FOSSEL JON S

Director at NORTHWESTERN CORP · on record since Mar 7, 2006
Director at Unum Group · on record since May 19, 2006
Trustee at OPPENHEIMER SENIOR FLOATING RATE FUND · on record since Dec 28, 2006
Director at OPPENHEIMER SENIOR FLOATING RATE FUND · on record since Jul 19, 2010

Insider trading activity of FOSSEL JON S

Transactions on record: 40; since Nov 5, 2004

Open-market buys: 0

Open-market sells: 9; $924.3K

Companies traded: 3; last filing Sep 2, 2011

Figures computed from official regulatory filings — .

Companies where FOSSEL JON S has traded

Unum Group24 tx · $692.2K · Sep 2, 2011
NORTHWESTERN CORP14 tx · $860.2K · May 7, 2009
OPPENHEIMER SENIOR FLOATING RATE FUND2 tx · $1.2M · Dec 28, 2006

Track record of FOSSEL JON S

Insufficient history for a statistical track record (fewer than 5 open-market buys).

Transaction history of FOSSEL JON S

Co-insiders of FOSSEL JON S

ADIK STEPHEN PNORTHWESTERN CORP
Ahmed Elizabeth ClaireUnum Group
Anderson Shelia DanetteUnum Group
ARMSTRONG WILLIAM L.OPPENHEIMER SENIOR FLOATING RATE FUND
Arnold Timothy GeraldUnum Group
BATCHELDER DAVID HUnum Group
Berzina Jeffrey B.NORTHWESTERN CORP
BEST ROBERT OUnum Group
Bhasin PuneetUnum Group
BIRD BRIAN BNORTHWESTERN CORP
Bishop III E. ListonUnum Group
BOWEN GEORGE C.OPPENHEIMER SENIOR FLOATING RATE FUND
Bradley Dorothy M.NORTHWESTERN CORP
Bunting Theodore H JRUnum Group
CAMERON EDWARD L.OPPENHEIMER SENIOR FLOATING RATE FUND
Cashell Michael RNORTHWESTERN CORP

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Src
Unum GroupListing on record	Sep 2, 2011	Sell	-4,901	23.62 USD	$115.8K	SEC
Unum GroupListing on record	Aug 31, 2011	Sell	-10,035	23.56 USD	$236.4K	SEC
Unum GroupListing on record	May 27, 2011	Award	4,633	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Unum GroupListing on record	May 24, 2010	Award	2,325	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Unum GroupListing on record	May 27, 2009	Award	3,014	16.59	$50K	SEC
Unum GroupListing on record	May 19, 2009	Award	65	16.43	$1.1K	SEC
Unum GroupListing on record	May 19, 2009	Award	10	16.27	$162.7	SEC
NORTHWESTERN CORPListing on record	May 7, 2009	Sell	-2,700	21.40	$57.8K	SEC
NORTHWESTERN CORPListing on record	May 7, 2009	Sell	-1,300	21.36	$27.8K	SEC
NORTHWESTERN CORPListing on record	Apr 24, 2009	Other	-4,999	—	n/a (No price was disclosed in the filing)	SEC
Unum GroupListing on record	Apr 3, 2009	Award	1,599	12.50	$20K	SEC
Unum GroupListing on record	Feb 24, 2009	Award	15	10.59	$158.9	SEC
Unum GroupListing on record	Feb 24, 2009	Award	89	10.54	$938.1	SEC
NORTHWESTERN CORPListing on record	Feb 18, 2009	Sell	-500	23.46	$11.7K	SEC
Unum GroupListing on record	Jan 6, 2009	Award	1,102	18.15	$20K	SEC
NORTHWESTERN CORPListing on record	Jan 2, 2009	Award	2,000	23.48	$47K	SEC
Unum GroupListing on record	Nov 25, 2008	Other	80	10.59	$847.2	SEC
Unum GroupListing on record	Nov 25, 2008	Award	13	11.58	$150.5	SEC
Unum GroupListing on record	Oct 3, 2008	Award	802	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Unum GroupListing on record	Jul 3, 2008	Award	960	20.83	$20K	SEC
NORTHWESTERN CORPListing on record	May 30, 2008	Sell	-2,000	26.45	$52.9K	SEC
NORTHWESTERN CORPListing on record	May 30, 2008	Sell	-1,000	26.43	$26.4K	SEC
Unum GroupListing on record	May 27, 2008	Award	2,053	24.36	$50K	SEC
Unum GroupListing on record	May 27, 2008	Award	1,661	24.07	$40K	SEC
Unum GroupListing on record	May 20, 2008	Award	24	24.49	$587.8	SEC

Company	Filed	Type	Qty	Price	Value · USD	Src
Unum GroupListing on record	Sep 2, 2011	Sell	-4,901	23.62 USD	$115.8K	SEC
Unum GroupListing on record	Aug 31, 2011	Sell	-10,035	23.56 USD	$236.4K	SEC
Unum GroupListing on record	May 27, 2011	Award	4,633	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Unum GroupListing on record	May 24, 2010	Award	2,325	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Unum GroupListing on record	May 27, 2009	Award	3,014	16.59	$50K	SEC
Unum GroupListing on record	May 19, 2009	Award	65	16.43	$1.1K	SEC
Unum GroupListing on record	May 19, 2009	Award	10	16.27	$162.7	SEC
NORTHWESTERN CORPListing on record	May 7, 2009	Sell	-2,700	21.40	$57.8K	SEC
NORTHWESTERN CORPListing on record	May 7, 2009	Sell	-1,300	21.36	$27.8K	SEC
NORTHWESTERN CORPListing on record	Apr 24, 2009	Other	-4,999	—	n/a (No price was disclosed in the filing)	SEC
Unum GroupListing on record	Apr 3, 2009	Award	1,599	12.50	$20K	SEC
Unum GroupListing on record	Feb 24, 2009	Award	15	10.59	$158.9	SEC
Unum GroupListing on record	Feb 24, 2009	Award	89	10.54	$938.1	SEC
NORTHWESTERN CORPListing on record	Feb 18, 2009	Sell	-500	23.46	$11.7K	SEC
Unum GroupListing on record	Jan 6, 2009	Award	1,102	18.15	$20K	SEC
NORTHWESTERN CORPListing on record	Jan 2, 2009	Award	2,000	23.48	$47K	SEC
Unum GroupListing on record	Nov 25, 2008	Other	80	10.59	$847.2	SEC
Unum GroupListing on record	Nov 25, 2008	Award	13	11.58	$150.5	SEC
Unum GroupListing on record	Oct 3, 2008	Award	802	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Unum GroupListing on record	Jul 3, 2008	Award	960	20.83	$20K	SEC
NORTHWESTERN CORPListing on record	May 30, 2008	Sell	-2,000	26.45	$52.9K	SEC
NORTHWESTERN CORPListing on record	May 30, 2008	Sell	-1,000	26.43	$26.4K	SEC
Unum GroupListing on record	May 27, 2008	Award	2,053	24.36	$50K	SEC
Unum GroupListing on record	May 27, 2008	Award	1,661	24.07	$40K	SEC
Unum GroupListing on record	May 20, 2008	Award	24	24.49	$587.8	SEC