Nuveen Asset Management Inc.

Investment Adviser at NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND · on record since Feb 24, 2006
Investment Adviser at NUVEEN INSURED FLORIDA TAX FREE ADVANTAGE MUNICIPAL FUND · on record since Feb 24, 2006
Investment Adviser at NUVEEN QUALITY PREFERRED INCOME FUND 3 · on record since Feb 24, 2006
Investment Adviser at NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND · on record since Feb 24, 2006
Investment Adviser at NUVEEN MASSACHUSETTS AMT-FREE MUNICIPAL INCOME FUND · on record since Feb 24, 2006
Investment Adviser at Nuveen Global Income Opportunities Fund · on record since Jun 27, 2006
Investment Adviser at Nuveen Global Equity Income Fund · on record since Jul 24, 2006
Investment Adviser at Nuveen Municipal High Income Opportunity Fund 2 · on record since Nov 15, 2007
Investment Adviser at Nuveen Core Equity Alpha Fund · on record since Mar 27, 2007
Investment Adviser at Nuveen Tax-Advantaged Dividend Growth Fund · on record since Jun 26, 2007
Investment Adviser at Nuveen Diversified Currency Opportunities Fund · on record since Apr 26, 2007
Investment Adviser at Nuveen AMT-Free Municipal Value Fund · on record since Feb 24, 2009
Investment Adviser at Nuveen Mortgage Opportunity Term Fund 2 · on record since Mar 5, 2010
Investment Adviser at Nuveen Enhanced Municipal Value Fund · on record since Sep 29, 2009
Investment Adviser at Nuveen Mortgage & Income Fund/MA/ · on record since Dec 3, 2009
Investment Adviser at Nuveen Taxable Municipal Income Fund · on record since May 6, 2010
Investment Adviser at Nuveen NASDAQ 100 Dynamic Overwrite Fund · on record since Oct 29, 2010
Investment Adviser at Nuveen Build America Bond Opportunity Fund · on record since Nov 23, 2010
Investment Adviser at · on record since Oct 12, 2010
Investment Adviser at · on record since Oct 12, 2010
Investment Adviser at · on record since Oct 12, 2010
Investment Adviser at · on record since Oct 12, 2010
Investment Advisor at · on record since Feb 23, 2011
Investment Adviser at · on record since May 25, 2011
Investment Adviser at · on record since Apr 25, 2012
Investment Adviser at · on record since Jul 26, 2012
Investment Adviser at · on record since Dec 6, 2012
Investment Adviser at · on record since Feb 7, 2013
Investment Adviser at · on record since Jun 25, 2013
Investment Adviser at · on record since Mar 26, 2014
Investment Adviser at · on record since Sep 8, 2014
Investment Adviser at · on record since Nov 24, 2014
Investment Adviser at · on record since Dec 23, 2014
Investment Adviser at · on record since Dec 22, 2014
Investment Adviser at · on record since Oct 6, 2014
Investment Adviser at · on record since Jul 31, 2015
Investment Adviser at · on record since Nov 12, 2015
Investment Advisor at · on record since Jan 28, 2016
Investment Adviser at · on record since May 10, 2016
Investment Adviser at · on record since Mar 28, 2017
Investment Adviser at · on record since Jan 26, 2017
Investment Adviser at · on record since Jan 6, 2005
Investment Adviser at · on record since Jan 6, 2005
Investment Adviser at · on record since Jan 6, 2005
Investment Adviser at · on record since Jan 6, 2005
Investment Adviser at · on record since Jan 6, 2005
Investment Adviser at · on record since Jan 6, 2005
Investment Adviser at · on record since Jan 6, 2005
Investment Adviser at · on record since Jan 7, 2005
Investment Adviser at · on record since Jan 7, 2005
Investment Adviser at · on record since Jan 7, 2005
Investment Adviser at · on record since Jan 7, 2005
Investment Adviser at · on record since Jan 7, 2005
Investment Adviser at · on record since Jan 7, 2005
Investment Adviser at · on record since Jan 7, 2005
Investment Adviser at · on record since Jan 7, 2005
Investment Adviser at · on record since Jan 7, 2005
Investment Adviser at · on record since Jan 7, 2005
Investment Adviser at · on record since Jan 7, 2005
Investment Adviser at · on record since Jan 7, 2005
Investment Adviser at · on record since Jan 7, 2005
Investment Adviser at · on record since Jan 7, 2005
Investment Adviser at · on record since Jan 7, 2005
Investment Adviser at · on record since Jan 7, 2005
Investment Adviser at · on record since Jan 7, 2005
Investment Adviser at · on record since Jan 7, 2005
Investment Adviser at · on record since Jan 7, 2005
Investment Adviser at · on record since Jan 7, 2005
Investment Adviser at · on record since Jan 7, 2005
Investment Adviser at · on record since Jan 7, 2005
Investment Adviser at · on record since Jan 7, 2005
Investment Adviser at · on record since Jan 7, 2005
Investment Adviser at · on record since Jan 7, 2005
Investment Adviser at · on record since Jan 7, 2005
Investment Adviser at · on record since Jan 7, 2005
Investment Adviser at · on record since Jan 10, 2005
Investment Adviser at · on record since Jan 10, 2005
Investment Adviser at · on record since Jan 10, 2005
Investment Adviser at · on record since Jan 10, 2005
Investment Adviser at · on record since Jan 10, 2005
Investment Adviser at · on record since Jan 10, 2005
Investment Adviser at · on record since Jan 10, 2005
Investment Adviser at · on record since Jan 10, 2005
Investment Adviser at · on record since Jan 10, 2005
Investment Adviser at · on record since Jan 10, 2005
Investment Adviser at · on record since Jan 10, 2005
Investment Adviser at · on record since Jan 10, 2005
Investment Adviser at · on record since Jan 10, 2005
Investment Adviser at · on record since Jan 10, 2005
Investment Adviser at · on record since Jan 10, 2005
Investment Adviser at · on record since Jan 10, 2005
Investment Adviser at · on record since Jan 10, 2005
Investment Adviser at · on record since Jan 10, 2005
Investment Adviser at · on record since Jan 10, 2005
Investment Adviser at · on record since Jan 10, 2005
Investment Adviser at · on record since Jan 10, 2005
Investment Adviser at · on record since Jan 10, 2005
Investment Adviser at · on record since Jan 10, 2005
Investment Adviser at · on record since Jan 10, 2005
Investment Adviser at · on record since Jan 10, 2005
Investment Adviser at · on record since Jan 10, 2005
Investment Adviser at · on record since Jan 10, 2005
Investment Adviser at · on record since Jan 10, 2005
Investment Adviser at · on record since Jan 10, 2005
Investment Adviser at · on record since Jan 10, 2005
Investment Adviser at · on record since Jan 10, 2005
Investment Adviser at · on record since Jan 10, 2005
Investment Adviser at · on record since Jan 10, 2005
Investment Adviser at · on record since Jan 10, 2005
Investment Adviser at · on record since Jan 10, 2005
Investment Adviser at · on record since Jan 10, 2005
Investment Adviser at · on record since Jan 10, 2005
Investment Adviser at · on record since Jan 10, 2005
Investment Adviser at · on record since Jan 10, 2005
Investment Adviser at · on record since Jan 10, 2005
Investment Adviser at · on record since Jan 10, 2005
Investment Adviser at · on record since Jan 10, 2005
Investment Adviser at · on record since Jan 10, 2005
Investment Adviser at · on record since Jan 10, 2005
Investment Adviser at · on record since Jan 10, 2005
Investment Adviser at · on record since Jan 10, 2005
Investment Adviser at · on record since Jan 10, 2005
Investment Adviser at · on record since Jan 10, 2005
Investment Adviser at · on record since Jan 10, 2005
Investment Adviser at · on record since Jan 10, 2005
Investment Adviser at · on record since Jan 10, 2005
Investment Adviser at · on record since Jan 10, 2005
Investment Adviser at · on record since Jan 10, 2005
Investment Adviser at · on record since Jan 10, 2005
Investment Adviser at · on record since Jan 10, 2005
Investment Adviser at · on record since Jan 10, 2005
Investment Adviser at · on record since Jan 10, 2005
Investment Adviser at · on record since Jan 10, 2005
Investment Adviser at · on record since Jan 10, 2005
Investment Adviser at · on record since Jan 10, 2005
Investment Adviser at · on record since Jan 10, 2005
Investment Adviser at · on record since Jan 10, 2005
Investment Adviser at · on record since Jan 10, 2005
Investment Adviser at · on record since Jan 10, 2005
Investment Adviser at · on record since Jan 10, 2005
Investment Adviser at · on record since Jan 10, 2005
Investment Adviser at · on record since Jan 10, 2005
Investment Adviser at · on record since Jan 10, 2005
Investment Adviser at · on record since Jan 10, 2005
Investment Adviser at · on record since Jan 11, 2005
Investment Adviser at · on record since Jan 26, 2005
Investment Adviser at · on record since May 10, 2017
Investment Adviser at · on record since May 10, 2017
Investment Adviser at · on record since May 10, 2017
Investment Adviser at · on record since May 10, 2017
Investment Advisor at · on record since Sep 26, 2017
Investment Advisor at · on record since Dec 19, 2018
Investment Adviser at · on record since Mar 28, 2005
Investment Adviser at · on record since Sep 16, 2019
Investment Adviser at · on record since Aug 27, 2020
Investment Advisor at · on record since Jun 29, 2021
Investment Advisor at · on record since Aug 4, 2021
Investment Advisor at · on record since Nov 23, 2021
Investment Advisor at · on record since Dec 15, 2021
Investment Adviser at · on record since May 26, 2005
Investment Adviser at · on record since Nov 22, 2005
Investment Advisor at · on record since Jul 17, 2026

Insider trading activity of Nuveen Asset Management Inc.

Transactions on record: 49; since Feb 24, 2006

Open-market buys: 0

Open-market sells: 47; $4.1M

Companies traded: 46; last filing Nov 8, 2021

Figures computed from official regulatory filings — .

Companies where Nuveen Asset Management Inc. has traded

1 tx · $997 · Nov 8, 2021
1 tx · $99.1K · Jan 13, 2021
1 tx · $99.2K · Jan 13, 2021
1 tx · $82.9K · Jan 13, 2021
1 tx · $89.3K · Jan 13, 2021
1 tx · $78.3K · Jan 13, 2021
2 tx · $90.8K · Sep 11, 2017
1 tx · $100.2K · May 18, 2017
2 tx · $205.4K · May 18, 2017
1 tx · $102.9K · May 18, 2017
1 tx · $103.1K · May 18, 2017
1 tx · $15.8 · May 18, 2017
1 tx · $32.4 · May 18, 2017
1 tx · $51.3K · May 18, 2017

Track record of Nuveen Asset Management Inc.

Insufficient history for a statistical track record (fewer than 5 open-market buys).

Transaction history of Nuveen Asset Management Inc.

Co-insiders of Nuveen Asset Management Inc.

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
Nuveen Enhanced High Yield Municipal Bond FundListing unverified	Nov 8, 2021	Sell	-100	9.97 USD	$997	Unusual size	SEC
Nuveen Emerging Markets Debt 2022 Target Term FundListing unverified	Jan 13, 2021	Sell	-10,160	7.71 USD	$78.3K		SEC
Nuveen Corporate Income 2023 Target Term FundListing unverified	Jan 13, 2021	Sell	-10,128	9.79 USD	$99.2K		SEC
Nuveen Municipal Credit Opportunities FundListing unverified	Jan 13, 2021	Sell	-6,667	13.40 USD	$89.3K		SEC
Nuveen Credit Opportunities 2022 Target Term FundListing unverified	Jan 13, 2021	Sell	-10,160	8.16 USD	$82.9K		SEC
Nuveen Preferred & Income FundListing unverified	Jan 13, 2021	Sell	-4,072	24.33 USD	$99.1K		SEC
Nuveen Real Asset Income & Growth FundListing unverified	Sep 11, 2017	Other	1	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Nuveen High Income December 2018 Target Term FundListing unverified	May 18, 2017	Sell	-10,200	10.11 USD	$103.1K		SEC
Nuveen High Income December 2019 Target Term FundListing unverified	May 18, 2017	Sell	-10,200	10.20 USD	$104K		SEC
Nuveen All Cap Energy MLP Opportunities FundListing unverified	May 18, 2017	Sell	-5,250	9.78 USD	$51.3K	Unusual size	SEC
NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUNDListing unverified	May 18, 2017	Sell	-6,794	13.32 USD	$90.5K		SEC
Nuveen High Income 2020 Target Term FundListing unverified	May 18, 2017	Sell	-10,180	10.11 USD	$102.9K		SEC
Nuveen Corporate Income November 2021 Target Term FundListing unverified	May 18, 2017	Sell	-10,200	10.11 USD	$103.1K		SEC
Nuveen Minnesota Quality Municipal Income FundListing unverified	May 18, 2017	Sell	-2	16.22 USD	$32.4	Unusual size	SEC
Nuveen Municipal 2021 Target Term FundListing unverified	May 18, 2017	Sell	-10,180	9.84 USD	$100.2K		SEC
Nuveen Dow 30sm Dynamic Overwrite FundListing unverified	May 18, 2017	Sell	-1	15.83 USD	$15.8	Unusual size	SEC
Nuveen Short Duration Credit Opportunities FundListing unverified	May 15, 2017	Sell	-5,250	17.95 USD	$94.2K		SEC
Nuveen Build America Bond Opportunity FundListing unverified	May 15, 2017	Sell	-5,250	21.60 USD	$113.4K		SEC
Nuveen Real Asset Income & Growth FundListing unverified	May 15, 2017	Sell	-5,250	17.29 USD	$90.8K		SEC
Nuveen Mortgage & Income Fund/MA/Listing unverified	May 15, 2017	Sell	-4,200	25.01 USD	$105K		SEC
Nuveen Flexible Investment Income FundListing unverified	May 15, 2017	Sell	-5,250	17.37 USD	$91.2K		SEC
Nuveen Intermediate Duration Municipal Term FundListing unverified	May 15, 2017	Sell	-7,000	13.06 USD	$91.4K		SEC
Nuveen Taxable Municipal Income FundListing unverified	May 15, 2017	Sell	-5,250	20.73 USD	$108.8K		SEC
Nuveen Mortgage Opportunity Term Fund 2Listing unverified	May 15, 2017	Sell	-4,200	23.90 USD	$100.4K		SEC
Nuveen Intermediate Duration Quality Municipal Term FundListing unverified	May 15, 2017	Sell	-7,000	12.86 USD	$90K		SEC

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
Nuveen Enhanced High Yield Municipal Bond FundListing unverified	Nov 8, 2021	Sell	-100	9.97 USD	$997	Unusual size	SEC
Nuveen Emerging Markets Debt 2022 Target Term FundListing unverified	Jan 13, 2021	Sell	-10,160	7.71 USD	$78.3K		SEC
Nuveen Corporate Income 2023 Target Term FundListing unverified	Jan 13, 2021	Sell	-10,128	9.79 USD	$99.2K		SEC
Nuveen Municipal Credit Opportunities FundListing unverified	Jan 13, 2021	Sell	-6,667	13.40 USD	$89.3K		SEC
Nuveen Credit Opportunities 2022 Target Term FundListing unverified	Jan 13, 2021	Sell	-10,160	8.16 USD	$82.9K		SEC
Nuveen Preferred & Income FundListing unverified	Jan 13, 2021	Sell	-4,072	24.33 USD	$99.1K		SEC
Nuveen Real Asset Income & Growth FundListing unverified	Sep 11, 2017	Other	1	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Nuveen High Income December 2018 Target Term FundListing unverified	May 18, 2017	Sell	-10,200	10.11 USD	$103.1K		SEC
Nuveen High Income December 2019 Target Term FundListing unverified	May 18, 2017	Sell	-10,200	10.20 USD	$104K		SEC
Nuveen All Cap Energy MLP Opportunities FundListing unverified	May 18, 2017	Sell	-5,250	9.78 USD	$51.3K	Unusual size	SEC
NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUNDListing unverified	May 18, 2017	Sell	-6,794	13.32 USD	$90.5K		SEC
Nuveen High Income 2020 Target Term FundListing unverified	May 18, 2017	Sell	-10,180	10.11 USD	$102.9K		SEC
Nuveen Corporate Income November 2021 Target Term FundListing unverified	May 18, 2017	Sell	-10,200	10.11 USD	$103.1K		SEC
Nuveen Minnesota Quality Municipal Income FundListing unverified	May 18, 2017	Sell	-2	16.22 USD	$32.4	Unusual size	SEC
Nuveen Municipal 2021 Target Term FundListing unverified	May 18, 2017	Sell	-10,180	9.84 USD	$100.2K		SEC
Nuveen Dow 30sm Dynamic Overwrite FundListing unverified	May 18, 2017	Sell	-1	15.83 USD	$15.8	Unusual size	SEC
Nuveen Short Duration Credit Opportunities FundListing unverified	May 15, 2017	Sell	-5,250	17.95 USD	$94.2K		SEC
Nuveen Build America Bond Opportunity FundListing unverified	May 15, 2017	Sell	-5,250	21.60 USD	$113.4K		SEC
Nuveen Real Asset Income & Growth FundListing unverified	May 15, 2017	Sell	-5,250	17.29 USD	$90.8K		SEC
Nuveen Mortgage & Income Fund/MA/Listing unverified	May 15, 2017	Sell	-4,200	25.01 USD	$105K		SEC
Nuveen Flexible Investment Income FundListing unverified	May 15, 2017	Sell	-5,250	17.37 USD	$91.2K		SEC
Nuveen Intermediate Duration Municipal Term FundListing unverified	May 15, 2017	Sell	-7,000	13.06 USD	$91.4K		SEC
Nuveen Taxable Municipal Income FundListing unverified	May 15, 2017	Sell	-5,250	20.73 USD	$108.8K		SEC
Nuveen Mortgage Opportunity Term Fund 2Listing unverified	May 15, 2017	Sell	-4,200	23.90 USD	$100.4K		SEC
Nuveen Intermediate Duration Quality Municipal Term FundListing unverified	May 15, 2017	Sell	-7,000	12.86 USD	$90K		SEC