEC
SOUTH FINANCIAL GROUP INCListing unverified	Oct 22, 2003	OtherD (derivative)	-26,819	26.82 USD	$719.3K		SEC
SOUTH FINANCIAL GROUP INCListing unverified	Oct 22, 2003	OtherD (derivative)	-31,159	31.16 USD	$970.9K		SEC