GE CAPITAL EQUITY INVESTMENTS INC

10% owner at Legacy IMBDS, Inc. · on record since Jun 28, 2006
10% owner at THERMOVIEW INDUSTRIES INC · on record since Jul 1, 2003
See Exhibit 99.1 at B456 SYSTEMS, INC. · on record since Sep 23, 2009
10% owner at BEACON POWER CORP · on record since Aug 22, 2003
10% owner at NEWPOWER HOLDINGS INC · on record since Sep 9, 2003
Party to Shareholder Agreement at NewHold Investment Corp. II · on record since Nov 26, 2014
Party to Shareholder Agreement at Legacy IMBDS, Inc. · on record since Nov 18, 2014

Insider trading activity of GE CAPITAL EQUITY INVESTMENTS INC

Transactions on record: 114; since Aug 22, 2003

Open-market buys: 2; $838.7K

Open-market sells: 111; $69.6M

Companies traded: 4; last filing May 3, 2016

Figures computed from official regulatory filings — .

Companies where GE CAPITAL EQUITY INVESTMENTS INC has traded

NewHold Investment Corp. II9 tx · $8.3M · May 3, 2016
Legacy IMBDS, Inc.12 tx · $58.7M · Nov 14, 2014
NEWPOWER HOLDINGS INC2 tx · $3.3M · Sep 9, 2003
BEACON POWER CORP91 tx · $1.9M · Aug 22, 2003

Track record of GE CAPITAL EQUITY INVESTMENTS INC

Insufficient history for a statistical track record (fewer than 5 open-market buys).

Transaction history of GE CAPITAL EQUITY INVESTMENTS INC

Co-insiders of GE CAPITAL EQUITY INVESTMENTS INC

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
NewHold Investment Corp. IIListing on record	May 3, 2016	Sell	-3,545,049	2.15 USD	$7.6M		SEC
NewHold Investment Corp. IIListing on record	May 6, 2015	Sell	-470	5.90 USD	$2.8K		SEC
NewHold Investment Corp. IIListing on record	May 6, 2015	Sell	-1,000	5.72 USD	$5.7K		SEC
NewHold Investment Corp. IIListing on record	May 4, 2015	Sell	-10,000	5.97 USD	$59.7K		SEC
NewHold Investment Corp. IIListing on record	May 4, 2015	Sell	-10,000	5.92 USD	$59.2K		SEC
NewHold Investment Corp. IIListing on record	Apr 20, 2015	Sell	-100	6.58 USD	$658		SEC
NewHold Investment Corp. IIListing on record	Apr 20, 2015	Sell	-6,200	6.59 USD	$40.9K		SEC
NewHold Investment Corp. IIListing on record	Nov 24, 2014	Sell	-61,263	6.21 USD	$380.4K		SEC
NewHold Investment Corp. IIListing on record	Nov 24, 2014	Sell	-15,200	6.18 USD	$93.9K		SEC
Legacy IMBDS, Inc.Listing unverified	Nov 14, 2014	Sell	-46,468	5.75 USD	$267.2K		SEC
Legacy IMBDS, Inc.Listing unverified	Nov 14, 2014	Sell	-27,156	5.83 USD	$158.3K		SEC
Legacy IMBDS, Inc.Listing unverified	Nov 5, 2014	Sell	-49,600	5.78 USD	$286.7K		SEC
Legacy IMBDS, Inc.Listing unverified	Nov 5, 2014	Sell	-36,608	5.89 USD	$215.6K		SEC
Legacy IMBDS, Inc.Listing unverified	Nov 3, 2014	Buy	-103,508	5.72 USD	$592.1K	conv 12	SEC
Legacy IMBDS, Inc.Listing unverified	Nov 3, 2014	Buy	-44,677	5.52 USD	$246.6K	conv 32First in 12mo	SEC
Legacy IMBDS, Inc.Listing unverified	Oct 30, 2014	Sell	-79,482	5.47 USD	$434.8K		SEC
Legacy IMBDS, Inc.Listing unverified	Oct 30, 2014	Sell	-47,694	5.53 USD	$263.7K		SEC
Legacy IMBDS, Inc.Listing unverified	Sep 24, 2014	Sell	-2,200	5.34 USD	$11.7K		SEC
Legacy IMBDS, Inc.Listing unverified	Sep 24, 2014	Sell	-14,890	5.35 USD	$79.7K		SEC
Legacy IMBDS, Inc.Listing unverified	Jul 12, 2005	Sell	-2,604,932	11.00 USD	$28.7M	Unusual size	SEC
Legacy IMBDS, Inc.Listing unverified	Feb 15, 2005	Sell	-2,000,000	13.75 USD	$27.5M	Unusual size	SEC
NEWPOWER HOLDINGS INCListing unverified	Sep 9, 2003	Sell	-3,696,288	0.41 USD	$1.5M	Unusual size	SEC
NEWPOWER HOLDINGS INCListing unverified	Sep 9, 2003	SellD (derivative)	-5,250,000	0.35 USD	$1.8M	Unusual size	SEC
BEACON POWER CORPListing unverified	Aug 22, 2003	Sell	-3,700	0.63 USD	$2.3K		SEC
BEACON POWER CORPListing unverified	Aug 22, 2003	Sell	-3,000	0.66 USD	$2K		SEC

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
NewHold Investment Corp. IIListing on record	May 3, 2016	Sell	-3,545,049	2.15 USD	$7.6M		SEC
NewHold Investment Corp. IIListing on record	May 6, 2015	Sell	-470	5.90 USD	$2.8K		SEC
NewHold Investment Corp. IIListing on record	May 6, 2015	Sell	-1,000	5.72 USD	$5.7K		SEC
NewHold Investment Corp. IIListing on record	May 4, 2015	Sell	-10,000	5.97 USD	$59.7K		SEC
NewHold Investment Corp. IIListing on record	May 4, 2015	Sell	-10,000	5.92 USD	$59.2K		SEC
NewHold Investment Corp. IIListing on record	Apr 20, 2015	Sell	-100	6.58 USD	$658		SEC
NewHold Investment Corp. IIListing on record	Apr 20, 2015	Sell	-6,200	6.59 USD	$40.9K		SEC
NewHold Investment Corp. IIListing on record	Nov 24, 2014	Sell	-61,263	6.21 USD	$380.4K		SEC
NewHold Investment Corp. IIListing on record	Nov 24, 2014	Sell	-15,200	6.18 USD	$93.9K		SEC
Legacy IMBDS, Inc.Listing unverified	Nov 14, 2014	Sell	-46,468	5.75 USD	$267.2K		SEC
Legacy IMBDS, Inc.Listing unverified	Nov 14, 2014	Sell	-27,156	5.83 USD	$158.3K		SEC
Legacy IMBDS, Inc.Listing unverified	Nov 5, 2014	Sell	-49,600	5.78 USD	$286.7K		SEC
Legacy IMBDS, Inc.Listing unverified	Nov 5, 2014	Sell	-36,608	5.89 USD	$215.6K		SEC
Legacy IMBDS, Inc.Listing unverified	Nov 3, 2014	Buy	-103,508	5.72 USD	$592.1K	conv 12	SEC
Legacy IMBDS, Inc.Listing unverified	Nov 3, 2014	Buy	-44,677	5.52 USD	$246.6K	conv 32First in 12mo	SEC
Legacy IMBDS, Inc.Listing unverified	Oct 30, 2014	Sell	-79,482	5.47 USD	$434.8K		SEC
Legacy IMBDS, Inc.Listing unverified	Oct 30, 2014	Sell	-47,694	5.53 USD	$263.7K		SEC
Legacy IMBDS, Inc.Listing unverified	Sep 24, 2014	Sell	-2,200	5.34 USD	$11.7K		SEC
Legacy IMBDS, Inc.Listing unverified	Sep 24, 2014	Sell	-14,890	5.35 USD	$79.7K		SEC
Legacy IMBDS, Inc.Listing unverified	Jul 12, 2005	Sell	-2,604,932	11.00 USD	$28.7M	Unusual size	SEC
Legacy IMBDS, Inc.Listing unverified	Feb 15, 2005	Sell	-2,000,000	13.75 USD	$27.5M	Unusual size	SEC
NEWPOWER HOLDINGS INCListing unverified	Sep 9, 2003	Sell	-3,696,288	0.41 USD	$1.5M	Unusual size	SEC
NEWPOWER HOLDINGS INCListing unverified	Sep 9, 2003	SellD (derivative)	-5,250,000	0.35 USD	$1.8M	Unusual size	SEC
BEACON POWER CORPListing unverified	Aug 22, 2003	Sell	-3,700	0.63 USD	$2.3K		SEC
BEACON POWER CORPListing unverified	Aug 22, 2003	Sell	-3,000	0.66 USD	$2K		SEC