Levy Richard N

See Remarks at Bakkt, Inc. · on record since May 19, 2023
10% owner at GLOBAL MED TECHNOLOGIES INC · on record since Sep 8, 2008
10% owner at Global Employment Holdings, Inc. · on record since Sep 25, 2009
Final rept/Less than 10% Owner at Pantheon China Acquisition Corp. · on record since Jul 2, 2009
Final/Less than 10% Owner at China Holdings Acquisition Corp. · on record since Nov 25, 2009
10% owner at China Holdings Acquisition Corp. · on record since Nov 24, 2009
10% owner at Triplecrown Acquisition Corp. · on record since Oct 23, 2009
See remarks at Triplecrown Acquisition Corp. · on record since Oct 23, 2009
10% owner at Enterprise Acquisition Corp. · on record since Nov 10, 2009
Final/Less than 10% owner at Enterprise Acquisition Corp. · on record since Nov 10, 2009
10% owner at Ultimate Escapes, Inc. · on record since Nov 2, 2009
See remarks at Ultimate Escapes, Inc. · on record since Nov 2, 2009
Director at UNIGENE LABORATORIES INC · on record since Mar 19, 2010
10% owner at UNIGENE LABORATORIES INC · on record since Feb 1, 2011
10% owner at Bakkt, Inc. · on record since Sep 22, 2020
Director at ZeroFox Holdings, Inc. · on record since Nov 18, 2020
10% owner at ZeroFox Holdings, Inc. · on record since Nov 18, 2020
10% owner at Dave Inc./DE · on record since Mar 12, 2021
10% owner at · on record since Mar 12, 2021
Director at · on record since Nov 19, 2021
10% owner at · on record since Dec 16, 2008

Insider trading activity of Levy Richard N

Transactions on record: 51; since Jul 2, 2009

Open-market buys: 9; $348.8K

Open-market sells: 15; $19.4M

Companies traded: 9; last filing Dec 29, 2023

Figures computed from official regulatory filings — .

Companies where Levy Richard N has traded

15 tx · $5.7M · Dec 29, 2023
4 tx · $7.7M · Jan 6, 2022
2 tx · Apr 29, 2021
25 tx · $348.8K · Jun 5, 2013
1 tx · $38.1M · Nov 25, 2009
1 tx · $40M · Nov 10, 2009
1 tx · $12.5M · Nov 2, 2009
1 tx · $76.5M · Oct 23, 2009
1 tx · $13.6M · Jul 2, 2009

Track record of Levy Richard N

Open-market buys: 9

Last buy: Dec 22, 2010

Enough buys on record, but none of them has a 63-day return yet — this happens when the shares stopped trading, or when the buys are too recent. Win rates will appear once returns mature.

Transaction history of Levy Richard N

Co-insiders of Levy Richard N

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Src
Bakkt, Inc.Listing on record	Dec 29, 2023	Sell	-393,125	2.56 USD	$1M	SEC
Bakkt, Inc.Listing on record	Dec 27, 2023	Sell	-753,001	2.25 USD	$1.7M	SEC
Bakkt, Inc.Listing on record	Dec 20, 2023	Sell	-237,711	2.01 USD	$477.8K	SEC
Bakkt, Inc.Listing on record	Dec 19, 2023	Sell	-144,484	2.01 USD	$290.4K	SEC
Bakkt, Inc.Listing on record	Dec 6, 2023	Sell	-40,283	2.05 USD	$82.6K	SEC
Bakkt, Inc.Listing on record	Jul 20, 2023	Sell	-600	1.85 USD	$1.1K	SEC
Bakkt, Inc.Listing on record	Jul 17, 2023	Sell	-40,585	1.87 USD	$75.9K	SEC
Bakkt, Inc.Listing on record	Jul 14, 2023	Sell	-400,000	1.65 USD	$660K	SEC
Bakkt, Inc.Listing on record	Jul 14, 2023	Sell	-400,000	2.07 USD	$828K	SEC
Bakkt, Inc.Listing on record	Apr 18, 2023	Sell	-22,488	1.53 USD	$34.4K	SEC
Bakkt, Inc.Listing on record	Apr 3, 2023	Sell	-74,495	1.70 USD	$126.6K	SEC
Bakkt, Inc.Listing on record	Dec 1, 2022	Sell	-69,640	1.78 USD	$124K	SEC
Bakkt, Inc.Listing on record	Nov 18, 2022	Sell	-170,000	1.94 USD	$329.8K	SEC
Bakkt, Inc.Listing on record	Oct 26, 2022	Sell	-7,500	2.33 USD	$17.5K	SEC
Bakkt, Inc.Listing on record	Feb 17, 2022	Other	-627,361	—	n/a (No price was disclosed in the filing)	SEC
Dave Inc./DEListing on record	Jan 6, 2022	ExerciseD (derivative)	-5,341,528	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Dave Inc./DEListing on record	Jan 6, 2022	AwardD (derivative)	5,100,214	1.50 USD	$7.7M	SEC
Dave Inc./DEListing on record	Jan 6, 2022	Exercise	5,341,528	—	n/a (No price was disclosed in the filing)	SEC
Dave Inc./DEListing on record	Jan 6, 2022	OtherD (derivative)	-942,622	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
VPC Impact Acquisition Holdings IIListing unverified	Apr 29, 2021	OtherD (derivative)	0	—	n/a (No price was disclosed in the filing)	SEC
VPC Impact Acquisition Holdings IIListing unverified	Apr 21, 2021	OtherD (derivative)	-74,134	—	n/a (No price was disclosed in the filing)	SEC
UNIGENE LABORATORIES INCListing unverified	Jun 5, 2013	AwardD (derivative)	0	—	n/a (No price was disclosed in the filing)	SEC
UNIGENE LABORATORIES INCListing unverified	May 3, 2013	AwardD (derivative)	75,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
UNIGENE LABORATORIES INCListing unverified	Sep 25, 2012	OtherD (derivative)	0	—	n/a (No price was disclosed in the filing)	SEC
UNIGENE LABORATORIES INCListing unverified	Sep 25, 2012	AwardD (derivative)	0	—	n/a (No price was disclosed in the filing)	SEC

Company	Filed	Type	Qty	Price	Value · USD	Src
Bakkt, Inc.Listing on record	Dec 29, 2023	Sell	-393,125	2.56 USD	$1M	SEC
Bakkt, Inc.Listing on record	Dec 27, 2023	Sell	-753,001	2.25 USD	$1.7M	SEC
Bakkt, Inc.Listing on record	Dec 20, 2023	Sell	-237,711	2.01 USD	$477.8K	SEC
Bakkt, Inc.Listing on record	Dec 19, 2023	Sell	-144,484	2.01 USD	$290.4K	SEC
Bakkt, Inc.Listing on record	Dec 6, 2023	Sell	-40,283	2.05 USD	$82.6K	SEC
Bakkt, Inc.Listing on record	Jul 20, 2023	Sell	-600	1.85 USD	$1.1K	SEC
Bakkt, Inc.Listing on record	Jul 17, 2023	Sell	-40,585	1.87 USD	$75.9K	SEC
Bakkt, Inc.Listing on record	Jul 14, 2023	Sell	-400,000	1.65 USD	$660K	SEC
Bakkt, Inc.Listing on record	Jul 14, 2023	Sell	-400,000	2.07 USD	$828K	SEC
Bakkt, Inc.Listing on record	Apr 18, 2023	Sell	-22,488	1.53 USD	$34.4K	SEC
Bakkt, Inc.Listing on record	Apr 3, 2023	Sell	-74,495	1.70 USD	$126.6K	SEC
Bakkt, Inc.Listing on record	Dec 1, 2022	Sell	-69,640	1.78 USD	$124K	SEC
Bakkt, Inc.Listing on record	Nov 18, 2022	Sell	-170,000	1.94 USD	$329.8K	SEC
Bakkt, Inc.Listing on record	Oct 26, 2022	Sell	-7,500	2.33 USD	$17.5K	SEC
Bakkt, Inc.Listing on record	Feb 17, 2022	Other	-627,361	—	n/a (No price was disclosed in the filing)	SEC
Dave Inc./DEListing on record	Jan 6, 2022	ExerciseD (derivative)	-5,341,528	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Dave Inc./DEListing on record	Jan 6, 2022	AwardD (derivative)	5,100,214	1.50 USD	$7.7M	SEC
Dave Inc./DEListing on record	Jan 6, 2022	Exercise	5,341,528	—	n/a (No price was disclosed in the filing)	SEC
Dave Inc./DEListing on record	Jan 6, 2022	OtherD (derivative)	-942,622	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
VPC Impact Acquisition Holdings IIListing unverified	Apr 29, 2021	OtherD (derivative)	0	—	n/a (No price was disclosed in the filing)	SEC
VPC Impact Acquisition Holdings IIListing unverified	Apr 21, 2021	OtherD (derivative)	-74,134	—	n/a (No price was disclosed in the filing)	SEC
UNIGENE LABORATORIES INCListing unverified	Jun 5, 2013	AwardD (derivative)	0	—	n/a (No price was disclosed in the filing)	SEC
UNIGENE LABORATORIES INCListing unverified	May 3, 2013	AwardD (derivative)	75,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
UNIGENE LABORATORIES INCListing unverified	Sep 25, 2012	OtherD (derivative)	0	—	n/a (No price was disclosed in the filing)	SEC
UNIGENE LABORATORIES INCListing unverified	Sep 25, 2012	AwardD (derivative)	0	—	n/a (No price was disclosed in the filing)	SEC