RIESS RICHARD K

Executive Vice President at RAYMOND JAMES FINANCIAL INC · on record since Mar 29, 2006

Insider trading activity of RIESS RICHARD K

Transactions on record: 62; since Sep 22, 2003

Open-market buys: 2; $467.5K

Open-market sells: 20; $4.7M

Companies traded: 1; last filing Dec 19, 2011

Figures computed from official regulatory filings — .

Companies where RIESS RICHARD K has traded

RAYMOND JAMES FINANCIAL INC62 tx · $8.2M · Dec 19, 2011

Track record of RIESS RICHARD K

Insufficient history for a statistical track record (fewer than 5 open-market buys).

Transaction history of RIESS RICHARD K

Co-insiders of RIESS RICHARD K

ACKART JENNIFER CRAYMOND JAMES FINANCIAL INC
Aisenbrey Christopher SRAYMOND JAMES FINANCIAL INC
Allaire Bella LoykhterRAYMOND JAMES FINANCIAL INC
Allison Paul DRAYMOND JAMES FINANCIAL INC
ARMSTRONG KENNETH ERAYMOND JAMES FINANCIAL INC
AUGENBRAUN BARRY SRAYMOND JAMES FINANCIAL INC
Augustine James N JrRAYMOND JAMES FINANCIAL INC
AVERITT RICHARD GRAYMOND JAMES FINANCIAL INC
Bailey PeterRAYMOND JAMES FINANCIAL INC
Begor Mark WRAYMOND JAMES FINANCIAL INC
Broader Shelley G.RAYMOND JAMES FINANCIAL INC
BULKLEY JONATHAN ARAYMOND JAMES FINANCIAL INC
Bunn James ERAYMOND JAMES FINANCIAL INC
Campagnoli VincentRAYMOND JAMES FINANCIAL INC
Carson John C Jr.RAYMOND JAMES FINANCIAL INC
Carter HoraceRAYMOND JAMES FINANCIAL INC
Catanese GeorgeRAYMOND JAMES FINANCIAL INC
Coulter James Robert EdwardRAYMOND JAMES FINANCIAL INC
Curtis Scott ARAYMOND JAMES FINANCIAL INC
DEBEL MARLENERAYMOND JAMES FINANCIAL INC
Dowdle Jeffrey ARAYMOND JAMES FINANCIAL INC
DUTKOWSKY ROBERT MRAYMOND JAMES FINANCIAL INC
Edwards Jeffrey NRAYMOND JAMES FINANCIAL INC
EITEL JOHN TIMOTHYRAYMOND JAMES FINANCIAL INC
Elwyn Tashtego SRAYMOND JAMES FINANCIAL INC
Esty BenjaminRAYMOND JAMES FINANCIAL INC
FRANKE THOMAS ARAYMOND JAMES FINANCIAL INC
GARCIA ART ARAYMOND JAMES FINANCIAL INC
Gates AnneRAYMOND JAMES FINANCIAL INC
GODBOLD FRANCIS SRAYMOND JAMES FINANCIAL INC
HABERMEYER H WILLIAM JRRAYMOND JAMES FINANCIAL INC
Haynes Morgan Tarazeta JRAYMOND JAMES FINANCIAL INC

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
RAYMOND JAMES FINANCIAL INCListing on record	Dec 19, 2011	AwardD (derivative)	8,937	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
RAYMOND JAMES FINANCIAL INCListing on record	Feb 17, 2011	Sell	-9,000	38.83 USD	$349.5K		SEC
RAYMOND JAMES FINANCIAL INCListing on record	Feb 17, 2011	ExerciseD (derivative)	-9,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
RAYMOND JAMES FINANCIAL INCListing on record	Feb 17, 2011	Exercise	9,000	30.44 USD	$274K		SEC
RAYMOND JAMES FINANCIAL INCListing on record	Feb 2, 2011	Sell	-3,750	36.81 USD	$138K		SEC
RAYMOND JAMES FINANCIAL INCListing on record	Feb 2, 2011	Exercise	3,750	24.97 USD	$93.6K		SEC
RAYMOND JAMES FINANCIAL INCListing on record	Feb 2, 2011	ExerciseD (derivative)	-3,750	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
RAYMOND JAMES FINANCIAL INCListing on record	Jan 27, 2011	ExerciseD (derivative)	-11,250	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
RAYMOND JAMES FINANCIAL INCListing on record	Jan 27, 2011	Exercise	11,250	24.97 USD	$280.9K		SEC
RAYMOND JAMES FINANCIAL INCListing on record	Jan 27, 2011	Sell	-11,250	35.67 USD	$401.3K		SEC
RAYMOND JAMES FINANCIAL INCListing on record	Dec 17, 2010	AwardD (derivative)	6,581	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
RAYMOND JAMES FINANCIAL INCListing on record	Dec 8, 2010	Sell	-9,689	30.89 USD	$299.3K		SEC
RAYMOND JAMES FINANCIAL INCListing on record	Apr 28, 2010	Sell	-10,325	30.04	$310.2K		SEC
RAYMOND JAMES FINANCIAL INCListing on record	Mar 17, 2010	Gift	-3,650	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
RAYMOND JAMES FINANCIAL INCListing on record	Mar 10, 2010	Sell	-2,225	27.81	$61.9K		SEC
RAYMOND JAMES FINANCIAL INCListing on record	Mar 10, 2010	AwardD (derivative)	25,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
RAYMOND JAMES FINANCIAL INCListing on record	Dec 17, 2009	Award	4,161	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
RAYMOND JAMES FINANCIAL INCListing on record	Dec 3, 2009	Sell	-8,457	24.27	$205.3K		SEC
RAYMOND JAMES FINANCIAL INCListing on record	Nov 27, 2009	AwardD (derivative)	25,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
RAYMOND JAMES FINANCIAL INCListing on record	Sep 16, 2009	Sell	-26,184	22.92	$600.1K	Unusual size	SEC
RAYMOND JAMES FINANCIAL INCListing on record	Sep 16, 2009	Sell	-20,000	22.87	$457.4K	Unusual size	SEC
RAYMOND JAMES FINANCIAL INCListing on record	Jan 30, 2009	ExerciseD (derivative)	-16,200	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
RAYMOND JAMES FINANCIAL INCListing on record	Jan 30, 2009	Sell	-13,650	19.96	$272.5K		SEC
RAYMOND JAMES FINANCIAL INCListing on record	Jan 30, 2009	Exercise	16,200	16.80	$272.2K		SEC
RAYMOND JAMES FINANCIAL INCListing on record	Dec 9, 2008	Award	12,230	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
RAYMOND JAMES FINANCIAL INCListing on record	Dec 19, 2011	AwardD (derivative)	8,937	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
RAYMOND JAMES FINANCIAL INCListing on record	Feb 17, 2011	Sell	-9,000	38.83 USD	$349.5K		SEC
RAYMOND JAMES FINANCIAL INCListing on record	Feb 17, 2011	ExerciseD (derivative)	-9,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
RAYMOND JAMES FINANCIAL INCListing on record	Feb 17, 2011	Exercise	9,000	30.44 USD	$274K		SEC
RAYMOND JAMES FINANCIAL INCListing on record	Feb 2, 2011	Sell	-3,750	36.81 USD	$138K		SEC
RAYMOND JAMES FINANCIAL INCListing on record	Feb 2, 2011	Exercise	3,750	24.97 USD	$93.6K		SEC
RAYMOND JAMES FINANCIAL INCListing on record	Feb 2, 2011	ExerciseD (derivative)	-3,750	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
RAYMOND JAMES FINANCIAL INCListing on record	Jan 27, 2011	ExerciseD (derivative)	-11,250	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
RAYMOND JAMES FINANCIAL INCListing on record	Jan 27, 2011	Exercise	11,250	24.97 USD	$280.9K		SEC
RAYMOND JAMES FINANCIAL INCListing on record	Jan 27, 2011	Sell	-11,250	35.67 USD	$401.3K		SEC
RAYMOND JAMES FINANCIAL INCListing on record	Dec 17, 2010	AwardD (derivative)	6,581	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
RAYMOND JAMES FINANCIAL INCListing on record	Dec 8, 2010	Sell	-9,689	30.89 USD	$299.3K		SEC
RAYMOND JAMES FINANCIAL INCListing on record	Apr 28, 2010	Sell	-10,325	30.04	$310.2K		SEC
RAYMOND JAMES FINANCIAL INCListing on record	Mar 17, 2010	Gift	-3,650	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
RAYMOND JAMES FINANCIAL INCListing on record	Mar 10, 2010	Sell	-2,225	27.81	$61.9K		SEC
RAYMOND JAMES FINANCIAL INCListing on record	Mar 10, 2010	AwardD (derivative)	25,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
RAYMOND JAMES FINANCIAL INCListing on record	Dec 17, 2009	Award	4,161	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
RAYMOND JAMES FINANCIAL INCListing on record	Dec 3, 2009	Sell	-8,457	24.27	$205.3K		SEC
RAYMOND JAMES FINANCIAL INCListing on record	Nov 27, 2009	AwardD (derivative)	25,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
RAYMOND JAMES FINANCIAL INCListing on record	Sep 16, 2009	Sell	-26,184	22.92	$600.1K	Unusual size	SEC
RAYMOND JAMES FINANCIAL INCListing on record	Sep 16, 2009	Sell	-20,000	22.87	$457.4K	Unusual size	SEC
RAYMOND JAMES FINANCIAL INCListing on record	Jan 30, 2009	ExerciseD (derivative)	-16,200	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
RAYMOND JAMES FINANCIAL INCListing on record	Jan 30, 2009	Sell	-13,650	19.96	$272.5K		SEC
RAYMOND JAMES FINANCIAL INCListing on record	Jan 30, 2009	Exercise	16,200	16.80	$272.2K		SEC
RAYMOND JAMES FINANCIAL INCListing on record	Dec 9, 2008	Award	12,230	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC