NICHOLAS HENRY THOMPSON III

10% owner at BROADCOM CORP · on record since Aug 15, 2003

Insider trading activity of NICHOLAS HENRY THOMPSON III

Transactions on record: 331; since Aug 15, 2003

Open-market buys: 0

Open-market sells: 224; $93M

Companies traded: 1; last filing Jun 1, 2004

Figures computed from official regulatory filings — .

Companies where NICHOLAS HENRY THOMPSON III has traded

BROADCOM CORP331 tx · $101.1M · Jun 1, 2004

Track record of NICHOLAS HENRY THOMPSON III

Insufficient history for a statistical track record (fewer than 5 open-market buys).

Transaction history of NICHOLAS HENRY THOMPSON III

Co-insiders of NICHOLAS HENRY THOMPSON III

AMBLE JOAN LORDIBROADCOM CORP
BIBAUD SCOTT A.BROADCOM CORP
BRANDT ERICBROADCOM CORP
Chong ArthurBROADCOM CORP
DULL DAVID ABROADCOM CORP
FARINSKY GEORGE LBROADCOM CORP
FINOCCHIO ROBERT JBROADCOM CORP
FIORILLO CINDYBROADCOM CORP
GRZELAKOWSKI MAUREEN EBROADCOM CORP
HANDEL NANCY HBROADCOM CORP
HARTENSTEIN EDDY WBROADCOM CORP
HURLSTON MICHAEL E.BROADCOM CORP
Johnsen Bret WBROADCOM CORP
KIDDOO BRUCE EBROADCOM CORP
KIM NEIL Y.BROADCOM CORP
Klawe MariaBROADCOM CORP
Lagatta Thomas FBROADCOM CORP
MAJOR JOHN EBROADCOM CORP
MANIAN VAHIDBROADCOM CORP
MAROTTA DANIEL ABROADCOM CORP
MCGREGOR SCOTT ABROADCOM CORP
MORROW WILLIAM TBROADCOM CORP
NICHOLAS FAMILY TRUST DATED 11/2/94BROADCOM CORP
PEASE ANDREW JBROADCOM CORP
Phillips Nancy RBROADCOM CORP
RAMASWAMI RAJIVBROADCOM CORP
RANGO ROBERT A.BROADCOM CORP
ROSS ALAN EBROADCOM CORP
RUEHLE WILLIAM JBROADCOM CORP
SAMUELI HENRYBROADCOM CORP
SEGEL ALVIN GBROADCOM CORP

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
BROADCOM CORPListing unverified	Jun 1, 2004	OtherD (derivative)	-354,946	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADCOM CORPListing unverified	Jun 1, 2004	Sell	-354,946	42.26 USD	$15M	Unusual size	SEC
BROADCOM CORPListing unverified	Jun 1, 2004	Other	354,946	—	n/a (No price was disclosed in the filing)		SEC
BROADCOM CORPListing unverified	May 28, 2004	Sell	-26,817	42.41 USD	$1.1M		SEC
BROADCOM CORPListing unverified	May 28, 2004	Other	26,817	—	n/a (No price was disclosed in the filing)		SEC
BROADCOM CORPListing unverified	May 28, 2004	OtherD (derivative)	-26,817	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADCOM CORPListing unverified	May 26, 2004	Sell	-40,000	42.02 USD	$1.7M		SEC
BROADCOM CORPListing unverified	May 26, 2004	OtherD (derivative)	-40,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADCOM CORPListing unverified	May 26, 2004	OtherD (derivative)	-10,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADCOM CORPListing unverified	May 26, 2004	Other	40,000	—	n/a (No price was disclosed in the filing)		SEC
BROADCOM CORPListing unverified	May 26, 2004	Other	10,000	—	n/a (No price was disclosed in the filing)		SEC
BROADCOM CORPListing unverified	May 26, 2004	Sell	-10,000	40.83 USD	$408.3K		SEC
BROADCOM CORPListing unverified	May 25, 2004	Exercise	50,000	35.06 USD	$1.8M		SEC
BROADCOM CORPListing unverified	May 25, 2004	Sell	-50,000	39.26 USD	$2M	Unusual size	SEC
BROADCOM CORPListing unverified	May 25, 2004	ExerciseD (derivative)	-50,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADCOM CORPListing unverified	May 24, 2004	Exercise	33,333	35.06 USD	$1.2M		SEC
BROADCOM CORPListing unverified	May 24, 2004	Sell	-33,333	38.22 USD	$1.3M		SEC
BROADCOM CORPListing unverified	May 24, 2004	ExerciseD (derivative)	-33,333	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADCOM CORPListing unverified	May 21, 2004	Exercise	100,000	35.06 USD	$3.5M		SEC
BROADCOM CORPListing unverified	May 21, 2004	Sell	-50,000	39.02 USD	$2M	Unusual size	SEC
BROADCOM CORPListing unverified	May 21, 2004	ExerciseD (derivative)	-100,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADCOM CORPListing unverified	May 21, 2004	Sell	-50,000	38.33 USD	$1.9M	Unusual size	SEC
BROADCOM CORPListing unverified	May 20, 2004	ExerciseD (derivative)	-50,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADCOM CORPListing unverified	May 20, 2004	Exercise	50,000	35.06 USD	$1.8M		SEC
BROADCOM CORPListing unverified	May 20, 2004	Sell	-50,000	37.82 USD	$1.9M	Unusual size	SEC

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
BROADCOM CORPListing unverified	Jun 1, 2004	OtherD (derivative)	-354,946	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADCOM CORPListing unverified	Jun 1, 2004	Sell	-354,946	42.26 USD	$15M	Unusual size	SEC
BROADCOM CORPListing unverified	Jun 1, 2004	Other	354,946	—	n/a (No price was disclosed in the filing)		SEC
BROADCOM CORPListing unverified	May 28, 2004	Sell	-26,817	42.41 USD	$1.1M		SEC
BROADCOM CORPListing unverified	May 28, 2004	Other	26,817	—	n/a (No price was disclosed in the filing)		SEC
BROADCOM CORPListing unverified	May 28, 2004	OtherD (derivative)	-26,817	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADCOM CORPListing unverified	May 26, 2004	Sell	-40,000	42.02 USD	$1.7M		SEC
BROADCOM CORPListing unverified	May 26, 2004	OtherD (derivative)	-40,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADCOM CORPListing unverified	May 26, 2004	OtherD (derivative)	-10,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADCOM CORPListing unverified	May 26, 2004	Other	40,000	—	n/a (No price was disclosed in the filing)		SEC
BROADCOM CORPListing unverified	May 26, 2004	Other	10,000	—	n/a (No price was disclosed in the filing)		SEC
BROADCOM CORPListing unverified	May 26, 2004	Sell	-10,000	40.83 USD	$408.3K		SEC
BROADCOM CORPListing unverified	May 25, 2004	Exercise	50,000	35.06 USD	$1.8M		SEC
BROADCOM CORPListing unverified	May 25, 2004	Sell	-50,000	39.26 USD	$2M	Unusual size	SEC
BROADCOM CORPListing unverified	May 25, 2004	ExerciseD (derivative)	-50,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADCOM CORPListing unverified	May 24, 2004	Exercise	33,333	35.06 USD	$1.2M		SEC
BROADCOM CORPListing unverified	May 24, 2004	Sell	-33,333	38.22 USD	$1.3M		SEC
BROADCOM CORPListing unverified	May 24, 2004	ExerciseD (derivative)	-33,333	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADCOM CORPListing unverified	May 21, 2004	Exercise	100,000	35.06 USD	$3.5M		SEC
BROADCOM CORPListing unverified	May 21, 2004	Sell	-50,000	39.02 USD	$2M	Unusual size	SEC
BROADCOM CORPListing unverified	May 21, 2004	ExerciseD (derivative)	-100,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADCOM CORPListing unverified	May 21, 2004	Sell	-50,000	38.33 USD	$1.9M	Unusual size	SEC
BROADCOM CORPListing unverified	May 20, 2004	ExerciseD (derivative)	-50,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADCOM CORPListing unverified	May 20, 2004	Exercise	50,000	35.06 USD	$1.8M		SEC
BROADCOM CORPListing unverified	May 20, 2004	Sell	-50,000	37.82 USD	$1.9M	Unusual size	SEC