FALK HELMUT JR

Director at Mosaic ImmunoEngineering Inc. · on record since May 30, 2006

Insider trading activity of FALK HELMUT JR

Transactions on record: 19; since Nov 7, 2003

Open-market buys: 3; $30.5K

Open-market sells: 1; $7.5K

Companies traded: 1; last filing Dec 14, 2009

Figures computed from official regulatory filings — .

Companies where FALK HELMUT JR has traded

Mosaic ImmunoEngineering Inc.19 tx · $171.5K · Dec 14, 2009

Track record of FALK HELMUT JR

Insufficient history for a statistical track record (fewer than 5 open-market buys).

Transaction history of FALK HELMUT JR

Co-insiders of FALK HELMUT JR

BAFFI ROBERTMosaic ImmunoEngineering Inc.
BERNIER DONALDMosaic ImmunoEngineering Inc.
BIBEAU PAUL RMosaic ImmunoEngineering Inc.
Case Western Reserve UniversityMosaic ImmunoEngineering Inc.
FELCYN GLORIAMosaic ImmunoEngineering Inc.
Flowers Clifford LMosaic ImmunoEngineering Inc.
GARNICK ROBERT LMosaic ImmunoEngineering Inc.
GIFFHORN LOWELLMosaic ImmunoEngineering Inc.
Goerner Frederick CMosaic ImmunoEngineering Inc.
JOHNSON CARLTONMosaic ImmunoEngineering Inc.
JOHNSON CARLTON MMosaic ImmunoEngineering Inc.
KING STEVEN WMosaic ImmunoEngineering Inc.
LYTLE PAUL JMosaic ImmunoEngineering Inc.
MAITRA JAYANTE KMosaic ImmunoEngineering Inc.
Mistry DharmeshMosaic ImmunoEngineering Inc.
NUNALLY PATRICK OMosaic ImmunoEngineering Inc.
POHL DAVIDMosaic ImmunoEngineering Inc.
SCHROCK DONALD EMosaic ImmunoEngineering Inc.
Steinmetz Nicole FranziskaMosaic ImmunoEngineering Inc.
SWEENEY THOMAS JMosaic ImmunoEngineering Inc.
Tredennick Harry LMosaic ImmunoEngineering Inc.
TURLEY JAMES LEEMosaic ImmunoEngineering Inc.
WALLIN JEFFREY EMosaic ImmunoEngineering Inc.

This page republishes public regulatory disclosures. Concerned by this data? Exercise your right to object →

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
Mosaic ImmunoEngineering Inc.Listing on record	Dec 14, 2009	Exercise	100,000	0.07	$7K		SEC
Mosaic ImmunoEngineering Inc.Listing on record	Dec 14, 2009	ExerciseD (derivative)	-100,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Mosaic ImmunoEngineering Inc.Listing on record	Dec 2, 2009	Sell	-25,000	0.30	$7.5K		SEC
Mosaic ImmunoEngineering Inc.Listing on record	Nov 25, 2008	Buy	100,000	0.11	$11K	conv 76Cluster	SEC
Mosaic ImmunoEngineering Inc.Listing on record	Oct 23, 2008	ExerciseD (derivative)	-100,000	0.05	$5K		SEC
Mosaic ImmunoEngineering Inc.Listing on record	Oct 23, 2008	Exercise	100,000	0.05	$5K		SEC
Mosaic ImmunoEngineering Inc.Listing on record	Jul 2, 2008	Buy	50,000	0.20	$10K	conv 62ClusterFirst in 12mo	SEC
Mosaic ImmunoEngineering Inc.Listing on record	Jul 2, 2008	Buy	50,000	0.19	$9.5K	conv 62ClusterFirst in 12mo	SEC
Mosaic ImmunoEngineering Inc.Listing on record	Sep 14, 2007	AwardD (derivative)	100,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Mosaic ImmunoEngineering Inc.Listing on record	Aug 9, 2007	ExerciseD (derivative)	-25,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Mosaic ImmunoEngineering Inc.Listing on record	Aug 9, 2007	Exercise	25,000	0.07	$1.8K		SEC
Mosaic ImmunoEngineering Inc.Listing on record	Feb 15, 2007	AwardD (derivative)	200,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Mosaic ImmunoEngineering Inc.Listing on record	Nov 2, 2006	ExerciseD (derivative)	-65,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Mosaic ImmunoEngineering Inc.Listing on record	Nov 2, 2006	Exercise	65,000	0.11	$7.2K		SEC
Mosaic ImmunoEngineering Inc.Listing on record	May 30, 2006	AwardD (derivative)	400,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Mosaic ImmunoEngineering Inc.Listing on record	Jan 20, 2005	AwardD (derivative)	100,000	0.07 USD	$7.5K		SEC
Mosaic ImmunoEngineering Inc.Listing on record	Sep 29, 2004	Other	1,825,197	0.04 USD	$73K		SEC
Mosaic ImmunoEngineering Inc.Listing on record	Mar 24, 2004	Other	553,534	0.04 USD	$22.1K		SEC
Mosaic ImmunoEngineering Inc.Listing on record	Nov 7, 2003	AwardD (derivative)	100,000	0.05 USD	$5K		SEC

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
Mosaic ImmunoEngineering Inc.Listing on record	Dec 14, 2009	Exercise	100,000	0.07	$7K		SEC
Mosaic ImmunoEngineering Inc.Listing on record	Dec 14, 2009	ExerciseD (derivative)	-100,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Mosaic ImmunoEngineering Inc.Listing on record	Dec 2, 2009	Sell	-25,000	0.30	$7.5K		SEC
Mosaic ImmunoEngineering Inc.Listing on record	Nov 25, 2008	Buy	100,000	0.11	$11K	conv 76Cluster	SEC
Mosaic ImmunoEngineering Inc.Listing on record	Oct 23, 2008	ExerciseD (derivative)	-100,000	0.05	$5K		SEC
Mosaic ImmunoEngineering Inc.Listing on record	Oct 23, 2008	Exercise	100,000	0.05	$5K		SEC
Mosaic ImmunoEngineering Inc.Listing on record	Jul 2, 2008	Buy	50,000	0.20	$10K	conv 62ClusterFirst in 12mo	SEC
Mosaic ImmunoEngineering Inc.Listing on record	Jul 2, 2008	Buy	50,000	0.19	$9.5K	conv 62ClusterFirst in 12mo	SEC
Mosaic ImmunoEngineering Inc.Listing on record	Sep 14, 2007	AwardD (derivative)	100,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Mosaic ImmunoEngineering Inc.Listing on record	Aug 9, 2007	ExerciseD (derivative)	-25,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Mosaic ImmunoEngineering Inc.Listing on record	Aug 9, 2007	Exercise	25,000	0.07	$1.8K		SEC
Mosaic ImmunoEngineering Inc.Listing on record	Feb 15, 2007	AwardD (derivative)	200,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Mosaic ImmunoEngineering Inc.Listing on record	Nov 2, 2006	ExerciseD (derivative)	-65,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Mosaic ImmunoEngineering Inc.Listing on record	Nov 2, 2006	Exercise	65,000	0.11	$7.2K		SEC
Mosaic ImmunoEngineering Inc.Listing on record	May 30, 2006	AwardD (derivative)	400,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Mosaic ImmunoEngineering Inc.Listing on record	Jan 20, 2005	AwardD (derivative)	100,000	0.07 USD	$7.5K		SEC
Mosaic ImmunoEngineering Inc.Listing on record	Sep 29, 2004	Other	1,825,197	0.04 USD	$73K		SEC
Mosaic ImmunoEngineering Inc.Listing on record	Mar 24, 2004	Other	553,534	0.04 USD	$22.1K		SEC
Mosaic ImmunoEngineering Inc.Listing on record	Nov 7, 2003	AwardD (derivative)	100,000	0.05 USD	$5K		SEC