FINLEY WARREN T

Director at PACIFIC MERCANTILE BANCORP · on record since Apr 17, 2007

Insider trading activity of FINLEY WARREN T

Transactions on record: 27; since May 10, 2004

Open-market buys: 2; $13.3K

Open-market sells: 11; $326K

Companies traded: 1; last filing Apr 25, 2018

Figures computed from official regulatory filings — .

Companies where FINLEY WARREN T has traded

PACIFIC MERCANTILE BANCORP27 tx · $601.5K · Apr 25, 2018

Track record of FINLEY WARREN T

Insufficient history for a statistical track record (fewer than 5 open-market buys).

Transaction history of FINLEY WARREN T

Co-insiders of FINLEY WARREN T

ABRAHAM FRANKPACIFIC MERCANTILE BANCORP
Anderson Robert S.PACIFIC MERCANTILE BANCORP
ARGYROS GEORGE LPACIFIC MERCANTILE BANCORP
BARTLETT ROBERT WPACIFIC MERCANTILE BANCORP
Birkmann CurtisPACIFIC MERCANTILE BANCORP
Bruton NomaPACIFIC MERCANTILE BANCORP
Buster Steven KPACIFIC MERCANTILE BANCORP
Carpenter Community BancFund-A, L.P.PACIFIC MERCANTILE BANCORP
Carpenter Edward JohnPACIFIC MERCANTILE BANCORP
Carpenter Fund Manager GP, LLCPACIFIC MERCANTILE BANCORP
Chamberlain KittridgePACIFIC MERCANTILE BANCORP
Christianssen Curt AlanPACIFIC MERCANTILE BANCORP
CLARK JOHN WPACIFIC MERCANTILE BANCORP
CLINTON GROUP INCPACIFIC MERCANTILE BANCORP
Clinton Magnolia Master Fund, Ltd.PACIFIC MERCANTILE BANCORP
Clinton Relational Opportunity LLCPACIFIC MERCANTILE BANCORP
Clinton Relational Opportunity Master Fund, L.P.PACIFIC MERCANTILE BANCORP
Clinton Special Opportunities Master Fund Ltd.PACIFIC MERCANTILE BANCORP
DELLERBA RAYMOND EPACIFIC MERCANTILE BANCORP
DIGIOVANNI JULIA MPACIFIC MERCANTILE BANCORP
Dinsmore Bradford RPACIFIC MERCANTILE BANCORP
Dow CharlesPACIFIC MERCANTILE BANCORP
Dutta ManishPACIFIC MERCANTILE BANCORP
EUSEY SHANNON FPACIFIC MERCANTILE BANCORP
Flemming John DPACIFIC MERCANTILE BANCORP
Foley SeanPACIFIC MERCANTILE BANCORP
Garcia PhilippPACIFIC MERCANTILE BANCORP
Gould HowardPACIFIC MERCANTILE BANCORP
GRAY NANCY APACIFIC MERCANTILE BANCORP
Green Michael G.PACIFIC MERCANTILE BANCORP
Hall George E.PACIFIC MERCANTILE BANCORP
HOOPIS MICHAEL PPACIFIC MERCANTILE BANCORP

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
PACIFIC MERCANTILE BANCORPListing unverified	Apr 25, 2018	Sell	-6,505	9.59 USD	$62.4K		SEC
PACIFIC MERCANTILE BANCORPListing unverified	Feb 23, 2018	Award	2,209	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PACIFIC MERCANTILE BANCORPListing unverified	Feb 17, 2017	Award	2,368	—	n/a (No price was disclosed in the filing)		SEC
PACIFIC MERCANTILE BANCORPListing unverified	Mar 1, 2016	Award	2,686	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PACIFIC MERCANTILE BANCORPListing unverified	Feb 19, 2016	Award	2,686	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PACIFIC MERCANTILE BANCORPListing unverified	Feb 20, 2015	Award	2,528	7.12 USD	$18K		SEC
PACIFIC MERCANTILE BANCORPListing unverified	Dec 16, 2014	Sell	-26,307	6.90 USD	$181.5K	Unusual size	SEC
PACIFIC MERCANTILE BANCORPListing unverified	Sep 12, 2014	Sell	-6,000	6.97 USD	$41.8K	Unusual size	SEC
PACIFIC MERCANTILE BANCORPListing unverified	Mar 14, 2014	Sell	-350	6.03 USD	$2.1K	Unusual size	SEC
PACIFIC MERCANTILE BANCORPListing unverified	Jul 26, 2013	AwardD (derivative)	15,000	5.30 USD	$79.5K		SEC
PACIFIC MERCANTILE BANCORPListing unverified	Apr 1, 2013	Gift	-16,168	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PACIFIC MERCANTILE BANCORPListing unverified	Mar 19, 2013	Sell	-1,000	5.66 USD	$5.7K		SEC
PACIFIC MERCANTILE BANCORPListing unverified	Mar 19, 2013	Sell	-1,000	5.66 USD	$5.7K		SEC
PACIFIC MERCANTILE BANCORPListing unverified	Mar 19, 2013	Sell	-1,181	5.91 USD	$7K		SEC
PACIFIC MERCANTILE BANCORPListing unverified	Mar 19, 2013	Sell	-500	5.69 USD	$2.8K		SEC
PACIFIC MERCANTILE BANCORPListing unverified	Mar 19, 2013	Sell	-1,000	5.68 USD	$5.7K		SEC
PACIFIC MERCANTILE BANCORPListing unverified	Mar 19, 2013	Sell	-1,000	5.68 USD	$5.7K		SEC
PACIFIC MERCANTILE BANCORPListing unverified	Mar 19, 2013	Sell	-1,000	5.68 USD	$5.7K		SEC
PACIFIC MERCANTILE BANCORPListing unverified	Dec 30, 2010	AwardD (derivative)	25,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PACIFIC MERCANTILE BANCORPListing unverified	May 20, 2009	Buy	1,000	3.67	$3.7K	conv 55ClusterFirst in 12mo	SEC
PACIFIC MERCANTILE BANCORPListing unverified	Apr 17, 2007	Exercise	-10,000	4.00	$40K		SEC
PACIFIC MERCANTILE BANCORPListing unverified	Apr 17, 2007	Exercise	-12,000	6.75	$81K		SEC
PACIFIC MERCANTILE BANCORPListing unverified	Apr 17, 2007	ExerciseD (derivative)	-10,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PACIFIC MERCANTILE BANCORPListing unverified	Apr 17, 2007	ExerciseD (derivative)	12,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PACIFIC MERCANTILE BANCORPListing unverified	Apr 16, 2007	ExerciseD (derivative)	-10,906	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
PACIFIC MERCANTILE BANCORPListing unverified	Apr 25, 2018	Sell	-6,505	9.59 USD	$62.4K		SEC
PACIFIC MERCANTILE BANCORPListing unverified	Feb 23, 2018	Award	2,209	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PACIFIC MERCANTILE BANCORPListing unverified	Feb 17, 2017	Award	2,368	—	n/a (No price was disclosed in the filing)		SEC
PACIFIC MERCANTILE BANCORPListing unverified	Mar 1, 2016	Award	2,686	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PACIFIC MERCANTILE BANCORPListing unverified	Feb 19, 2016	Award	2,686	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PACIFIC MERCANTILE BANCORPListing unverified	Feb 20, 2015	Award	2,528	7.12 USD	$18K		SEC
PACIFIC MERCANTILE BANCORPListing unverified	Dec 16, 2014	Sell	-26,307	6.90 USD	$181.5K	Unusual size	SEC
PACIFIC MERCANTILE BANCORPListing unverified	Sep 12, 2014	Sell	-6,000	6.97 USD	$41.8K	Unusual size	SEC
PACIFIC MERCANTILE BANCORPListing unverified	Mar 14, 2014	Sell	-350	6.03 USD	$2.1K	Unusual size	SEC
PACIFIC MERCANTILE BANCORPListing unverified	Jul 26, 2013	AwardD (derivative)	15,000	5.30 USD	$79.5K		SEC
PACIFIC MERCANTILE BANCORPListing unverified	Apr 1, 2013	Gift	-16,168	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PACIFIC MERCANTILE BANCORPListing unverified	Mar 19, 2013	Sell	-1,000	5.66 USD	$5.7K		SEC
PACIFIC MERCANTILE BANCORPListing unverified	Mar 19, 2013	Sell	-1,000	5.66 USD	$5.7K		SEC
PACIFIC MERCANTILE BANCORPListing unverified	Mar 19, 2013	Sell	-1,181	5.91 USD	$7K		SEC
PACIFIC MERCANTILE BANCORPListing unverified	Mar 19, 2013	Sell	-500	5.69 USD	$2.8K		SEC
PACIFIC MERCANTILE BANCORPListing unverified	Mar 19, 2013	Sell	-1,000	5.68 USD	$5.7K		SEC
PACIFIC MERCANTILE BANCORPListing unverified	Mar 19, 2013	Sell	-1,000	5.68 USD	$5.7K		SEC
PACIFIC MERCANTILE BANCORPListing unverified	Mar 19, 2013	Sell	-1,000	5.68 USD	$5.7K		SEC
PACIFIC MERCANTILE BANCORPListing unverified	Dec 30, 2010	AwardD (derivative)	25,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PACIFIC MERCANTILE BANCORPListing unverified	May 20, 2009	Buy	1,000	3.67	$3.7K	conv 55ClusterFirst in 12mo	SEC
PACIFIC MERCANTILE BANCORPListing unverified	Apr 17, 2007	Exercise	-10,000	4.00	$40K		SEC
PACIFIC MERCANTILE BANCORPListing unverified	Apr 17, 2007	Exercise	-12,000	6.75	$81K		SEC
PACIFIC MERCANTILE BANCORPListing unverified	Apr 17, 2007	ExerciseD (derivative)	-10,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PACIFIC MERCANTILE BANCORPListing unverified	Apr 17, 2007	ExerciseD (derivative)	12,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PACIFIC MERCANTILE BANCORPListing unverified	Apr 16, 2007	ExerciseD (derivative)	-10,906	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC