Fockler Jack E. Jr.

Vice President at ROYCE MICRO-CAP TRUST, INC. · on record since Jan 8, 2010

Insider trading activity of Fockler Jack E. Jr.

Transactions on record: 53; since Mar 9, 2009

Open-market buys: 41; $2M

Open-market sells: 12; $804.6K

Companies traded: 2; last filing Oct 15, 2014

Figures computed from official regulatory filings — .

Companies where Fockler Jack E. Jr. has traded

ROYCE MICRO-CAP TRUST, INC.29 tx · $1.5M · Oct 15, 2014
SPROTT FOCUS TRUST INC.24 tx · $1.3M · May 16, 2013

Track record of Fockler Jack E. Jr.

Statistical track record

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Open-market buys: 41

Last buy: Jun 4, 2014

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Transaction history of Fockler Jack E. Jr.

Co-insiders of Fockler Jack E. Jr.

CHADWICK PATRICIA WALSHROYCE MICRO-CAP TRUST, INC.
CLARK CHRISTOPHER DROYCE MICRO-CAP TRUST, INC.
DENNEEN JOHN EROYCE MICRO-CAP TRUST, INC.
Gannon FrancisROYCE MICRO-CAP TRUST, INC.
GEORGE W WHITNEYROYCE MICRO-CAP TRUST, INC.
Grisanti Christopher C.ROYCE MICRO-CAP TRUST, INC.
Harper Cecile BurleighROYCE MICRO-CAP TRUST, INC.
ISAACS STEPHEN LROYCE MICRO-CAP TRUST, INC.
MEHLMAN ARTHUR SROYCE MICRO-CAP TRUST, INC.

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
ROYCE MICRO-CAP TRUST, INC.Listing on record	Oct 15, 2014	Sell	-3,139	10.85 USD	$34.1K		SEC
ROYCE MICRO-CAP TRUST, INC.Listing on record	Oct 15, 2014	Sell	-3,139	10.85 USD	$34.1K		SEC
ROYCE MICRO-CAP TRUST, INC.Listing on record	Oct 14, 2014	Sell	-10,118	11.00 USD	$111.3K		SEC
ROYCE MICRO-CAP TRUST, INC.Listing on record	Oct 14, 2014	Sell	-8,352	10.93 USD	$91.3K		SEC
ROYCE MICRO-CAP TRUST, INC.Listing on record	Oct 14, 2014	Sell	-10,118	11.00 USD	$111.3K		SEC
ROYCE MICRO-CAP TRUST, INC.Listing on record	Oct 14, 2014	Sell	-8,352	10.93 USD	$91.3K		SEC
ROYCE MICRO-CAP TRUST, INC.Listing on record	Jun 5, 2014	Buy	8,250	12.26 USD	$101.1K	conv 50	SEC
ROYCE MICRO-CAP TRUST, INC.Listing on record	Jun 5, 2014	Buy	8,250	12.26 USD	$101.1K	conv 50	SEC
ROYCE MICRO-CAP TRUST, INC.Listing on record	Feb 6, 2014	Buy	4,300	11.59 USD	$49.8K	conv 31	SEC
ROYCE MICRO-CAP TRUST, INC.Listing on record	Feb 6, 2014	Buy	4,300	11.59 USD	$49.8K	conv 31	SEC
ROYCE MICRO-CAP TRUST, INC.Listing on record	Jan 27, 2014	Buy	5,868	12.53 USD	$73.5K	conv 45	SEC
ROYCE MICRO-CAP TRUST, INC.Listing on record	Jan 27, 2014	Buy	2,132	12.58 USD	$26.8K	conv 28	SEC
ROYCE MICRO-CAP TRUST, INC.Listing on record	Jan 27, 2014	Buy	2,131	12.58 USD	$26.8K	conv 28	SEC
ROYCE MICRO-CAP TRUST, INC.Listing on record	Jan 27, 2014	Buy	5,869	12.53 USD	$73.5K	conv 45	SEC
SPROTT FOCUS TRUST INC.Listing on record	May 16, 2013	Buy	2,500	7.21 USD	$18K	conv 1	SEC
SPROTT FOCUS TRUST INC.Listing on record	May 16, 2013	Buy	2,500	7.21 USD	$18K	conv 1	SEC
SPROTT FOCUS TRUST INC.Listing on record	May 15, 2013	Buy	4,500	7.19 USD	$32.4K	conv 7	SEC
SPROTT FOCUS TRUST INC.Listing on record	May 15, 2013	Buy	4,500	7.19 USD	$32.4K	conv 7	SEC
SPROTT FOCUS TRUST INC.Listing on record	Jan 9, 2013	Buy	11,000	6.91 USD	$76K	conv 27First in 12mo	SEC
SPROTT FOCUS TRUST INC.Listing on record	Jan 9, 2013	Buy	11,000	6.91 USD	$76K	conv 27First in 12mo	SEC
SPROTT FOCUS TRUST INC.Listing on record	Jan 28, 2011	Buy	6,500	7.69 USD	$50K	conv 4	SEC
SPROTT FOCUS TRUST INC.Listing on record	Jan 28, 2011	Buy	5,000	7.76 USD	$38.8K	conv 11	SEC
SPROTT FOCUS TRUST INC.Listing on record	Jan 28, 2011	Buy	6,500	7.69 USD	$50K	conv 4	SEC
SPROTT FOCUS TRUST INC.Listing on record	Jan 28, 2011	Buy	5,000	7.76 USD	$38.8K	conv 11	SEC
SPROTT FOCUS TRUST INC.Listing on record	May 19, 2010	Buy	3,000	6.43	$19.3K	conv 2	SEC

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
ROYCE MICRO-CAP TRUST, INC.Listing on record	Oct 15, 2014	Sell	-3,139	10.85 USD	$34.1K		SEC
ROYCE MICRO-CAP TRUST, INC.Listing on record	Oct 15, 2014	Sell	-3,139	10.85 USD	$34.1K		SEC
ROYCE MICRO-CAP TRUST, INC.Listing on record	Oct 14, 2014	Sell	-10,118	11.00 USD	$111.3K		SEC
ROYCE MICRO-CAP TRUST, INC.Listing on record	Oct 14, 2014	Sell	-8,352	10.93 USD	$91.3K		SEC
ROYCE MICRO-CAP TRUST, INC.Listing on record	Oct 14, 2014	Sell	-10,118	11.00 USD	$111.3K		SEC
ROYCE MICRO-CAP TRUST, INC.Listing on record	Oct 14, 2014	Sell	-8,352	10.93 USD	$91.3K		SEC
ROYCE MICRO-CAP TRUST, INC.Listing on record	Jun 5, 2014	Buy	8,250	12.26 USD	$101.1K	conv 50	SEC
ROYCE MICRO-CAP TRUST, INC.Listing on record	Jun 5, 2014	Buy	8,250	12.26 USD	$101.1K	conv 50	SEC
ROYCE MICRO-CAP TRUST, INC.Listing on record	Feb 6, 2014	Buy	4,300	11.59 USD	$49.8K	conv 31	SEC
ROYCE MICRO-CAP TRUST, INC.Listing on record	Feb 6, 2014	Buy	4,300	11.59 USD	$49.8K	conv 31	SEC
ROYCE MICRO-CAP TRUST, INC.Listing on record	Jan 27, 2014	Buy	5,868	12.53 USD	$73.5K	conv 45	SEC
ROYCE MICRO-CAP TRUST, INC.Listing on record	Jan 27, 2014	Buy	2,132	12.58 USD	$26.8K	conv 28	SEC
ROYCE MICRO-CAP TRUST, INC.Listing on record	Jan 27, 2014	Buy	2,131	12.58 USD	$26.8K	conv 28	SEC
ROYCE MICRO-CAP TRUST, INC.Listing on record	Jan 27, 2014	Buy	5,869	12.53 USD	$73.5K	conv 45	SEC
SPROTT FOCUS TRUST INC.Listing on record	May 16, 2013	Buy	2,500	7.21 USD	$18K	conv 1	SEC
SPROTT FOCUS TRUST INC.Listing on record	May 16, 2013	Buy	2,500	7.21 USD	$18K	conv 1	SEC
SPROTT FOCUS TRUST INC.Listing on record	May 15, 2013	Buy	4,500	7.19 USD	$32.4K	conv 7	SEC
SPROTT FOCUS TRUST INC.Listing on record	May 15, 2013	Buy	4,500	7.19 USD	$32.4K	conv 7	SEC
SPROTT FOCUS TRUST INC.Listing on record	Jan 9, 2013	Buy	11,000	6.91 USD	$76K	conv 27First in 12mo	SEC
SPROTT FOCUS TRUST INC.Listing on record	Jan 9, 2013	Buy	11,000	6.91 USD	$76K	conv 27First in 12mo	SEC
SPROTT FOCUS TRUST INC.Listing on record	Jan 28, 2011	Buy	6,500	7.69 USD	$50K	conv 4	SEC
SPROTT FOCUS TRUST INC.Listing on record	Jan 28, 2011	Buy	5,000	7.76 USD	$38.8K	conv 11	SEC
SPROTT FOCUS TRUST INC.Listing on record	Jan 28, 2011	Buy	6,500	7.69 USD	$50K	conv 4	SEC
SPROTT FOCUS TRUST INC.Listing on record	Jan 28, 2011	Buy	5,000	7.76 USD	$38.8K	conv 11	SEC
SPROTT FOCUS TRUST INC.Listing on record	May 19, 2010	Buy	3,000	6.43	$19.3K	conv 2	SEC