LIPSON ARTHUR D

10% owner at DWS ENHANCED COMMODITY STRATEGY FUND, INC. · on record since Sep 2, 2008
Director at PIONEER MUNICIPAL & EQUITY INCOME TRUST · on record since Jun 18, 2007
10% owner at MANAGED DURATION INVESTMENT GRADE MUNICIPAL FUND · on record since Jul 28, 2009
10% owner at DEUTSCHE HIGH INCOME OPPORTUNITIES FUND, INC. · on record since Mar 2, 2010
10% owner at DWS RREEF WORLD REAL ESTATE FUND, INC. · on record since May 21, 2010
See Explanation of Responses at TS&W / CLAYMORE TAX-ADVANTAGED BALANCED FUND · on record since May 12, 2011
Director at MVC CAPITAL, INC. · on record since Jul 27, 2020

Insider trading activity of LIPSON ARTHUR D

Transactions on record: 36; since Aug 7, 2007

Open-market buys: 16; $266.3K

Open-market sells: 0

Companies traded: 4; last filing Dec 23, 2020

Figures computed from official regulatory filings — .

Companies where LIPSON ARTHUR D has traded

MVC CAPITAL, INC.1 tx · Dec 23, 2020
DWS ENHANCED COMMODITY STRATEGY FUND, INC.15 tx · $154.7K · Apr 27, 2010
MANAGED DURATION INVESTMENT GRADE MUNICIPAL FUND8 tx · $564K · Jul 23, 2009
PIONEER MUNICIPAL & EQUITY INCOME TRUST12 tx · Jan 8, 2008

Track record of LIPSON ARTHUR D

Open-market buys: 28

Last buy: Apr 23, 2010

Enough buys on record, but none of them has a 63-day return yet — this happens when the shares stopped trading, or when the buys are too recent. Win rates will appear once returns mature.

Transaction history of LIPSON ARTHUR D

Co-insiders of LIPSON ARTHUR D

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
MVC CAPITAL, INC.Listing unverified	Dec 23, 2020	Other	-202,123	—	n/a (No price was disclosed in the filing)		SEC
DWS ENHANCED COMMODITY STRATEGY FUND, INC.Listing unverified	Apr 27, 2010	Buy	300	9.02	$2.7K	conv 26Cluster	SEC
DWS ENHANCED COMMODITY STRATEGY FUND, INC.Listing unverified	Mar 30, 2010	Buy	1,100	8.24	$9.1K	conv 27Cluster	SEC
DWS ENHANCED COMMODITY STRATEGY FUND, INC.Listing unverified	Mar 30, 2010	Buy	2,100	8.04	$16.9K	conv 33Cluster	SEC
DWS ENHANCED COMMODITY STRATEGY FUND, INC.Listing unverified	Mar 30, 2010	Buy	1,300	8.23	$10.7K	conv 27Cluster	SEC
DWS ENHANCED COMMODITY STRATEGY FUND, INC.Listing unverified	Feb 18, 2010	Buy	200	7.88	$1.6K	conv 30Cluster	SEC
DWS ENHANCED COMMODITY STRATEGY FUND, INC.Listing unverified	Feb 9, 2010	Buy	2,700	7.53	$20.3K	conv 37Cluster	SEC
DWS ENHANCED COMMODITY STRATEGY FUND, INC.Listing unverified	Feb 9, 2010	Buy	1,075	7.48	$8K	conv 29Cluster	SEC
DWS ENHANCED COMMODITY STRATEGY FUND, INC.Listing unverified	Feb 9, 2010	Buy	400	7.39	$3K	conv 27Cluster	SEC
DWS ENHANCED COMMODITY STRATEGY FUND, INC.Listing unverified	Feb 9, 2010	Buy	2,500	7.53	$18.8K	conv 37Cluster	SEC
DWS ENHANCED COMMODITY STRATEGY FUND, INC.Listing unverified	Jan 26, 2010	Buy	4,400	8.02	$35.3K	conv 63Cluster	SEC
DWS ENHANCED COMMODITY STRATEGY FUND, INC.Listing unverified	Dec 11, 2009	Buy	200	8.23	$1.6K	conv 27Cluster	SEC
DWS ENHANCED COMMODITY STRATEGY FUND, INC.Listing unverified	Dec 11, 2009	Buy	300	8.14	$2.4K	conv 30Cluster	SEC
DWS ENHANCED COMMODITY STRATEGY FUND, INC.Listing unverified	Dec 11, 2009	Buy	900	8.17	$7.4K	conv 36Cluster	SEC
DWS ENHANCED COMMODITY STRATEGY FUND, INC.Listing unverified	Nov 25, 2009	Buy	2,000	8.42	$16.8K	conv 43Cluster	SEC
MANAGED DURATION INVESTMENT GRADE MUNICIPAL FUNDListing unverified	Jul 23, 2009	Buy	6,500	11.38	$74K	conv 57ClusterUnusual size	SEC
MANAGED DURATION INVESTMENT GRADE MUNICIPAL FUNDListing unverified	Jul 23, 2009	Buy	3,313	11.37	$37.7K	conv 48ClusterFirst in 12mo	SEC
MANAGED DURATION INVESTMENT GRADE MUNICIPAL FUNDListing unverified	Jul 10, 2009	SellD (derivative)	-6,000	11.01	$66.1K		SEC
MANAGED DURATION INVESTMENT GRADE MUNICIPAL FUNDListing unverified	Jul 10, 2009	SellD (derivative)	-7,000	11.01	$77.1K		SEC
MANAGED DURATION INVESTMENT GRADE MUNICIPAL FUNDListing unverified	Jul 10, 2009	SellD (derivative)	-6,000	11.15	$66.9K		SEC
MANAGED DURATION INVESTMENT GRADE MUNICIPAL FUNDListing unverified	Jul 10, 2009	SellD (derivative)	-7,934	11.15	$88.5K	Unusual size	SEC
MANAGED DURATION INVESTMENT GRADE MUNICIPAL FUNDListing unverified	Jul 10, 2009	SellD (derivative)	-7,000	11.01	$77.1K		SEC
MANAGED DURATION INVESTMENT GRADE MUNICIPAL FUNDListing unverified	Jul 10, 2009	SellD (derivative)	-6,886	11.15	$76.8K		SEC
DWS ENHANCED COMMODITY STRATEGY FUND, INC.Listing unverified	Jun 5, 2009	Gift	-100	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PIONEER MUNICIPAL & EQUITY INCOME TRUSTListing unverified	Jan 8, 2008	BuyD (derivative)	1,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
MVC CAPITAL, INC.Listing unverified	Dec 23, 2020	Other	-202,123	—	n/a (No price was disclosed in the filing)		SEC
DWS ENHANCED COMMODITY STRATEGY FUND, INC.Listing unverified	Apr 27, 2010	Buy	300	9.02	$2.7K	conv 26Cluster	SEC
DWS ENHANCED COMMODITY STRATEGY FUND, INC.Listing unverified	Mar 30, 2010	Buy	1,100	8.24	$9.1K	conv 27Cluster	SEC
DWS ENHANCED COMMODITY STRATEGY FUND, INC.Listing unverified	Mar 30, 2010	Buy	2,100	8.04	$16.9K	conv 33Cluster	SEC
DWS ENHANCED COMMODITY STRATEGY FUND, INC.Listing unverified	Mar 30, 2010	Buy	1,300	8.23	$10.7K	conv 27Cluster	SEC
DWS ENHANCED COMMODITY STRATEGY FUND, INC.Listing unverified	Feb 18, 2010	Buy	200	7.88	$1.6K	conv 30Cluster	SEC
DWS ENHANCED COMMODITY STRATEGY FUND, INC.Listing unverified	Feb 9, 2010	Buy	2,700	7.53	$20.3K	conv 37Cluster	SEC
DWS ENHANCED COMMODITY STRATEGY FUND, INC.Listing unverified	Feb 9, 2010	Buy	1,075	7.48	$8K	conv 29Cluster	SEC
DWS ENHANCED COMMODITY STRATEGY FUND, INC.Listing unverified	Feb 9, 2010	Buy	400	7.39	$3K	conv 27Cluster	SEC
DWS ENHANCED COMMODITY STRATEGY FUND, INC.Listing unverified	Feb 9, 2010	Buy	2,500	7.53	$18.8K	conv 37Cluster	SEC
DWS ENHANCED COMMODITY STRATEGY FUND, INC.Listing unverified	Jan 26, 2010	Buy	4,400	8.02	$35.3K	conv 63Cluster	SEC
DWS ENHANCED COMMODITY STRATEGY FUND, INC.Listing unverified	Dec 11, 2009	Buy	200	8.23	$1.6K	conv 27Cluster	SEC
DWS ENHANCED COMMODITY STRATEGY FUND, INC.Listing unverified	Dec 11, 2009	Buy	300	8.14	$2.4K	conv 30Cluster	SEC
DWS ENHANCED COMMODITY STRATEGY FUND, INC.Listing unverified	Dec 11, 2009	Buy	900	8.17	$7.4K	conv 36Cluster	SEC
DWS ENHANCED COMMODITY STRATEGY FUND, INC.Listing unverified	Nov 25, 2009	Buy	2,000	8.42	$16.8K	conv 43Cluster	SEC
MANAGED DURATION INVESTMENT GRADE MUNICIPAL FUNDListing unverified	Jul 23, 2009	Buy	6,500	11.38	$74K	conv 57ClusterUnusual size	SEC
MANAGED DURATION INVESTMENT GRADE MUNICIPAL FUNDListing unverified	Jul 23, 2009	Buy	3,313	11.37	$37.7K	conv 48ClusterFirst in 12mo	SEC
MANAGED DURATION INVESTMENT GRADE MUNICIPAL FUNDListing unverified	Jul 10, 2009	SellD (derivative)	-6,000	11.01	$66.1K		SEC
MANAGED DURATION INVESTMENT GRADE MUNICIPAL FUNDListing unverified	Jul 10, 2009	SellD (derivative)	-7,000	11.01	$77.1K		SEC
MANAGED DURATION INVESTMENT GRADE MUNICIPAL FUNDListing unverified	Jul 10, 2009	SellD (derivative)	-6,000	11.15	$66.9K		SEC
MANAGED DURATION INVESTMENT GRADE MUNICIPAL FUNDListing unverified	Jul 10, 2009	SellD (derivative)	-7,934	11.15	$88.5K	Unusual size	SEC
MANAGED DURATION INVESTMENT GRADE MUNICIPAL FUNDListing unverified	Jul 10, 2009	SellD (derivative)	-7,000	11.01	$77.1K		SEC
MANAGED DURATION INVESTMENT GRADE MUNICIPAL FUNDListing unverified	Jul 10, 2009	SellD (derivative)	-6,886	11.15	$76.8K		SEC
DWS ENHANCED COMMODITY STRATEGY FUND, INC.Listing unverified	Jun 5, 2009	Gift	-100	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PIONEER MUNICIPAL & EQUITY INCOME TRUSTListing unverified	Jan 8, 2008	BuyD (derivative)	1,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC