ESSEX WOODLANDS HEALTH VENTURES FUND IV L P

10% owner at CAREGUIDE INC · on record since Feb 22, 2006
10% owner at HEALTH GRADES INC · on record since Mar 8, 2006
10% owner at Echo Therapeutics, Inc. · on record since Sep 15, 2004
10% owner at MICROMED CARDIOVASCULAR INC · on record since Aug 19, 2005

Insider trading activity of ESSEX WOODLANDS HEALTH VENTURES FUND IV L P

Transactions on record: 27; since Oct 8, 2004

Open-market buys: 0

Open-market sells: 2; $52.8M

Companies traded: 3; last filing Dec 1, 2008

Figures computed from official regulatory filings — .

Companies where ESSEX WOODLANDS HEALTH VENTURES FUND IV L P has traded

CAREGUIDE INC20 tx · $375K · Dec 1, 2008
HEALTH GRADES INC6 tx · $52.9M · Mar 8, 2006
Echo Therapeutics, Inc.1 tx · Oct 8, 2004

Track record of ESSEX WOODLANDS HEALTH VENTURES FUND IV L P

Insufficient history for a statistical track record (fewer than 5 open-market buys).

Transaction history of ESSEX WOODLANDS HEALTH VENTURES FUND IV L P

Co-insiders of ESSEX WOODLANDS HEALTH VENTURES FUND IV L P

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
CAREGUIDE INCListing unverified	Dec 1, 2008	AwardD (derivative)	31,912	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CAREGUIDE INCListing unverified	Dec 1, 2008	AwardD (derivative)	95,735	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CAREGUIDE INCListing unverified	Oct 2, 2008	AwardD (derivative)	69,960	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CAREGUIDE INCListing unverified	Oct 2, 2008	AwardD (derivative)	23,320	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CAREGUIDE INCListing unverified	Jul 2, 2008	AwardD (derivative)	101,054	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CAREGUIDE INCListing unverified	Jul 2, 2008	AwardD (derivative)	106,167	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CAREGUIDE INCListing unverified	Jul 2, 2008	AwardD (derivative)	303,160	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CAREGUIDE INCListing unverified	Jul 2, 2008	AwardD (derivative)	129,926	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CAREGUIDE INCListing unverified	Jul 2, 2008	AwardD (derivative)	318,500	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CAREGUIDE INCListing unverified	Jul 2, 2008	AwardD (derivative)	43,309	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CAREGUIDE INCListing unverified	May 27, 2008	BuyD (derivative)	78,125	0.60	$46.9K	Cluster	SEC
CAREGUIDE INCListing unverified	May 27, 2008	BuyD (derivative)	234,375	0.60	$140.6K	Cluster	SEC
CAREGUIDE INCListing unverified	Feb 15, 2008	BuyD (derivative)	78,125	0.60	$46.9K	ClusterFirst in 12mo	SEC
CAREGUIDE INCListing unverified	Feb 15, 2008	BuyD (derivative)	234,375	0.60	$140.6K	ClusterFirst in 12mo	SEC
CAREGUIDE INCListing unverified	Nov 29, 2006	OtherD (derivative)	-1,431,072	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CAREGUIDE INCListing unverified	Nov 29, 2006	Other	-262,449	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CAREGUIDE INCListing unverified	Nov 29, 2006	OtherD (derivative)	-262,449	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CAREGUIDE INCListing unverified	Nov 29, 2006	Other	1,431,072	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CAREGUIDE INCListing unverified	Aug 18, 2006	OtherD (derivative)	171,147	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CAREGUIDE INCListing unverified	May 19, 2006	OtherD (derivative)	171,147	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
HEALTH GRADES INCListing unverified	Mar 8, 2006	Sell	-4,136,802	6.05	$25M		SEC
HEALTH GRADES INCListing unverified	Dec 19, 2005	Sell	-5,000,000	5.55 USD	$27.8M		SEC
HEALTH GRADES INCListing unverified	Dec 9, 2005	Other	207,900	0.26 USD	$54.1K		SEC
HEALTH GRADES INCListing unverified	Dec 9, 2005	Other	145,530	0.15 USD	$21.8K		SEC
HEALTH GRADES INCListing unverified	Dec 9, 2005	OtherD (derivative)	-145,530	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
CAREGUIDE INCListing unverified	Dec 1, 2008	AwardD (derivative)	31,912	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CAREGUIDE INCListing unverified	Dec 1, 2008	AwardD (derivative)	95,735	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CAREGUIDE INCListing unverified	Oct 2, 2008	AwardD (derivative)	69,960	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CAREGUIDE INCListing unverified	Oct 2, 2008	AwardD (derivative)	23,320	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CAREGUIDE INCListing unverified	Jul 2, 2008	AwardD (derivative)	101,054	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CAREGUIDE INCListing unverified	Jul 2, 2008	AwardD (derivative)	106,167	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CAREGUIDE INCListing unverified	Jul 2, 2008	AwardD (derivative)	303,160	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CAREGUIDE INCListing unverified	Jul 2, 2008	AwardD (derivative)	129,926	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CAREGUIDE INCListing unverified	Jul 2, 2008	AwardD (derivative)	318,500	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CAREGUIDE INCListing unverified	Jul 2, 2008	AwardD (derivative)	43,309	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CAREGUIDE INCListing unverified	May 27, 2008	BuyD (derivative)	78,125	0.60	$46.9K	Cluster	SEC
CAREGUIDE INCListing unverified	May 27, 2008	BuyD (derivative)	234,375	0.60	$140.6K	Cluster	SEC
CAREGUIDE INCListing unverified	Feb 15, 2008	BuyD (derivative)	78,125	0.60	$46.9K	ClusterFirst in 12mo	SEC
CAREGUIDE INCListing unverified	Feb 15, 2008	BuyD (derivative)	234,375	0.60	$140.6K	ClusterFirst in 12mo	SEC
CAREGUIDE INCListing unverified	Nov 29, 2006	OtherD (derivative)	-1,431,072	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CAREGUIDE INCListing unverified	Nov 29, 2006	Other	-262,449	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CAREGUIDE INCListing unverified	Nov 29, 2006	OtherD (derivative)	-262,449	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CAREGUIDE INCListing unverified	Nov 29, 2006	Other	1,431,072	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CAREGUIDE INCListing unverified	Aug 18, 2006	OtherD (derivative)	171,147	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CAREGUIDE INCListing unverified	May 19, 2006	OtherD (derivative)	171,147	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
HEALTH GRADES INCListing unverified	Mar 8, 2006	Sell	-4,136,802	6.05	$25M		SEC
HEALTH GRADES INCListing unverified	Dec 19, 2005	Sell	-5,000,000	5.55 USD	$27.8M		SEC
HEALTH GRADES INCListing unverified	Dec 9, 2005	Other	207,900	0.26 USD	$54.1K		SEC
HEALTH GRADES INCListing unverified	Dec 9, 2005	Other	145,530	0.15 USD	$21.8K		SEC
HEALTH GRADES INCListing unverified	Dec 9, 2005	OtherD (derivative)	-145,530	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC