LAZARD ASSET MANAGEMENT LLC

Parent of Investment Adviser at LAZARD ALTERNATIVE STRATEGIES FUND, L.L.C. · on record since Feb 12, 2007
Adviser to LGI at LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC · on record since Apr 28, 2004
See Remarks at ShengdaTech, Inc. · on record since Aug 25, 2011
Parent of Invs.Advis.of Issuer at LAZARD ALTERNATIVE EMERGING MARKETS 1099 FUND · on record since Oct 5, 2011
See Remarks at TETRALOGIC PHARMACEUTICALS Corp · on record since Nov 14, 2016
Fund's Sub-Adviser at Harrison Street Real Assets Fund LLC · on record since Oct 15, 2021
Investment Adviser to LOR at Lazard World Dividend & Income Fund, Inc. · on record since Jun 22, 2005

Insider trading activity of LAZARD ASSET MANAGEMENT LLC

Figures computed from official regulatory filings — .

Insufficient history for a statistical track record (fewer than 5 open-market buys).

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
TETRALOGIC PHARMACEUTICALS CorpListing on record	Nov 14, 2016	OtherD (derivative)	0	—	n/a (No price was disclosed in the filing)		SEC
TETRALOGIC PHARMACEUTICALS CorpListing on record	Nov 14, 2016	OtherD (derivative)	-1,463,594	—	n/a (No price was disclosed in the filing)		SEC
TETRALOGIC PHARMACEUTICALS CorpListing on record	Nov 14, 2016	OtherD (derivative)	0	—	n/a (No price was disclosed in the filing)		SEC
ShengdaTech, Inc.Listing unverified	Aug 25, 2011	Buy	701,120	0.14 USD	$98.2K	conv 32First in 12mo	SEC

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
TETRALOGIC PHARMACEUTICALS CorpListing on record	Nov 14, 2016	OtherD (derivative)	0	—	n/a (No price was disclosed in the filing)		SEC
TETRALOGIC PHARMACEUTICALS CorpListing on record	Nov 14, 2016	OtherD (derivative)	-1,463,594	—	n/a (No price was disclosed in the filing)		SEC
TETRALOGIC PHARMACEUTICALS CorpListing on record	Nov 14, 2016	OtherD (derivative)	0	—	n/a (No price was disclosed in the filing)		SEC
ShengdaTech, Inc.Listing unverified	Aug 25, 2011	Buy	701,120	0.14 USD	$98.2K	conv 32First in 12mo	SEC