ING USA ANNUITY & LIFE INSURANCE CO

• 10% owner at Kayne Anderson Energy Total Return Fund, Inc. · on record since Sep 9, 2016
• 10% owner at Blackstone / GSO Strategic Credit Fund · on record since Aug 5, 2016
• 10% owner at Blackstone / GSO Long-Short Credit Income Fund · on record since Aug 5, 2016
• See Remarks. at CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. · on record since Oct 18, 2013
• See Explanation Below at Kayne Anderson Energy Total Return Fund, Inc. · on record since May 12, 2011
• See explanation below. at Kayne Anderson MLP Investment CO · on record since Jun 3, 2011
• See explanation below at ABERDEEN ASIA-PACIFIC INCOME FUND INC · on record since Jul 3, 2013
• SEE EXPLANATION BELOW at TORTOISE ENERGY INFRASTRUCTURE CORP · on record since Oct 2, 2013
• Investment Adviser Affiliate at ING SENIOR INCOME FUND · on record since Feb 17, 2004
• See explanation below at KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC. · on record since Feb 13, 2015
• See explanation below. at ClearBridge Energy Midstream Opportunity Fund Inc. · on record since Apr 1, 2015
• See explanation below. at CATO CORP · on record since Apr 1, 2015