HAVENS JOHN P

President and COO at CITIGROUP INC · on record since Oct 28, 2011
Officer of Investment Adviser at Citigroup Alternative Investments Trust · on record since Dec 20, 2007
Officer of Investment Adviser at SKYBRIDGE OPPORTUNITY FUND · on record since Dec 20, 2007
Business Unit Head at MORGAN STANLEY · on record since Oct 16, 2003

Insider trading activity of HAVENS JOHN P

Transactions on record: 33; since Oct 16, 2003

Open-market buys: 2; $4.5M

Open-market sells: 3; $6.3M

Companies traded: 2; last filing Jan 19, 2012

Figures computed from official regulatory filings — .

Companies where HAVENS JOHN P has traded

CITIGROUP INC21 tx · $18.2M · Jan 19, 2012
MORGAN STANLEY12 tx · $21.8M · Mar 23, 2005

Track record of HAVENS JOHN P

Insufficient history for a statistical track record (fewer than 5 open-market buys).

Transaction history of HAVENS JOHN P

Co-insiders of HAVENS JOHN P

PANDIT VIKRAM SCitigroup Alternative Investments Trust +3
KADEN LEWIS BCitigroup Alternative Investments Trust +2
KELLY EDWARD J IIICitigroup Alternative Investments Trust +2
AKRAM RAJACITIGROUP INC +1
ARNOLD WILLIAM ACitigroup Alternative Investments Trust +1
KLEINFELD KLAUSCITIGROUP INC +1
ABDEL-MEGUID TAREK FMORGAN STANLEY
ANDERSEN K TUCKERMORGAN STANLEY
Apte ShirishCITIGROUP INC
Aristeguieta FranciscoCITIGROUP INC
ARMSTRONG C MICHAELCITIGROUP INC
Babej PeterCITIGROUP INC
BANGA AJAYCITIGROUP INC
BARRON FRANCIS PMORGAN STANLEY
BAUMAN ROBERT PMORGAN STANLEY
BELDA ALAIN J PCITIGROUP INC
Bermudez Jorge A.CITIGROUP INC
BIRD STEPHENCITIGROUP INC
BISCHOFF WINFRIED F W SIRCITIGROUP INC

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
CITIGROUP INCListing on record	Jan 19, 2012	Award	122,805.8	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CITIGROUP INCListing on record	Oct 28, 2011	Sell	-60,000	30.41 USD	$1.8M		SEC
CITIGROUP INCListing on record	Oct 28, 2011	Sell	-50,000	33.90 USD	$1.7M		SEC
CITIGROUP INCListing on record	Feb 16, 2011	AwardD (derivative)	2,000,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CITIGROUP INCListing on record	Jan 20, 2011	Award	989,583.3	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CITIGROUP INCListing on record	Jan 3, 2011	Other	-72,527	4.76 USD	$345.2K		SEC
CITIGROUP INCListing on record	Jan 3, 2011	Award	157,563	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CITIGROUP INCListing on record	Dec 2, 2010	Award	178,571	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CITIGROUP INCListing on record	Dec 2, 2010	Other	-82,197	4.20 USD	$345.2K		SEC
CITIGROUP INCListing on record	Nov 2, 2010	Award	179,856	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CITIGROUP INCListing on record	Nov 2, 2010	Other	-82,788	4.17 USD	$345.2K		SEC
CITIGROUP INCListing on record	Oct 1, 2010	Other	-799,616	3.90 USD	$3.1M		SEC
CITIGROUP INCListing on record	Oct 1, 2010	Award	1,730,769	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CITIGROUP INCListing on record	Apr 28, 2010	Sell	-597,177	4.68	$2.8M		SEC
CITIGROUP INCListing on record	Jan 4, 2010	Award	2,710,843.4	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CITIGROUP INCListing on record	Jan 4, 2010	Other	-947,000	3.32	$3.1M		SEC
CITIGROUP INCListing on record	Jan 16, 2009	AwardD (derivative)	305,085	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CITIGROUP INCListing on record	Jan 16, 2009	Award	577,910.9	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CITIGROUP INCListing on record	Jan 16, 2009	AwardD (derivative)	305,085	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CITIGROUP INCListing on record	Nov 14, 2008	Buy	250,000	8.66	$2.2M	conv 91ClusterFirst in 12mo	SEC
CITIGROUP INCListing on record	Nov 14, 2008	Buy	250,000	9.53	$2.4M	conv 79Cluster	SEC
MORGAN STANLEYListing on record	Mar 23, 2005	Exercise	87,780	26.92 USD	$2.4M		SEC
MORGAN STANLEYListing on record	Mar 23, 2005	AwardD (derivative)	61,929	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
MORGAN STANLEYListing on record	Mar 23, 2005	ExerciseD (derivative)	-87,780	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
MORGAN STANLEYListing on record	Mar 23, 2005	Other	-61,929	57.52 USD	$3.6M		SEC

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
CITIGROUP INCListing on record	Jan 19, 2012	Award	122,805.8	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CITIGROUP INCListing on record	Oct 28, 2011	Sell	-60,000	30.41 USD	$1.8M		SEC
CITIGROUP INCListing on record	Oct 28, 2011	Sell	-50,000	33.90 USD	$1.7M		SEC
CITIGROUP INCListing on record	Feb 16, 2011	AwardD (derivative)	2,000,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CITIGROUP INCListing on record	Jan 20, 2011	Award	989,583.3	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CITIGROUP INCListing on record	Jan 3, 2011	Other	-72,527	4.76 USD	$345.2K		SEC
CITIGROUP INCListing on record	Jan 3, 2011	Award	157,563	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CITIGROUP INCListing on record	Dec 2, 2010	Award	178,571	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CITIGROUP INCListing on record	Dec 2, 2010	Other	-82,197	4.20 USD	$345.2K		SEC
CITIGROUP INCListing on record	Nov 2, 2010	Award	179,856	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CITIGROUP INCListing on record	Nov 2, 2010	Other	-82,788	4.17 USD	$345.2K		SEC
CITIGROUP INCListing on record	Oct 1, 2010	Other	-799,616	3.90 USD	$3.1M		SEC
CITIGROUP INCListing on record	Oct 1, 2010	Award	1,730,769	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CITIGROUP INCListing on record	Apr 28, 2010	Sell	-597,177	4.68	$2.8M		SEC
CITIGROUP INCListing on record	Jan 4, 2010	Award	2,710,843.4	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CITIGROUP INCListing on record	Jan 4, 2010	Other	-947,000	3.32	$3.1M		SEC
CITIGROUP INCListing on record	Jan 16, 2009	AwardD (derivative)	305,085	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CITIGROUP INCListing on record	Jan 16, 2009	Award	577,910.9	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CITIGROUP INCListing on record	Jan 16, 2009	AwardD (derivative)	305,085	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CITIGROUP INCListing on record	Nov 14, 2008	Buy	250,000	8.66	$2.2M	conv 91ClusterFirst in 12mo	SEC
CITIGROUP INCListing on record	Nov 14, 2008	Buy	250,000	9.53	$2.4M	conv 79Cluster	SEC
MORGAN STANLEYListing on record	Mar 23, 2005	Exercise	87,780	26.92 USD	$2.4M		SEC
MORGAN STANLEYListing on record	Mar 23, 2005	AwardD (derivative)	61,929	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
MORGAN STANLEYListing on record	Mar 23, 2005	ExerciseD (derivative)	-87,780	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
MORGAN STANLEYListing on record	Mar 23, 2005	Other	-61,929	57.52 USD	$3.6M		SEC