KOEPFGEN BRUCE L

Director at FISHER SCIENTIFIC INTERNATIONAL INC · on record since May 9, 2006
Director at THERMO FISHER SCIENTIFIC INC. · on record since Nov 14, 2006
Director at Liberty Lane Acquisition Corp. · on record since May 22, 2008
AFFILIATED PERSON at PIMCO STRATEGIC INCOME FUND, INC. · on record since Jan 21, 2009
AFFILIATED PERSON at Virtus Equity & Convertible Income Fund · on record since Jan 21, 2009
AFFILIATED PERSON at PCM FUND, INC. · on record since Jan 21, 2009
AFFILIATED PERSON at AllianzGI Global Equity & Convertible Income Fund · on record since Jan 21, 2009
AFFILIATED PERSON at PIMCO Income Opportunity Fund · on record since Jan 21, 2009
Director at MGIC INVESTMENT CORP · on record since Oct 21, 2010
Former Director at MGIC INVESTMENT CORP · on record since Oct 5, 2011
Director at GENTEK INC · on record since Nov 13, 2003
Affiliated Person at PIMCO Global StocksPLUS & Income Fund · on record since May 23, 2005
President at JANUS CAPITAL GROUP INC · on record since Feb 4, 2015
Investment Adviser at Virtus Dividend, Interest & Premium Strategy Fund · on record since Mar 4, 2005
Affiliated Person at AllianzGI International & Premium Strategy Fund · on record since Apr 25, 2005
Affiliated Person at PIMCO CALIFORNIA MUNICIPAL INCOME FUND II · on record since Aug 2, 2005
Affiliated Person at PIMCO CALIFORNIA MUNICIPAL INCOME FUND · on record since Aug 2, 2005
Affiliated Person at PIMCO CALIFORNIA MUNICIPAL INCOME FUND III · on record since Aug 3, 2005
Affiliated Person at · on record since Aug 3, 2005
Affiliated Person at · on record since Aug 3, 2005
Affiliated Person at · on record since Aug 3, 2005
Affiliated Person at · on record since Aug 3, 2005
Affiliated Person at · on record since Aug 3, 2005
Affiliated Person at · on record since Aug 3, 2005
Affiliated Person at · on record since Aug 3, 2005
Affiliated Person at · on record since Aug 3, 2005
Affiliated Person at · on record since Aug 3, 2005
Affiliated Person at · on record since Aug 3, 2005
Affiliated Person at · on record since Aug 3, 2005
Affiliated Person at · on record since Aug 3, 2005
Affiliated Person at · on record since Aug 3, 2005
Affiliated Person at · on record since Aug 3, 2005
Affiliated Person at · on record since Aug 29, 2005

Insider trading activity of KOEPFGEN BRUCE L

Transactions on record: 38; since Nov 13, 2003

Open-market buys: 3; $200.1K

Open-market sells: 1; $1.2M

Companies traded: 6; last filing Jun 1, 2017

Figures computed from official regulatory filings — .

Companies where KOEPFGEN BRUCE L has traded

18 tx · $3.3M · Jun 1, 2017
3 tx · Oct 5, 2011
8 tx · $1.8M · Aug 19, 2008
6 tx · Nov 13, 2006
1 tx · $99.9K · Aug 17, 2006
2 tx · Nov 13, 2003

Track record of KOEPFGEN BRUCE L

Insufficient history for a statistical track record (fewer than 5 open-market buys).

Transaction history of KOEPFGEN BRUCE L

Co-insiders of KOEPFGEN BRUCE L

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
JANUS CAPITAL GROUP INCListing unverified	Jun 1, 2017	Other	-395,963	—	n/a (No price was disclosed in the filing)		SEC
JANUS CAPITAL GROUP INCListing unverified	Jun 1, 2017	OtherD (derivative)	-151,515	—	n/a (No price was disclosed in the filing)		SEC
JANUS CAPITAL GROUP INCListing unverified	Jun 1, 2017	Other	-319.48	—	n/a (No price was disclosed in the filing)		SEC
JANUS CAPITAL GROUP INCListing unverified	Jun 1, 2017	OtherD (derivative)	-45,455	—	n/a (No price was disclosed in the filing)		SEC
JANUS CAPITAL GROUP INCListing unverified	Feb 3, 2017	Other	-37,635	12.30 USD	$462.9K		SEC
JANUS CAPITAL GROUP INCListing unverified	Feb 1, 2017	Award	88,475	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
JANUS CAPITAL GROUP INCListing unverified	Feb 3, 2016	Other	-32,713	12.33 USD	$403.4K		SEC
JANUS CAPITAL GROUP INCListing unverified	Feb 2, 2016	Award	99,595	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
JANUS CAPITAL GROUP INCListing unverified	Feb 4, 2015	Other	-22,938	17.41 USD	$399.4K	Unusual size	SEC
JANUS CAPITAL GROUP INCListing unverified	Feb 3, 2015	Award	56,180	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
JANUS CAPITAL GROUP INCListing unverified	Feb 3, 2015	Award	28,090	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
JANUS CAPITAL GROUP INCListing unverified	Feb 5, 2014	Other	-14,491	10.67 USD	$154.6K		SEC
JANUS CAPITAL GROUP INCListing unverified	Feb 4, 2014	Award	73,462	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
JANUS CAPITAL GROUP INCListing unverified	Feb 12, 2013	Award	67,062	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
JANUS CAPITAL GROUP INCListing unverified	Feb 6, 2012	Award	57,176	8.57 USD	$490K		SEC
JANUS CAPITAL GROUP INCListing unverified	Feb 6, 2012	AwardD (derivative)	151,515	8.57 USD	$1.3M		SEC
JANUS CAPITAL GROUP INCListing unverified	Dec 22, 2011	Buy	17,100	5.86 USD	$100.2K	conv 73	SEC
MGIC INVESTMENT CORPListing on record	Oct 5, 2011	OtherD (derivative)	-11,123.47	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
JANUS CAPITAL GROUP INCListing unverified	Aug 24, 2011	Buy	16,600	—	n/a (No price was disclosed in the filing)	conv 82First in 12mo	SEC
MGIC INVESTMENT CORPListing on record	Jan 26, 2011	AwardD (derivative)	11,123.47	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
MGIC INVESTMENT CORPListing on record	Oct 21, 2010	AwardD (derivative)	3,527.64	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
THERMO FISHER SCIENTIFIC INC.Listing on record	Aug 19, 2008	ExerciseD (derivative)	-20,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
THERMO FISHER SCIENTIFIC INC.Listing on record	Aug 19, 2008	Exercise	20,000	30.04	$600.8K		SEC
THERMO FISHER SCIENTIFIC INC.Listing on record	Aug 19, 2008	Sell	-20,000	61.51	$1.2M		SEC
THERMO FISHER SCIENTIFIC INC.Listing on record	May 22, 2008	Award	2,143	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
JANUS CAPITAL GROUP INCListing unverified	Jun 1, 2017	Other	-395,963	—	n/a (No price was disclosed in the filing)		SEC
JANUS CAPITAL GROUP INCListing unverified	Jun 1, 2017	OtherD (derivative)	-151,515	—	n/a (No price was disclosed in the filing)		SEC
JANUS CAPITAL GROUP INCListing unverified	Jun 1, 2017	Other	-319.48	—	n/a (No price was disclosed in the filing)		SEC
JANUS CAPITAL GROUP INCListing unverified	Jun 1, 2017	OtherD (derivative)	-45,455	—	n/a (No price was disclosed in the filing)		SEC
JANUS CAPITAL GROUP INCListing unverified	Feb 3, 2017	Other	-37,635	12.30 USD	$462.9K		SEC
JANUS CAPITAL GROUP INCListing unverified	Feb 1, 2017	Award	88,475	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
JANUS CAPITAL GROUP INCListing unverified	Feb 3, 2016	Other	-32,713	12.33 USD	$403.4K		SEC
JANUS CAPITAL GROUP INCListing unverified	Feb 2, 2016	Award	99,595	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
JANUS CAPITAL GROUP INCListing unverified	Feb 4, 2015	Other	-22,938	17.41 USD	$399.4K	Unusual size	SEC
JANUS CAPITAL GROUP INCListing unverified	Feb 3, 2015	Award	56,180	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
JANUS CAPITAL GROUP INCListing unverified	Feb 3, 2015	Award	28,090	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
JANUS CAPITAL GROUP INCListing unverified	Feb 5, 2014	Other	-14,491	10.67 USD	$154.6K		SEC
JANUS CAPITAL GROUP INCListing unverified	Feb 4, 2014	Award	73,462	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
JANUS CAPITAL GROUP INCListing unverified	Feb 12, 2013	Award	67,062	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
JANUS CAPITAL GROUP INCListing unverified	Feb 6, 2012	Award	57,176	8.57 USD	$490K		SEC
JANUS CAPITAL GROUP INCListing unverified	Feb 6, 2012	AwardD (derivative)	151,515	8.57 USD	$1.3M		SEC
JANUS CAPITAL GROUP INCListing unverified	Dec 22, 2011	Buy	17,100	5.86 USD	$100.2K	conv 73	SEC
MGIC INVESTMENT CORPListing on record	Oct 5, 2011	OtherD (derivative)	-11,123.47	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
JANUS CAPITAL GROUP INCListing unverified	Aug 24, 2011	Buy	16,600	—	n/a (No price was disclosed in the filing)	conv 82First in 12mo	SEC
MGIC INVESTMENT CORPListing on record	Jan 26, 2011	AwardD (derivative)	11,123.47	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
MGIC INVESTMENT CORPListing on record	Oct 21, 2010	AwardD (derivative)	3,527.64	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
THERMO FISHER SCIENTIFIC INC.Listing on record	Aug 19, 2008	ExerciseD (derivative)	-20,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
THERMO FISHER SCIENTIFIC INC.Listing on record	Aug 19, 2008	Exercise	20,000	30.04	$600.8K		SEC
THERMO FISHER SCIENTIFIC INC.Listing on record	Aug 19, 2008	Sell	-20,000	61.51	$1.2M		SEC
THERMO FISHER SCIENTIFIC INC.Listing on record	May 22, 2008	Award	2,143	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC