Haviland Richard J

Director at BROADRIDGE FINANCIAL SOLUTIONS, INC. · on record since Jun 5, 2007
Director at Citi Investor Services, Inc. · on record since Aug 3, 2007

Insider trading activity of Haviland Richard J

Transactions on record: 67; since Dec 14, 2004

Open-market buys: 0

Open-market sells: 4; $3M

Companies traded: 2; last filing Oct 4, 2018

Figures computed from official regulatory filings — .

Companies where Haviland Richard J has traded

BROADRIDGE FINANCIAL SOLUTIONS, INC.64 tx · $4M · Oct 4, 2018
Citi Investor Services, Inc.3 tx · $11.9K · Aug 3, 2007

Track record of Haviland Richard J

Insufficient history for a statistical track record (fewer than 5 open-market buys).

Transaction history of Haviland Richard J

Co-insiders of Haviland Richard J

ADKINS DANNY WCiti Investor Services, Inc.
AMSTERDAM ADAM DBROADRIDGE FINANCIAL SOLUTIONS, INC.
Aronson JeffreyCiti Investor Services, Inc.
ASHWORTH ERIC NCiti Investor Services, Inc.
AXAR CAPITAL MANAGEMENT L.P.Citi Investor Services, Inc.
Axar GP, LLCCiti Investor Services, Inc.
Axelrod AndrewCiti Investor Services, Inc.
BARRA JOSEPH NBROADRIDGE FINANCIAL SOLUTIONS, INC.
BAUM ELEANORCiti Investor Services, Inc.
BENSON JAMES BBROADRIDGE FINANCIAL SOLUTIONS, INC.
BENZIE JOHN PETERBROADRIDGE FINANCIAL SOLUTIONS, INC.
BERKE RICHARD CBROADRIDGE FINANCIAL SOLUTIONS, INC.
BOTTIGLIERI JAMESCiti Investor Services, Inc.
BOVIN DENIS ACiti Investor Services, Inc.
BRUN LESLIE ABROADRIDGE FINANCIAL SOLUTIONS, INC.
CAMPBELL LEWIS BCiti Investor Services, Inc.
Carey Thomas PBROADRIDGE FINANCIAL SOLUTIONS, INC.
Carter Pamela LBROADRIDGE FINANCIAL SOLUTIONS, INC.
CASALE ROBERT JCiti Investor Services, Inc.
CCP II Cayman GP Ltd.Citi Investor Services, Inc.
Centerbridge Associates II (Cayman), L.P.Citi Investor Services, Inc.
Centerbridge Capital Partners II (Cayman), L.P.Citi Investor Services, Inc.
Centerbridge Capital Partners SBS II (Cayman), L.P.Citi Investor Services, Inc.
Centerbridge Credit Cayman GP, Ltd.Citi Investor Services, Inc.
Centerbridge Credit Partners General Partner, L.P.Citi Investor Services, Inc.

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Oct 4, 2018	Award	53	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Jul 5, 2018	Award	45	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Jun 4, 2018	Sell	-15,430	116.51 USD	$1.8M	Unusual size	SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Jun 4, 2018	Exercise	15,100	21.94 USD	$331.3K		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Jun 4, 2018	ExerciseD (derivative)	-11,200	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Jun 4, 2018	ExerciseD (derivative)	-15,100	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Jun 4, 2018	Exercise	11,200	17.66 USD	$197.8K		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Apr 4, 2018	Award	48	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Jan 4, 2018	Award	57	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Dec 7, 2017	ExerciseD (derivative)	-12,600	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Dec 7, 2017	Sell	-7,655	88.51 USD	$677.5K		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Dec 7, 2017	Exercise	12,600	18.96 USD	$238.9K		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Nov 20, 2017	AwardD (derivative)	4,107	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Nov 20, 2017	Award	863	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Oct 4, 2017	Award	59	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Jul 6, 2017	Award	58	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Apr 4, 2017	Award	64	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Jan 4, 2017	Award	65	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Dec 8, 2016	Sell	-4,350	65.33 USD	$284.2K		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Dec 8, 2016	Exercise	12,500	19.93 USD	$249.1K		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Dec 8, 2016	ExerciseD (derivative)	-12,500	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Dec 8, 2016	Sell	-3,830	65.26 USD	$249.9K		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Nov 29, 2016	AwardD (derivative)	4,753	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Nov 18, 2016	AwardD (derivative)	4,753	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Nov 18, 2016	Award	1,032	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Oct 4, 2018	Award	53	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Jul 5, 2018	Award	45	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Jun 4, 2018	Sell	-15,430	116.51 USD	$1.8M	Unusual size	SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Jun 4, 2018	Exercise	15,100	21.94 USD	$331.3K		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Jun 4, 2018	ExerciseD (derivative)	-11,200	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Jun 4, 2018	ExerciseD (derivative)	-15,100	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Jun 4, 2018	Exercise	11,200	17.66 USD	$197.8K		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Apr 4, 2018	Award	48	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Jan 4, 2018	Award	57	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Dec 7, 2017	ExerciseD (derivative)	-12,600	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Dec 7, 2017	Sell	-7,655	88.51 USD	$677.5K		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Dec 7, 2017	Exercise	12,600	18.96 USD	$238.9K		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Nov 20, 2017	AwardD (derivative)	4,107	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Nov 20, 2017	Award	863	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Oct 4, 2017	Award	59	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Jul 6, 2017	Award	58	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Apr 4, 2017	Award	64	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Jan 4, 2017	Award	65	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Dec 8, 2016	Sell	-4,350	65.33 USD	$284.2K		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Dec 8, 2016	Exercise	12,500	19.93 USD	$249.1K		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Dec 8, 2016	ExerciseD (derivative)	-12,500	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Dec 8, 2016	Sell	-3,830	65.26 USD	$249.9K		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Nov 29, 2016	AwardD (derivative)	4,753	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Nov 18, 2016	AwardD (derivative)	4,753	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Nov 18, 2016	Award	1,032	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC