Lauer Thomas Charles

Managing Director at ALLIED CAPITAL CORP · on record since Jan 25, 2006
Director at FIDUS INVESTMENT Corp · on record since Jun 21, 2011
President at FIDUS INVESTMENT Corp · on record since Mar 12, 2018

Insider trading activity of Lauer Thomas Charles

Transactions on record: 29; since Mar 24, 2006

Open-market buys: 13; $438.5K

Open-market sells: 0

Companies traded: 2; last filing Mar 12, 2020

Figures computed from official regulatory filings — .

Companies where Lauer Thomas Charles has traded

FIDUS INVESTMENT Corp9 tx · $213.2K · Mar 12, 2020
ALLIED CAPITAL CORP20 tx · $804.2K · Mar 19, 2008

Track record of Lauer Thomas Charles

Statistical track record

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Open-market buys: 13

Last buy: Mar 11, 2020

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Transaction history of Lauer Thomas Charles

Co-insiders of Lauer Thomas Charles

ROSS EDWARD HALLIED CAPITAL CORP +1
ANDERSON KELLY AALLIED CAPITAL CORP

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
FIDUS INVESTMENT CorpListing on record	Mar 12, 2020	Buy	2,000	11.45 USD	$22.9K	conv 35Cluster	SEC
FIDUS INVESTMENT CorpListing on record	Mar 10, 2020	Buy	5,000	12.40 USD	$62K	conv 41First in 12mo	SEC
FIDUS INVESTMENT CorpListing on record	Mar 12, 2018	Buy	4,000	12.80 USD	$51.2K	conv 49ClusterFirst in 12mo	SEC
FIDUS INVESTMENT CorpListing on record	Aug 24, 2015	Buy	100	7.49 USD	$749	conv 26	SEC
FIDUS INVESTMENT CorpListing on record	Dec 2, 2014	Buy	1,500	16.11 USD	$24.2K	conv 35First in 12mo	SEC
FIDUS INVESTMENT CorpListing on record	Nov 9, 2012	Buy	1,202	15.30 USD	$18.4K	conv 36Cluster	SEC
FIDUS INVESTMENT CorpListing on record	Mar 16, 2012	Buy	1,500	13.50 USD	$20.3K	conv 33Cluster	SEC
FIDUS INVESTMENT CorpListing on record	Dec 1, 2011	Buy	632	11.92 USD	$7.5K	conv 44ClusterFirst in 12mo	SEC
FIDUS INVESTMENT CorpListing on record	Dec 1, 2011	Buy	500	12.00 USD	$6K	conv 33Cluster	SEC
ALLIED CAPITAL CORPListing unverified	Mar 19, 2008	Exercise	11,461	—	n/a (No price was disclosed in the filing)		SEC
ALLIED CAPITAL CORPListing unverified	Mar 19, 2008	ExerciseD (derivative)	-15,630	—	n/a (No price was disclosed in the filing)		SEC
ALLIED CAPITAL CORPListing unverified	Feb 5, 2008	AwardD (derivative)	8,710	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ALLIED CAPITAL CORPListing unverified	Feb 5, 2008	AwardD (derivative)	241,290	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ALLIED CAPITAL CORPListing unverified	Dec 19, 2007	AwardD (derivative)	2,208	22.29	$49.2K		SEC
ALLIED CAPITAL CORPListing unverified	Nov 13, 2007	Buy	1,000	22.35	$22.4K	conv 57ClusterFirst in 12mo	SEC
ALLIED CAPITAL CORPListing unverified	Nov 13, 2007	Buy	400	22.49	$9K	conv 55ClusterFirst in 12mo	SEC
ALLIED CAPITAL CORPListing unverified	Nov 13, 2007	Buy	100	22.50	$2.3K	conv 54ClusterFirst in 12mo	SEC
ALLIED CAPITAL CORPListing unverified	Nov 13, 2007	Buy	8,500	22.55	$191.7K	conv 78ClusterFirst in 12mo	SEC
ALLIED CAPITAL CORPListing unverified	Sep 19, 2007	AwardD (derivative)	1,718	28.67	$49.3K		SEC
ALLIED CAPITAL CORPListing unverified	Jul 19, 2007	OtherD (derivative)	-75,000	—	n/a (No price was disclosed in the filing)		SEC
ALLIED CAPITAL CORPListing unverified	Jul 19, 2007	Other	7,381	31.75	$234.3K		SEC
ALLIED CAPITAL CORPListing unverified	Jun 25, 2007	AwardD (derivative)	1,537	32.00	$49.2K		SEC
ALLIED CAPITAL CORPListing unverified	May 17, 2007	AwardD (derivative)	3,380	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	Unusual size	SEC
ALLIED CAPITAL CORPListing unverified	May 17, 2007	AwardD (derivative)	136,120	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	Unusual size	SEC
ALLIED CAPITAL CORPListing unverified	Mar 20, 2007	AwardD (derivative)	1,705	28.90	$49.3K	Unusual size	SEC

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
FIDUS INVESTMENT CorpListing on record	Mar 12, 2020	Buy	2,000	11.45 USD	$22.9K	conv 35Cluster	SEC
FIDUS INVESTMENT CorpListing on record	Mar 10, 2020	Buy	5,000	12.40 USD	$62K	conv 41First in 12mo	SEC
FIDUS INVESTMENT CorpListing on record	Mar 12, 2018	Buy	4,000	12.80 USD	$51.2K	conv 49ClusterFirst in 12mo	SEC
FIDUS INVESTMENT CorpListing on record	Aug 24, 2015	Buy	100	7.49 USD	$749	conv 26	SEC
FIDUS INVESTMENT CorpListing on record	Dec 2, 2014	Buy	1,500	16.11 USD	$24.2K	conv 35First in 12mo	SEC
FIDUS INVESTMENT CorpListing on record	Nov 9, 2012	Buy	1,202	15.30 USD	$18.4K	conv 36Cluster	SEC
FIDUS INVESTMENT CorpListing on record	Mar 16, 2012	Buy	1,500	13.50 USD	$20.3K	conv 33Cluster	SEC
FIDUS INVESTMENT CorpListing on record	Dec 1, 2011	Buy	632	11.92 USD	$7.5K	conv 44ClusterFirst in 12mo	SEC
FIDUS INVESTMENT CorpListing on record	Dec 1, 2011	Buy	500	12.00 USD	$6K	conv 33Cluster	SEC
ALLIED CAPITAL CORPListing unverified	Mar 19, 2008	Exercise	11,461	—	n/a (No price was disclosed in the filing)		SEC
ALLIED CAPITAL CORPListing unverified	Mar 19, 2008	ExerciseD (derivative)	-15,630	—	n/a (No price was disclosed in the filing)		SEC
ALLIED CAPITAL CORPListing unverified	Feb 5, 2008	AwardD (derivative)	8,710	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ALLIED CAPITAL CORPListing unverified	Feb 5, 2008	AwardD (derivative)	241,290	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ALLIED CAPITAL CORPListing unverified	Dec 19, 2007	AwardD (derivative)	2,208	22.29	$49.2K		SEC
ALLIED CAPITAL CORPListing unverified	Nov 13, 2007	Buy	1,000	22.35	$22.4K	conv 57ClusterFirst in 12mo	SEC
ALLIED CAPITAL CORPListing unverified	Nov 13, 2007	Buy	400	22.49	$9K	conv 55ClusterFirst in 12mo	SEC
ALLIED CAPITAL CORPListing unverified	Nov 13, 2007	Buy	100	22.50	$2.3K	conv 54ClusterFirst in 12mo	SEC
ALLIED CAPITAL CORPListing unverified	Nov 13, 2007	Buy	8,500	22.55	$191.7K	conv 78ClusterFirst in 12mo	SEC
ALLIED CAPITAL CORPListing unverified	Sep 19, 2007	AwardD (derivative)	1,718	28.67	$49.3K		SEC
ALLIED CAPITAL CORPListing unverified	Jul 19, 2007	OtherD (derivative)	-75,000	—	n/a (No price was disclosed in the filing)		SEC
ALLIED CAPITAL CORPListing unverified	Jul 19, 2007	Other	7,381	31.75	$234.3K		SEC
ALLIED CAPITAL CORPListing unverified	Jun 25, 2007	AwardD (derivative)	1,537	32.00	$49.2K		SEC
ALLIED CAPITAL CORPListing unverified	May 17, 2007	AwardD (derivative)	3,380	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	Unusual size	SEC
ALLIED CAPITAL CORPListing unverified	May 17, 2007	AwardD (derivative)	136,120	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	Unusual size	SEC
ALLIED CAPITAL CORPListing unverified	Mar 20, 2007	AwardD (derivative)	1,705	28.90	$49.3K	Unusual size	SEC