NEA PARTNERS 9 L P

Former 10% Owner at OCCAM NETWORKS INC/DE · on record since Nov 9, 2006
10% owner at DZS INC. · on record since Aug 8, 2003
10% owner at MYOGEN INC · on record since Oct 29, 2003
10% owner at ZTI MERGER SUBSIDIARY III INC · on record since Nov 18, 2003
10% owner at OCCAM NETWORKS INC/DE · on record since Nov 21, 2003
10% owner at XTERA COMMUNICATIONS, INC. · on record since Nov 18, 2015
10% owner at Senseonics Holdings, Inc. · on record since Mar 23, 2016

Insider trading activity of NEA PARTNERS 9 L P

Transactions on record: 17; since Nov 18, 2003

Open-market buys: 2; $5.9M

Open-market sells: 0

Companies traded: 4; last filing Oct 13, 2016

Figures computed from official regulatory filings — .

Companies where NEA PARTNERS 9 L P has traded

XTERA COMMUNICATIONS, INC.8 tx · $2.9M · Oct 13, 2016
Senseonics Holdings, Inc.1 tx · $3M · Mar 23, 2016
OCCAM NETWORKS INC/DE3 tx · $3.2M · Mar 25, 2005
ZTI MERGER SUBSIDIARY III INC5 tx · $43.8M · Nov 18, 2003

Track record of NEA PARTNERS 9 L P

Statistical track record

Free account

Open-market buys: 6

Last buy: Oct 11, 2016

Win rates, median returns and the proven-insider analysis come with a free account.

Transaction history of NEA PARTNERS 9 L P

Co-insiders of NEA PARTNERS 9 L P

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
XTERA COMMUNICATIONS, INC.Listing on record	Oct 13, 2016	BuyD (derivative)	61,157	—	n/a (No price was disclosed in the filing)	Cluster	SEC
Senseonics Holdings, Inc.Listing on record	Mar 23, 2016	Buy	1,052,631	2.85 USD	$3M	conv 43Cluster	SEC
XTERA COMMUNICATIONS, INC.Listing on record	Nov 18, 2015	OtherD (derivative)	-16,217,943	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
XTERA COMMUNICATIONS, INC.Listing on record	Nov 18, 2015	Buy	585,935	5.00 USD	$2.9M	conv 65ClusterUnusual size+1	SEC
XTERA COMMUNICATIONS, INC.Listing on record	Nov 18, 2015	OtherD (derivative)	-4,722,375	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
XTERA COMMUNICATIONS, INC.Listing on record	Nov 18, 2015	OtherD (derivative)	-2,889,939	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
XTERA COMMUNICATIONS, INC.Listing on record	Nov 18, 2015	OtherD (derivative)	-2,522,387	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
XTERA COMMUNICATIONS, INC.Listing on record	Nov 18, 2015	OtherD (derivative)	-26,678,422	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
XTERA COMMUNICATIONS, INC.Listing on record	Nov 18, 2015	Other	2,040,813	—	n/a (No price was disclosed in the filing)		SEC
OCCAM NETWORKS INC/DEListing unverified	Mar 25, 2005	BuyD (derivative)	45,000	10.00 USD	$450K	Cluster	SEC
OCCAM NETWORKS INC/DEListing unverified	Jan 11, 2005	BuyD (derivative)	75,000	10.00 USD	$750K	ClusterFirst in 12mo	SEC
OCCAM NETWORKS INC/DEListing unverified	Nov 21, 2003	BuyD (derivative)	200,000	10.00 USD	$2M	ClusterFirst in 12mo	SEC
ZTI MERGER SUBSIDIARY III INCListing unverified	Nov 18, 2003	Other	3,398,741	2.02 USD	$6.9M		SEC
ZTI MERGER SUBSIDIARY III INCListing unverified	Nov 18, 2003	OtherD (derivative)	-3,398,741	2.02 USD	$6.9M		SEC
ZTI MERGER SUBSIDIARY III INCListing unverified	Nov 18, 2003	Other	3,750,000	4.00 USD	$15M		SEC
ZTI MERGER SUBSIDIARY III INCListing unverified	Nov 18, 2003	OtherD (derivative)	-3,750,000	4.00 USD	$15M		SEC
ZTI MERGER SUBSIDIARY III INCListing unverified	Nov 18, 2003	Other	-7,148,741	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
XTERA COMMUNICATIONS, INC.Listing on record	Oct 13, 2016	BuyD (derivative)	61,157	—	n/a (No price was disclosed in the filing)	Cluster	SEC
Senseonics Holdings, Inc.Listing on record	Mar 23, 2016	Buy	1,052,631	2.85 USD	$3M	conv 43Cluster	SEC
XTERA COMMUNICATIONS, INC.Listing on record	Nov 18, 2015	OtherD (derivative)	-16,217,943	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
XTERA COMMUNICATIONS, INC.Listing on record	Nov 18, 2015	Buy	585,935	5.00 USD	$2.9M	conv 65ClusterUnusual size+1	SEC
XTERA COMMUNICATIONS, INC.Listing on record	Nov 18, 2015	OtherD (derivative)	-4,722,375	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
XTERA COMMUNICATIONS, INC.Listing on record	Nov 18, 2015	OtherD (derivative)	-2,889,939	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
XTERA COMMUNICATIONS, INC.Listing on record	Nov 18, 2015	OtherD (derivative)	-2,522,387	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
XTERA COMMUNICATIONS, INC.Listing on record	Nov 18, 2015	OtherD (derivative)	-26,678,422	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
XTERA COMMUNICATIONS, INC.Listing on record	Nov 18, 2015	Other	2,040,813	—	n/a (No price was disclosed in the filing)		SEC
OCCAM NETWORKS INC/DEListing unverified	Mar 25, 2005	BuyD (derivative)	45,000	10.00 USD	$450K	Cluster	SEC
OCCAM NETWORKS INC/DEListing unverified	Jan 11, 2005	BuyD (derivative)	75,000	10.00 USD	$750K	ClusterFirst in 12mo	SEC
OCCAM NETWORKS INC/DEListing unverified	Nov 21, 2003	BuyD (derivative)	200,000	10.00 USD	$2M	ClusterFirst in 12mo	SEC
ZTI MERGER SUBSIDIARY III INCListing unverified	Nov 18, 2003	Other	3,398,741	2.02 USD	$6.9M		SEC
ZTI MERGER SUBSIDIARY III INCListing unverified	Nov 18, 2003	OtherD (derivative)	-3,398,741	2.02 USD	$6.9M		SEC
ZTI MERGER SUBSIDIARY III INCListing unverified	Nov 18, 2003	Other	3,750,000	4.00 USD	$15M		SEC
ZTI MERGER SUBSIDIARY III INCListing unverified	Nov 18, 2003	OtherD (derivative)	-3,750,000	4.00 USD	$15M		SEC
ZTI MERGER SUBSIDIARY III INCListing unverified	Nov 18, 2003	Other	-7,148,741	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC