FIELDS MICHAEL S

Director at GlassBridge Enterprises, Inc. · on record since Jan 26, 2006
Director at SWK Holdings Corp · on record since Sep 12, 2006
CHIEF EXECUTIVE OFFICER at SWK Holdings Corp · on record since Sep 12, 2006

Insider trading activity of FIELDS MICHAEL S

Transactions on record: 50; since May 7, 2004

Open-market buys: 0

Open-market sells: 12; $2.9M

Companies traded: 2; last filing May 7, 2010

Figures computed from official regulatory filings — .

Companies where FIELDS MICHAEL S has traded

GlassBridge Enterprises, Inc.47 tx · $9.4M · May 7, 2010
SWK Holdings Corp3 tx · Sep 12, 2006

Track record of FIELDS MICHAEL S

Insufficient history for a statistical track record (fewer than 5 open-market buys).

Transaction history of FIELDS MICHAEL S

Co-insiders of FIELDS MICHAEL S

ACCEL-KKR CAPITAL PARTNERS III, LPSWK Holdings Corp
AKKR Fund III Management Company, LPSWK Holdings Corp
AKKR MANAGEMENT COMPANY, LLCSWK Holdings Corp
AKKR SPECIAL OPPORTUNITIES LLCSWK Holdings Corp
Albright JerrySWK Holdings Corp
ALLEN BRADLEY DGlassBridge Enterprises, Inc.
Angel Mark ASWK Holdings Corp
Angst TimSWK Holdings Corp
Asgard Investment Corp.SWK Holdings Corp
Asgard Investment Corp. IISWK Holdings Corp
Baker Dana BlairSWK Holdings Corp
Barrall GeoffGlassBridge Enterprises, Inc.
BATT JERRY RSWK Holdings Corp
BAY CHUCKSWK Holdings Corp
Berg David PGlassBridge Enterprises, Inc.
BERTELSEN MARK ASWK Holdings Corp
Black Diamond Offshore Ltd.SWK Holdings Corp
Black Diamond Relative Value Offshore Ltd.SWK Holdings Corp
BLACK WINSTON L IIISWK Holdings Corp
BOSE WILLIAM ASWK Holdings Corp
Bosler Greg JGlassBridge Enterprises, Inc.
BRAUSEN ANTHONY TGlassBridge Enterprises, Inc.

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
GlassBridge Enterprises, Inc.Listing unverified	May 7, 2010	Award	1,195	10.46	$12.5K		SEC
GlassBridge Enterprises, Inc.Listing unverified	May 7, 2010	Award	8,438	10.37	$87.5K		SEC
GlassBridge Enterprises, Inc.Listing unverified	May 7, 2010	AwardD (derivative)	15,378	10.37	$159.5K		SEC
GlassBridge Enterprises, Inc.Listing unverified	May 8, 2009	Award	2,581	10.17	$26.2K		SEC
GlassBridge Enterprises, Inc.Listing unverified	May 8, 2009	AwardD (derivative)	13,696	10.17	$139.3K		SEC
GlassBridge Enterprises, Inc.Listing unverified	May 8, 2009	Award	1,296	9.64	$12.5K		SEC
GlassBridge Enterprises, Inc.Listing unverified	May 9, 2008	AwardD (derivative)	11,574	24.09	$278.8K		SEC
GlassBridge Enterprises, Inc.Listing unverified	May 9, 2008	Award	513	24.33	$12.5K		SEC
GlassBridge Enterprises, Inc.Listing unverified	May 9, 2008	Award	3,632	24.09	$87.5K		SEC
GlassBridge Enterprises, Inc.Listing unverified	May 11, 2007	AwardD (derivative)	7,984	37.59	$300.1K		SEC
GlassBridge Enterprises, Inc.Listing unverified	May 11, 2007	Award	332	37.59	$12.5K		SEC
GlassBridge Enterprises, Inc.Listing unverified	May 11, 2007	Award	2,328	37.59	$87.5K		SEC
GlassBridge Enterprises, Inc.Listing unverified	Dec 18, 2006	Sell	-700	46.09	$32.3K		SEC
SWK Holdings CorpListing on record	Sep 12, 2006	AwardD (derivative)	67,796	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
SWK Holdings CorpListing on record	Sep 12, 2006	AwardD (derivative)	316,204	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
SWK Holdings CorpListing on record	Sep 12, 2006	AwardD (derivative)	101,694	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
GlassBridge Enterprises, Inc.Listing unverified	May 4, 2006	Award	1,012	41.62	$42.1K		SEC
GlassBridge Enterprises, Inc.Listing unverified	May 4, 2006	Award	204	41.62	$8.5K		SEC
GlassBridge Enterprises, Inc.Listing unverified	May 4, 2006	AwardD (derivative)	9,415	41.62	$391.9K		SEC
GlassBridge Enterprises, Inc.Listing unverified	Jan 26, 2006	Exercise	10,000	33.85	$338.5K		SEC
GlassBridge Enterprises, Inc.Listing unverified	Jan 26, 2006	ExerciseD (derivative)	-10,000	33.85	$338.5K		SEC
GlassBridge Enterprises, Inc.Listing unverified	Jan 26, 2006	Sell	-10,000	47.74	$477.4K		SEC
GlassBridge Enterprises, Inc.Listing unverified	Jan 26, 2006	Exercise	10,000	39.45	$394.5K	Unusual size	SEC
GlassBridge Enterprises, Inc.Listing unverified	Jan 26, 2006	ExerciseD (derivative)	-10,000	39.45	$394.5K	Unusual size	SEC
GlassBridge Enterprises, Inc.Listing unverified	Jan 26, 2006	Sell	-10,000	47.78	$477.8K		SEC

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
GlassBridge Enterprises, Inc.Listing unverified	May 7, 2010	Award	1,195	10.46	$12.5K		SEC
GlassBridge Enterprises, Inc.Listing unverified	May 7, 2010	Award	8,438	10.37	$87.5K		SEC
GlassBridge Enterprises, Inc.Listing unverified	May 7, 2010	AwardD (derivative)	15,378	10.37	$159.5K		SEC
GlassBridge Enterprises, Inc.Listing unverified	May 8, 2009	Award	2,581	10.17	$26.2K		SEC
GlassBridge Enterprises, Inc.Listing unverified	May 8, 2009	AwardD (derivative)	13,696	10.17	$139.3K		SEC
GlassBridge Enterprises, Inc.Listing unverified	May 8, 2009	Award	1,296	9.64	$12.5K		SEC
GlassBridge Enterprises, Inc.Listing unverified	May 9, 2008	AwardD (derivative)	11,574	24.09	$278.8K		SEC
GlassBridge Enterprises, Inc.Listing unverified	May 9, 2008	Award	513	24.33	$12.5K		SEC
GlassBridge Enterprises, Inc.Listing unverified	May 9, 2008	Award	3,632	24.09	$87.5K		SEC
GlassBridge Enterprises, Inc.Listing unverified	May 11, 2007	AwardD (derivative)	7,984	37.59	$300.1K		SEC
GlassBridge Enterprises, Inc.Listing unverified	May 11, 2007	Award	332	37.59	$12.5K		SEC
GlassBridge Enterprises, Inc.Listing unverified	May 11, 2007	Award	2,328	37.59	$87.5K		SEC
GlassBridge Enterprises, Inc.Listing unverified	Dec 18, 2006	Sell	-700	46.09	$32.3K		SEC
SWK Holdings CorpListing on record	Sep 12, 2006	AwardD (derivative)	67,796	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
SWK Holdings CorpListing on record	Sep 12, 2006	AwardD (derivative)	316,204	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
SWK Holdings CorpListing on record	Sep 12, 2006	AwardD (derivative)	101,694	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
GlassBridge Enterprises, Inc.Listing unverified	May 4, 2006	Award	1,012	41.62	$42.1K		SEC
GlassBridge Enterprises, Inc.Listing unverified	May 4, 2006	Award	204	41.62	$8.5K		SEC
GlassBridge Enterprises, Inc.Listing unverified	May 4, 2006	AwardD (derivative)	9,415	41.62	$391.9K		SEC
GlassBridge Enterprises, Inc.Listing unverified	Jan 26, 2006	Exercise	10,000	33.85	$338.5K		SEC
GlassBridge Enterprises, Inc.Listing unverified	Jan 26, 2006	ExerciseD (derivative)	-10,000	33.85	$338.5K		SEC
GlassBridge Enterprises, Inc.Listing unverified	Jan 26, 2006	Sell	-10,000	47.74	$477.4K		SEC
GlassBridge Enterprises, Inc.Listing unverified	Jan 26, 2006	Exercise	10,000	39.45	$394.5K	Unusual size	SEC
GlassBridge Enterprises, Inc.Listing unverified	Jan 26, 2006	ExerciseD (derivative)	-10,000	39.45	$394.5K	Unusual size	SEC
GlassBridge Enterprises, Inc.Listing unverified	Jan 26, 2006	Sell	-10,000	47.78	$477.8K		SEC