K2 PRINCIPAL FUND, L.P.

10% owner at WESTAIM Corp · on record since Apr 16, 2009
10% owner at EPL OIL & GAS, INC. · on record since Oct 1, 2009
10% owner at NextDecade Corp · on record since May 5, 2015
10% owner at NBL Texas, LLC · on record since Jun 30, 2017
shareholder at NextDecade Corp · on record since Jun 23, 2017
10% owner at SIMPLICITY ESPORTS & GAMING Co · on record since Dec 31, 2018
10% owner at Rosehill Resources Inc. · on record since Oct 1, 2018

Insider trading activity of K2 PRINCIPAL FUND, L.P.

Transactions on record: 28; since Apr 16, 2009

Open-market buys: 14; $1.4M

Open-market sells: 12; $752K

Companies traded: 4; last filing Nov 25, 2019

Figures computed from official regulatory filings — .

Companies where K2 PRINCIPAL FUND, L.P. has traded

NBL Texas, LLC7 tx · $219.8K · Nov 25, 2019
SIMPLICITY ESPORTS & GAMING Co6 tx · $65.3K · Mar 29, 2019
NextDecade Corp1 tx · $507.3K · Jun 23, 2017
WESTAIM Corp14 tx · $1.4M · Apr 16, 2009

Track record of K2 PRINCIPAL FUND, L.P.

Statistical track record

Free account

Open-market buys: 14

Last buy: Mar 3, 2009

Win rates, median returns and the proven-insider analysis come with a free account.

Transaction history of K2 PRINCIPAL FUND, L.P.

Co-insiders of K2 PRINCIPAL FUND, L.P.

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
NBL Texas, LLCListing unverified	Nov 25, 2019	Sell	-4,290	1.09 USD	$4.7K		SEC
NBL Texas, LLCListing unverified	Nov 25, 2019	Sell	-5,164	1.22 USD	$6.3K		SEC
NBL Texas, LLCListing unverified	Sep 24, 2019	Sell	-1,264	1.95 USD	$2.5K		SEC
SIMPLICITY ESPORTS & GAMING CoListing on record	Mar 29, 2019	Sell	-13,897	0.93 USD	$12.9K		SEC
SIMPLICITY ESPORTS & GAMING CoListing on record	Mar 22, 2019	Sell	-10,000	0.88 USD	$8.8K		SEC
SIMPLICITY ESPORTS & GAMING CoListing on record	Mar 15, 2019	Sell	-2,390	1.01 USD	$2.4K		SEC
SIMPLICITY ESPORTS & GAMING CoListing on record	Mar 8, 2019	Sell	-634	1.29 USD	$817.9		SEC
SIMPLICITY ESPORTS & GAMING CoListing on record	Jan 14, 2019	SellD (derivative)	-5,600	3.96 USD	$22.2K		SEC
SIMPLICITY ESPORTS & GAMING CoListing on record	Dec 31, 2018	SellD (derivative)	-8,050	2.26 USD	$18.2K		SEC
NBL Texas, LLCListing unverified	Jul 13, 2018	Sell	-9,257	9.37 USD	$86.7K		SEC
NBL Texas, LLCListing unverified	Jul 13, 2018	Sell	-12,650	9.01 USD	$114K		SEC
NBL Texas, LLCListing unverified	Jul 20, 2017	Sell	-45	8.06 USD	$362.7		SEC
NBL Texas, LLCListing unverified	Jul 20, 2017	Sell	-660	8.02 USD	$5.3K		SEC
NextDecade CorpListing on record	Jun 23, 2017	Sell	49,250	10.30 USD	$507.3K		SEC
WESTAIM CorpListing on record	Apr 16, 2009	Buy	2,000	0.25	$500	conv 20	SEC
WESTAIM CorpListing on record	Apr 16, 2009	Buy	207,800	0.25	$52K	conv 20	SEC
WESTAIM CorpListing on record	Apr 16, 2009	Buy	378,000	0.25	$94.5K	conv 23	SEC
WESTAIM CorpListing on record	Apr 16, 2009	Buy	2,355,000	0.24	$565.2K	conv 55Unusual size	SEC
WESTAIM CorpListing on record	Apr 16, 2009	Buy	172,000	0.25	$43K	conv 20	SEC
WESTAIM CorpListing on record	Apr 16, 2009	Buy	19,500	0.26	$5.1K	conv 19	SEC
WESTAIM CorpListing on record	Apr 16, 2009	Buy	153,500	0.22	$33.8K	conv 20	SEC
WESTAIM CorpListing on record	Apr 16, 2009	Buy	178,500	0.25	$44.6K	conv 7	SEC
WESTAIM CorpListing on record	Apr 16, 2009	Buy	1,295,600	0.19	$246.2K	conv 42First in 12mo	SEC
WESTAIM CorpListing on record	Apr 16, 2009	Buy	235,000	0.25	$58.8K	conv 20	SEC
WESTAIM CorpListing on record	Apr 16, 2009	Buy	796,000	0.21	$167.2K	conv 30	SEC

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
NBL Texas, LLCListing unverified	Nov 25, 2019	Sell	-4,290	1.09 USD	$4.7K		SEC
NBL Texas, LLCListing unverified	Nov 25, 2019	Sell	-5,164	1.22 USD	$6.3K		SEC
NBL Texas, LLCListing unverified	Sep 24, 2019	Sell	-1,264	1.95 USD	$2.5K		SEC
SIMPLICITY ESPORTS & GAMING CoListing on record	Mar 29, 2019	Sell	-13,897	0.93 USD	$12.9K		SEC
SIMPLICITY ESPORTS & GAMING CoListing on record	Mar 22, 2019	Sell	-10,000	0.88 USD	$8.8K		SEC
SIMPLICITY ESPORTS & GAMING CoListing on record	Mar 15, 2019	Sell	-2,390	1.01 USD	$2.4K		SEC
SIMPLICITY ESPORTS & GAMING CoListing on record	Mar 8, 2019	Sell	-634	1.29 USD	$817.9		SEC
SIMPLICITY ESPORTS & GAMING CoListing on record	Jan 14, 2019	SellD (derivative)	-5,600	3.96 USD	$22.2K		SEC
SIMPLICITY ESPORTS & GAMING CoListing on record	Dec 31, 2018	SellD (derivative)	-8,050	2.26 USD	$18.2K		SEC
NBL Texas, LLCListing unverified	Jul 13, 2018	Sell	-9,257	9.37 USD	$86.7K		SEC
NBL Texas, LLCListing unverified	Jul 13, 2018	Sell	-12,650	9.01 USD	$114K		SEC
NBL Texas, LLCListing unverified	Jul 20, 2017	Sell	-45	8.06 USD	$362.7		SEC
NBL Texas, LLCListing unverified	Jul 20, 2017	Sell	-660	8.02 USD	$5.3K		SEC
NextDecade CorpListing on record	Jun 23, 2017	Sell	49,250	10.30 USD	$507.3K		SEC
WESTAIM CorpListing on record	Apr 16, 2009	Buy	2,000	0.25	$500	conv 20	SEC
WESTAIM CorpListing on record	Apr 16, 2009	Buy	207,800	0.25	$52K	conv 20	SEC
WESTAIM CorpListing on record	Apr 16, 2009	Buy	378,000	0.25	$94.5K	conv 23	SEC
WESTAIM CorpListing on record	Apr 16, 2009	Buy	2,355,000	0.24	$565.2K	conv 55Unusual size	SEC
WESTAIM CorpListing on record	Apr 16, 2009	Buy	172,000	0.25	$43K	conv 20	SEC
WESTAIM CorpListing on record	Apr 16, 2009	Buy	19,500	0.26	$5.1K	conv 19	SEC
WESTAIM CorpListing on record	Apr 16, 2009	Buy	153,500	0.22	$33.8K	conv 20	SEC
WESTAIM CorpListing on record	Apr 16, 2009	Buy	178,500	0.25	$44.6K	conv 7	SEC
WESTAIM CorpListing on record	Apr 16, 2009	Buy	1,295,600	0.19	$246.2K	conv 42First in 12mo	SEC
WESTAIM CorpListing on record	Apr 16, 2009	Buy	235,000	0.25	$58.8K	conv 20	SEC
WESTAIM CorpListing on record	Apr 16, 2009	Buy	796,000	0.21	$167.2K	conv 30	SEC