LAKE H TUCKER JR

VICE PRESIDENT at ELLSWORTH GROWTH & INCOME FUND LTD · on record since Nov 6, 2003
Vice President at BANCROFT FUND LTD · on record since Dec 3, 2003
former Vice President at ELLSWORTH GROWTH & INCOME FUND LTD · on record since Nov 25, 2015
former Vice President at BANCROFT FUND LTD · on record since Nov 25, 2015

Insider trading activity of LAKE H TUCKER JR

Transactions on record: 18; since Nov 6, 2003

Open-market buys: 0

Open-market sells: 6; $77.7K

Companies traded: 2; last filing Nov 25, 2015

Figures computed from official regulatory filings — .

Companies where LAKE H TUCKER JR has traded

ELLSWORTH GROWTH & INCOME FUND LTD12 tx · $78.8K · Nov 25, 2015
BANCROFT FUND LTD6 tx · $1.1K · Nov 25, 2015

Track record of LAKE H TUCKER JR

Insufficient history for a statistical track record (fewer than 5 open-market buys).

Transaction history of LAKE H TUCKER JR

Co-insiders of LAKE H TUCKER JR

AHALT GORDON FBANCROFT FUND LTD +1
Ball John ChesterBANCROFT FUND LTD +1
BENTON WILLIAM ABANCROFT FUND LTD +1
Bizzell Kinchen CBANCROFT FUND LTD +1
BOGAN ELIZABETH CBANCROFT FUND LTD +1
CONN JAMES PBANCROFT FUND LTD +1
DINSMORE CAPITAL MANAGEMENT CO/NJBANCROFT FUND LTD +1
Dinsmore James AndrewBANCROFT FUND LTD +1
DINSMORE JEAN HBANCROFT FUND LTD +1
DINSMORE THOMAS HBANCROFT FUND LTD +1
FAHRENKOPF FRANK J JRBANCROFT FUND LTD +1
Finnican Peter MBANCROFT FUND LTD +1
FINNICAN SALLY JBANCROFT FUND LTD +1
GABELLI MARIO JBANCROFT FUND LTD +1
Goldstein Peter D.BANCROFT FUND LTD +1
HALSTED DONALD M JRBANCROFT FUND LTD +1
Harding Daniel DissBANCROFT FUND LTD +1
Jackson J ChristopherBANCROFT FUND LTD +1
LEVINE GARY IBANCROFT FUND LTD +1

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Src
BANCROFT FUND LTDListing on record	Nov 25, 2015	Other	0	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
ELLSWORTH GROWTH & INCOME FUND LTDListing on record	Nov 25, 2015	Other	0	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
ELLSWORTH GROWTH & INCOME FUND LTDListing on record	Sep 23, 2009	Sell	-2,000	6.12	$12.2K	SEC
ELLSWORTH GROWTH & INCOME FUND LTDListing on record	Sep 11, 2009	Sell	-3,000	5.97	$17.9K	SEC
ELLSWORTH GROWTH & INCOME FUND LTDListing on record	Sep 11, 2009	Sell	-970	5.95	$5.8K	SEC
ELLSWORTH GROWTH & INCOME FUND LTDListing on record	Sep 11, 2009	Sell	-2,000	6.00	$12K	SEC
ELLSWORTH GROWTH & INCOME FUND LTDListing on record	Sep 11, 2009	Sell	-3,000	5.93	$17.8K	SEC
ELLSWORTH GROWTH & INCOME FUND LTDListing on record	Sep 11, 2009	Sell	-2,000	5.99	$12K	SEC
ELLSWORTH GROWTH & INCOME FUND LTDListing on record	Apr 5, 2006	Other	-187	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
BANCROFT FUND LTDListing on record	Jan 5, 2004	Award	6	17.82 USD	$106.9	SEC
BANCROFT FUND LTDListing on record	Dec 3, 2003	OtherD (derivative)	-102	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
BANCROFT FUND LTDListing on record	Dec 3, 2003	Other	38	18.32 USD	$696.2	SEC
BANCROFT FUND LTDListing on record	Dec 3, 2003	Other	17	18.32 USD	$311.4	SEC
BANCROFT FUND LTDListing on record	Dec 3, 2003	OtherD (derivative)	-228	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
ELLSWORTH GROWTH & INCOME FUND LTDListing on record	Nov 6, 2003	Other	24	7.76 USD	$186.2	SEC
ELLSWORTH GROWTH & INCOME FUND LTDListing on record	Nov 6, 2003	Other	122	7.76 USD	$946.7	SEC
ELLSWORTH GROWTH & INCOME FUND LTDListing on record	Nov 6, 2003	OtherD (derivative)	-144	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
ELLSWORTH GROWTH & INCOME FUND LTDListing on record	Nov 6, 2003	OtherD (derivative)	-732	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC

Company	Filed	Type	Qty	Price	Value · USD	Src
BANCROFT FUND LTDListing on record	Nov 25, 2015	Other	0	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
ELLSWORTH GROWTH & INCOME FUND LTDListing on record	Nov 25, 2015	Other	0	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
ELLSWORTH GROWTH & INCOME FUND LTDListing on record	Sep 23, 2009	Sell	-2,000	6.12	$12.2K	SEC
ELLSWORTH GROWTH & INCOME FUND LTDListing on record	Sep 11, 2009	Sell	-3,000	5.97	$17.9K	SEC
ELLSWORTH GROWTH & INCOME FUND LTDListing on record	Sep 11, 2009	Sell	-970	5.95	$5.8K	SEC
ELLSWORTH GROWTH & INCOME FUND LTDListing on record	Sep 11, 2009	Sell	-2,000	6.00	$12K	SEC
ELLSWORTH GROWTH & INCOME FUND LTDListing on record	Sep 11, 2009	Sell	-3,000	5.93	$17.8K	SEC
ELLSWORTH GROWTH & INCOME FUND LTDListing on record	Sep 11, 2009	Sell	-2,000	5.99	$12K	SEC
ELLSWORTH GROWTH & INCOME FUND LTDListing on record	Apr 5, 2006	Other	-187	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
BANCROFT FUND LTDListing on record	Jan 5, 2004	Award	6	17.82 USD	$106.9	SEC
BANCROFT FUND LTDListing on record	Dec 3, 2003	OtherD (derivative)	-102	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
BANCROFT FUND LTDListing on record	Dec 3, 2003	Other	38	18.32 USD	$696.2	SEC
BANCROFT FUND LTDListing on record	Dec 3, 2003	Other	17	18.32 USD	$311.4	SEC
BANCROFT FUND LTDListing on record	Dec 3, 2003	OtherD (derivative)	-228	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
ELLSWORTH GROWTH & INCOME FUND LTDListing on record	Nov 6, 2003	Other	24	7.76 USD	$186.2	SEC
ELLSWORTH GROWTH & INCOME FUND LTDListing on record	Nov 6, 2003	Other	122	7.76 USD	$946.7	SEC
ELLSWORTH GROWTH & INCOME FUND LTDListing on record	Nov 6, 2003	OtherD (derivative)	-144	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
ELLSWORTH GROWTH & INCOME FUND LTDListing on record	Nov 6, 2003	OtherD (derivative)	-732	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC