RICE A. FRANKLIN

CHIEF FINANCIAL OFFICER at Vistagen Therapeutics, Inc. · on record since May 25, 2011
VP CORPORATE DEVELOPMENT at VISTACARE, LLC · on record since May 7, 2012

Insider trading activity of RICE A. FRANKLIN

Transactions on record: 16; since May 25, 2011

Open-market buys: 0

Open-market sells: 0

Companies traded: 2; last filing May 7, 2012

Figures computed from official regulatory filings — .

Companies where RICE A. FRANKLIN has traded

VISTACARE, LLC3 tx · May 7, 2012
Vistagen Therapeutics, Inc.13 tx · $803.3K · May 25, 2011

Track record of RICE A. FRANKLIN

Insufficient history for a statistical track record (fewer than 5 open-market buys).

Transaction history of RICE A. FRANKLIN

Co-insiders of RICE A. FRANKLIN

Cato Allen EasleyVISTACARE, LLC +1
CATO HOLDING COVISTACARE, LLC +1
DOTSON JERROLD DUANEVISTACARE, LLC +1
GIN JERRY BVISTACARE, LLC +1
SAXE JON SVISTACARE, LLC +1
Singh ShawnVISTACARE, LLC +1
SNODGRASS H. RALPHVISTACARE, LLC +1
Underdown Brian J.VISTACARE, LLC +1
Adler Reid G.Vistagen Therapeutics, Inc.
Anderson Cynthia LynnVistagen Therapeutics, Inc.
Angelov Angel SVistagen Therapeutics, Inc.
BERRY ROSEANNEVISTACARE, LLC
Bonfiglio Gregory A.VISTACARE, LLC
COMMODORE CAPITAL LPVistagen Therapeutics, Inc.
Cote Elissa S.Vistagen Therapeutics, Inc.
COTE TODD RVISTACARE, LLC
CREWS JAMES CVISTACARE, LLC
CRISCI JOHNVISTACARE, LLC
Cunningham Ann MichelleVistagen Therapeutics, Inc.
Curley JoanneVistagen Therapeutics, Inc.
DONNELL JON MVISTACARE, LLC
Edick Paul RVistagen Therapeutics, Inc.
Elliot David W JrVISTACARE, LLC
ENDOWMENT CAPITAL GROUP LLCVISTACARE, LLC
ENDOWMENT CAPITAL L PVISTACARE, LLC

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Src
VISTACARE, LLCListing unverified	May 7, 2012	Gift	-50,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
VISTACARE, LLCListing unverified	Dec 23, 2011	Gift	-16,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
VISTACARE, LLCListing unverified	Dec 23, 2011	Gift	-219,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Vistagen Therapeutics, Inc.Listing on record	May 25, 2011	AwardD (derivative)	6,250	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Vistagen Therapeutics, Inc.Listing on record	May 25, 2011	AwardD (derivative)	5,500	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Vistagen Therapeutics, Inc.Listing on record	May 25, 2011	Award	229,521	3.50 USD	$803.3K	SEC
Vistagen Therapeutics, Inc.Listing on record	May 25, 2011	AwardD (derivative)	10,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Vistagen Therapeutics, Inc.Listing on record	May 25, 2011	AwardD (derivative)	12,500	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Vistagen Therapeutics, Inc.Listing on record	May 25, 2011	AwardD (derivative)	87,500	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Vistagen Therapeutics, Inc.Listing on record	May 25, 2011	AwardD (derivative)	32,500	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Vistagen Therapeutics, Inc.Listing on record	May 25, 2011	AwardD (derivative)	10,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Vistagen Therapeutics, Inc.Listing on record	May 25, 2011	AwardD (derivative)	795	—	n/a (No price was disclosed in the filing)	SEC
Vistagen Therapeutics, Inc.Listing on record	May 25, 2011	AwardD (derivative)	20,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Vistagen Therapeutics, Inc.Listing on record	May 25, 2011	AwardD (derivative)	50,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Vistagen Therapeutics, Inc.Listing on record	May 25, 2011	AwardD (derivative)	1,428	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Vistagen Therapeutics, Inc.Listing on record	May 25, 2011	AwardD (derivative)	50,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC

Company	Filed	Type	Qty	Price	Value · USD	Src
VISTACARE, LLCListing unverified	May 7, 2012	Gift	-50,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
VISTACARE, LLCListing unverified	Dec 23, 2011	Gift	-16,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
VISTACARE, LLCListing unverified	Dec 23, 2011	Gift	-219,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Vistagen Therapeutics, Inc.Listing on record	May 25, 2011	AwardD (derivative)	6,250	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Vistagen Therapeutics, Inc.Listing on record	May 25, 2011	AwardD (derivative)	5,500	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Vistagen Therapeutics, Inc.Listing on record	May 25, 2011	Award	229,521	3.50 USD	$803.3K	SEC
Vistagen Therapeutics, Inc.Listing on record	May 25, 2011	AwardD (derivative)	10,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Vistagen Therapeutics, Inc.Listing on record	May 25, 2011	AwardD (derivative)	12,500	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Vistagen Therapeutics, Inc.Listing on record	May 25, 2011	AwardD (derivative)	87,500	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Vistagen Therapeutics, Inc.Listing on record	May 25, 2011	AwardD (derivative)	32,500	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Vistagen Therapeutics, Inc.Listing on record	May 25, 2011	AwardD (derivative)	10,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Vistagen Therapeutics, Inc.Listing on record	May 25, 2011	AwardD (derivative)	795	—	n/a (No price was disclosed in the filing)	SEC
Vistagen Therapeutics, Inc.Listing on record	May 25, 2011	AwardD (derivative)	20,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Vistagen Therapeutics, Inc.Listing on record	May 25, 2011	AwardD (derivative)	50,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Vistagen Therapeutics, Inc.Listing on record	May 25, 2011	AwardD (derivative)	1,428	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Vistagen Therapeutics, Inc.Listing on record	May 25, 2011	AwardD (derivative)	50,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC