KAPTEINA HENRY C

Director Internal Audit at ETHAN ALLEN INTERIORS INC · on record since Aug 18, 2003

Insider trading activity of KAPTEINA HENRY C

Transactions on record: 36; since Aug 18, 2003

Open-market buys: 8; $29.1K

Open-market sells: 7; $135.7K

Companies traded: 1; last filing Mar 13, 2014

Figures computed from official regulatory filings — .

Companies where KAPTEINA HENRY C has traded

ETHAN ALLEN INTERIORS INC36 tx · $290.7K · Mar 13, 2014

Track record of KAPTEINA HENRY C

Statistical track record

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Open-market buys: 8

Last buy: Mar 12, 2014

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Transaction history of KAPTEINA HENRY C

Co-insiders of KAPTEINA HENRY C

BANKS PAMELA AETHAN ALLEN INTERIORS INC
BEAN KELLY AETHAN ALLEN INTERIORS INC
Bedford John S IIETHAN ALLEN INTERIORS INC
Bemus PamelaETHAN ALLEN INTERIORS INC
Bero CynthiaETHAN ALLEN INTERIORS INC
Birkelund John P.ETHAN ALLEN INTERIORS INC
Bliss KathyETHAN ALLEN INTERIORS INC
Borrey ArneETHAN ALLEN INTERIORS INC
BRADLEY DANIEL RETHAN ALLEN INTERIORS INC
BROCKMAN THOMAS METHAN ALLEN INTERIORS INC
Burton David RETHAN ALLEN INTERIORS INC
Callen David RETHAN ALLEN INTERIORS INC
Carlson James B.ETHAN ALLEN INTERIORS INC

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
ETHAN ALLEN INTERIORS INCListing on record	Mar 13, 2014	Buy	100	24.28 USD	$2.4K	conv 25	SEC
ETHAN ALLEN INTERIORS INCListing on record	Mar 7, 2014	Buy	100	25.20 USD	$2.5K	conv 38First in 12mo	SEC
ETHAN ALLEN INTERIORS INCListing on record	Mar 7, 2014	Buy	100	25.13 USD	$2.5K	conv 37First in 12mo	SEC
ETHAN ALLEN INTERIORS INCListing on record	Mar 13, 2013	Sell	-234	30.40 USD	$7.1K		SEC
ETHAN ALLEN INTERIORS INCListing on record	Feb 5, 2013	Exercise	700	17.60 USD	$12.3K		SEC
ETHAN ALLEN INTERIORS INCListing on record	Feb 5, 2013	ExerciseD (derivative)	-700	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ETHAN ALLEN INTERIORS INCListing on record	Feb 5, 2013	Sell	-700	29.50 USD	$20.7K		SEC
ETHAN ALLEN INTERIORS INCListing on record	Feb 17, 2012	Sell	-233	25.63 USD	$6K		SEC
ETHAN ALLEN INTERIORS INCListing on record	Feb 8, 2010	Award	700	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ETHAN ALLEN INTERIORS INCListing on record	Dec 5, 2008	Buy	200	13.76	$2.8K	conv 39	SEC
ETHAN ALLEN INTERIORS INCListing on record	Nov 7, 2008	AwardD (derivative)	700	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ETHAN ALLEN INTERIORS INCListing on record	Aug 14, 2008	Other	17.35	28.96	$502.5		SEC
ETHAN ALLEN INTERIORS INCListing on record	Dec 20, 2007	Buy	100	26.53	$2.7K	conv 41Cluster	SEC
ETHAN ALLEN INTERIORS INCListing on record	Dec 19, 2007	Buy	100	26.88	$2.7K	conv 60First in 12mo	SEC
ETHAN ALLEN INTERIORS INCListing on record	Aug 10, 2007	Other	11.72	37.24	$436.5		SEC
ETHAN ALLEN INTERIORS INCListing on record	Aug 2, 2006	Other	40	—	n/a (No price was disclosed in the filing)		SEC
ETHAN ALLEN INTERIORS INCListing on record	Jun 29, 2006	AwardD (derivative)	500	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ETHAN ALLEN INTERIORS INCListing on record	Jun 16, 2006	Buy	200	33.97	$6.8K	conv 82First in 12mo	SEC
ETHAN ALLEN INTERIORS INCListing on record	Jun 12, 2006	Buy	200	33.97	$6.8K	conv 72First in 12mo	SEC
ETHAN ALLEN INTERIORS INCListing on record	Aug 12, 2005	Other	35	—	n/a (No price was disclosed in the filing)		SEC
ETHAN ALLEN INTERIORS INCListing on record	Jun 1, 2005	AwardD (derivative)	125	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ETHAN ALLEN INTERIORS INCListing on record	Jun 1, 2005	AwardD (derivative)	125	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ETHAN ALLEN INTERIORS INCListing on record	Jun 1, 2005	AwardD (derivative)	125	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ETHAN ALLEN INTERIORS INCListing on record	Jun 1, 2005	AwardD (derivative)	125	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ETHAN ALLEN INTERIORS INCListing on record	Aug 10, 2004	Other	-931	—	n/a (No price was disclosed in the filing)		SEC

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
ETHAN ALLEN INTERIORS INCListing on record	Mar 13, 2014	Buy	100	24.28 USD	$2.4K	conv 25	SEC
ETHAN ALLEN INTERIORS INCListing on record	Mar 7, 2014	Buy	100	25.20 USD	$2.5K	conv 38First in 12mo	SEC
ETHAN ALLEN INTERIORS INCListing on record	Mar 7, 2014	Buy	100	25.13 USD	$2.5K	conv 37First in 12mo	SEC
ETHAN ALLEN INTERIORS INCListing on record	Mar 13, 2013	Sell	-234	30.40 USD	$7.1K		SEC
ETHAN ALLEN INTERIORS INCListing on record	Feb 5, 2013	Exercise	700	17.60 USD	$12.3K		SEC
ETHAN ALLEN INTERIORS INCListing on record	Feb 5, 2013	ExerciseD (derivative)	-700	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ETHAN ALLEN INTERIORS INCListing on record	Feb 5, 2013	Sell	-700	29.50 USD	$20.7K		SEC
ETHAN ALLEN INTERIORS INCListing on record	Feb 17, 2012	Sell	-233	25.63 USD	$6K		SEC
ETHAN ALLEN INTERIORS INCListing on record	Feb 8, 2010	Award	700	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ETHAN ALLEN INTERIORS INCListing on record	Dec 5, 2008	Buy	200	13.76	$2.8K	conv 39	SEC
ETHAN ALLEN INTERIORS INCListing on record	Nov 7, 2008	AwardD (derivative)	700	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ETHAN ALLEN INTERIORS INCListing on record	Aug 14, 2008	Other	17.35	28.96	$502.5		SEC
ETHAN ALLEN INTERIORS INCListing on record	Dec 20, 2007	Buy	100	26.53	$2.7K	conv 41Cluster	SEC
ETHAN ALLEN INTERIORS INCListing on record	Dec 19, 2007	Buy	100	26.88	$2.7K	conv 60First in 12mo	SEC
ETHAN ALLEN INTERIORS INCListing on record	Aug 10, 2007	Other	11.72	37.24	$436.5		SEC
ETHAN ALLEN INTERIORS INCListing on record	Aug 2, 2006	Other	40	—	n/a (No price was disclosed in the filing)		SEC
ETHAN ALLEN INTERIORS INCListing on record	Jun 29, 2006	AwardD (derivative)	500	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ETHAN ALLEN INTERIORS INCListing on record	Jun 16, 2006	Buy	200	33.97	$6.8K	conv 82First in 12mo	SEC
ETHAN ALLEN INTERIORS INCListing on record	Jun 12, 2006	Buy	200	33.97	$6.8K	conv 72First in 12mo	SEC
ETHAN ALLEN INTERIORS INCListing on record	Aug 12, 2005	Other	35	—	n/a (No price was disclosed in the filing)		SEC
ETHAN ALLEN INTERIORS INCListing on record	Jun 1, 2005	AwardD (derivative)	125	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ETHAN ALLEN INTERIORS INCListing on record	Jun 1, 2005	AwardD (derivative)	125	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ETHAN ALLEN INTERIORS INCListing on record	Jun 1, 2005	AwardD (derivative)	125	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ETHAN ALLEN INTERIORS INCListing on record	Jun 1, 2005	AwardD (derivative)	125	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ETHAN ALLEN INTERIORS INCListing on record	Aug 10, 2004	Other	-931	—	n/a (No price was disclosed in the filing)		SEC