Roaring Fork Capital SBIC, L.P.

10% owner at APPLIED IMAGING CORP · on record since Mar 22, 2006
10% owner at ADS MEDIA GROUP INC · on record since Jun 27, 2006
10% owner at ATC HEALTHCARE INC /DE/ · on record since Jun 16, 2006
10% owner at Riot Platforms, Inc. · on record since May 9, 2006
10% owner at ECO2 PLASTICS INC · on record since Feb 2, 2007
10% owner at Cistera Networks, Inc. · on record since Apr 17, 2007
10% owner at Apollo Endosurgery, Inc. · on record since Apr 6, 2007

Insider trading activity of Roaring Fork Capital SBIC, L.P.

Transactions on record: 22; since Nov 28, 2005

Open-market buys: 3; $1.2M

Open-market sells: 8; $701K

Companies traded: 4; last filing Dec 23, 2008

Figures computed from official regulatory filings — .

Companies where Roaring Fork Capital SBIC, L.P. has traded

ATC HEALTHCARE INC /DE/10 tx · $15.4M · Dec 23, 2008
ECO2 PLASTICS INC3 tx · Apr 9, 2008
Apollo Endosurgery, Inc.2 tx · $618.8K · Apr 6, 2007
Riot Platforms, Inc.7 tx · $701K · Dec 27, 2006

Track record of Roaring Fork Capital SBIC, L.P.

Statistical track record

Free account

Open-market buys: 5

Last buy: Apr 9, 2008

Win rates, median returns and the proven-insider analysis come with a free account.

Transaction history of Roaring Fork Capital SBIC, L.P.

Co-insiders of Roaring Fork Capital SBIC, L.P.

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
ATC HEALTHCARE INC /DE/Listing unverified	Dec 23, 2008	Sell	-1,714,935	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ATC HEALTHCARE INC /DE/Listing unverified	Dec 23, 2008	Sell	-2,000,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ATC HEALTHCARE INC /DE/Listing unverified	Dec 22, 2008	SellD (derivative)	-1,741,000	8.00	$13.9M	Unusual size	SEC
ATC HEALTHCARE INC /DE/Listing unverified	Dec 22, 2008	SellD (derivative)	-426,351	2.00	$852.7K	Unusual size	SEC
ECO2 PLASTICS INCListing unverified	Apr 9, 2008	OtherD (derivative)	-7,050,000	—	n/a (No price was disclosed in the filing)		SEC
ECO2 PLASTICS INCListing unverified	Apr 9, 2008	Buy	52,069,178	—	n/a (No price was disclosed in the filing)	conv 58First in 12mo	SEC
ECO2 PLASTICS INCListing unverified	Apr 9, 2008	OtherD (derivative)	0	—	n/a (No price was disclosed in the filing)		SEC
Apollo Endosurgery, Inc.Listing on record	Apr 6, 2007	Buy	651,316	0.95	$618.8K	conv 46	SEC
Apollo Endosurgery, Inc.Listing on record	Apr 6, 2007	BuyD (derivative)	227,961	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ATC HEALTHCARE INC /DE/Listing unverified	Jan 18, 2007	BuyD (derivative)	1,000,000	—	n/a (No price was disclosed in the filing)	First in 12mo	SEC
ATC HEALTHCARE INC /DE/Listing unverified	Jan 18, 2007	OtherD (derivative)	-2,223,000	—	n/a (No price was disclosed in the filing)		SEC
ATC HEALTHCARE INC /DE/Listing unverified	Jan 18, 2007	OtherD (derivative)	741,000	—	n/a (No price was disclosed in the filing)		SEC
ATC HEALTHCARE INC /DE/Listing unverified	Jan 18, 2007	OtherD (derivative)	-741,000	—	n/a (No price was disclosed in the filing)		SEC
ATC HEALTHCARE INC /DE/Listing unverified	Jan 18, 2007	Buy	2,000,000	0.30	$600K	conv 67First in 12mo	SEC
ATC HEALTHCARE INC /DE/Listing unverified	Jan 18, 2007	OtherD (derivative)	2,223,000	—	n/a (No price was disclosed in the filing)		SEC
Riot Platforms, Inc.Listing on record	Dec 27, 2006	Sell	-25,000	2.43	$60.8K		SEC
Riot Platforms, Inc.Listing on record	Dec 7, 2006	Sell	-35,000	1.89	$66.2K		SEC
Riot Platforms, Inc.Listing on record	Nov 16, 2006	Sell	-140,000	1.62	$226.8K	Unusual size	SEC
Riot Platforms, Inc.Listing on record	Sep 25, 2006	Sell	-85,000	1.49	$126.7K		SEC
Riot Platforms, Inc.Listing on record	Aug 22, 2006	Sell	-92,857	1.45	$134.6K		SEC
Riot Platforms, Inc.Listing on record	May 9, 2006	Sell	-50,000	1.72	$86K		SEC
Riot Platforms, Inc.Listing on record	Nov 28, 2005	Other	53,624	—	n/a (No price was disclosed in the filing)		SEC

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
ATC HEALTHCARE INC /DE/Listing unverified	Dec 23, 2008	Sell	-1,714,935	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ATC HEALTHCARE INC /DE/Listing unverified	Dec 23, 2008	Sell	-2,000,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ATC HEALTHCARE INC /DE/Listing unverified	Dec 22, 2008	SellD (derivative)	-1,741,000	8.00	$13.9M	Unusual size	SEC
ATC HEALTHCARE INC /DE/Listing unverified	Dec 22, 2008	SellD (derivative)	-426,351	2.00	$852.7K	Unusual size	SEC
ECO2 PLASTICS INCListing unverified	Apr 9, 2008	OtherD (derivative)	-7,050,000	—	n/a (No price was disclosed in the filing)		SEC
ECO2 PLASTICS INCListing unverified	Apr 9, 2008	Buy	52,069,178	—	n/a (No price was disclosed in the filing)	conv 58First in 12mo	SEC
ECO2 PLASTICS INCListing unverified	Apr 9, 2008	OtherD (derivative)	0	—	n/a (No price was disclosed in the filing)		SEC
Apollo Endosurgery, Inc.Listing on record	Apr 6, 2007	Buy	651,316	0.95	$618.8K	conv 46	SEC
Apollo Endosurgery, Inc.Listing on record	Apr 6, 2007	BuyD (derivative)	227,961	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ATC HEALTHCARE INC /DE/Listing unverified	Jan 18, 2007	BuyD (derivative)	1,000,000	—	n/a (No price was disclosed in the filing)	First in 12mo	SEC
ATC HEALTHCARE INC /DE/Listing unverified	Jan 18, 2007	OtherD (derivative)	-2,223,000	—	n/a (No price was disclosed in the filing)		SEC
ATC HEALTHCARE INC /DE/Listing unverified	Jan 18, 2007	OtherD (derivative)	741,000	—	n/a (No price was disclosed in the filing)		SEC
ATC HEALTHCARE INC /DE/Listing unverified	Jan 18, 2007	OtherD (derivative)	-741,000	—	n/a (No price was disclosed in the filing)		SEC
ATC HEALTHCARE INC /DE/Listing unverified	Jan 18, 2007	Buy	2,000,000	0.30	$600K	conv 67First in 12mo	SEC
ATC HEALTHCARE INC /DE/Listing unverified	Jan 18, 2007	OtherD (derivative)	2,223,000	—	n/a (No price was disclosed in the filing)		SEC
Riot Platforms, Inc.Listing on record	Dec 27, 2006	Sell	-25,000	2.43	$60.8K		SEC
Riot Platforms, Inc.Listing on record	Dec 7, 2006	Sell	-35,000	1.89	$66.2K		SEC
Riot Platforms, Inc.Listing on record	Nov 16, 2006	Sell	-140,000	1.62	$226.8K	Unusual size	SEC
Riot Platforms, Inc.Listing on record	Sep 25, 2006	Sell	-85,000	1.49	$126.7K		SEC
Riot Platforms, Inc.Listing on record	Aug 22, 2006	Sell	-92,857	1.45	$134.6K		SEC
Riot Platforms, Inc.Listing on record	May 9, 2006	Sell	-50,000	1.72	$86K		SEC
Riot Platforms, Inc.Listing on record	Nov 28, 2005	Other	53,624	—	n/a (No price was disclosed in the filing)		SEC