DUNN BRIAN S

Director at SEREFEX CORP · on record since Jun 30, 2006
10% owner at SEREFEX CORP · on record since Jun 30, 2006
Director at TCG Strategic Income Fund · on record since Dec 17, 2025
Director at Oaktree Specialty Lending Corp · on record since Jun 17, 2008
Director at Oaktree Strategic Income Corp · on record since Sep 25, 2013
PRESIDENT at SEREFEX CORP · on record since Feb 1, 2005
Director at AFC BDC Inc. · on record since Apr 7, 2022

Insider trading activity of DUNN BRIAN S

Transactions on record: 35; since Aug 25, 2003

Open-market buys: 14; $303.1K

Open-market sells: 8; $98.1K

Companies traded: 3; last filing Feb 25, 2016

Figures computed from official regulatory filings — .

Companies where DUNN BRIAN S has traded

Oaktree Specialty Lending Corp8 tx · $197.2K · Feb 25, 2016
Oaktree Strategic Income Corp4 tx · $70.8K · Dec 17, 2015
SEREFEX CORP23 tx · $451.8K · Dec 10, 2007

Track record of DUNN BRIAN S

Statistical track record

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Open-market buys: 14

Last buy: Feb 24, 2016

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Transaction history of DUNN BRIAN S

Co-insiders of DUNN BRIAN S

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
Oaktree Specialty Lending CorpListing on record	Feb 25, 2016	Buy	6,000	4.52 USD	$27.1K	conv 30	SEC
Oaktree Specialty Lending CorpListing on record	Feb 22, 2016	Buy	15,000	4.69 USD	$70.4K	conv 74Unusual size	SEC
Oaktree Strategic Income CorpListing unverified	Dec 17, 2015	Buy	5,500	7.84 USD	$43.1K	conv 86Unusual sizeFirst in 12mo	SEC
Oaktree Strategic Income CorpListing unverified	Feb 21, 2014	Buy	1,000	14.17 USD	$14.2K	conv 55Cluster	SEC
Oaktree Strategic Income CorpListing unverified	Dec 23, 2013	Buy	500	13.17 USD	$6.6K	conv 56Cluster	SEC
Oaktree Strategic Income CorpListing unverified	Sep 25, 2013	Buy	500	13.80 USD	$6.9K	conv 54ClusterFirst in 12mo	SEC
Oaktree Specialty Lending CorpListing on record	Aug 11, 2011	Buy	1,000	8.85 USD	$8.9K	conv 42Cluster	SEC
Oaktree Specialty Lending CorpListing on record	Aug 24, 2010	Buy	2,000	10.10	$20.2K	conv 52ClusterFirst in 12mo	SEC
Oaktree Specialty Lending CorpListing on record	Aug 20, 2009	Buy	1,000	9.70	$9.7K	conv 30First in 12mo	SEC
Oaktree Specialty Lending CorpListing on record	Jun 17, 2008	Buy	2,000	12.20	$24.4K	conv 88ClusterFirst in 12mo	SEC
Oaktree Specialty Lending CorpListing on record	Jun 17, 2008	Buy	1,000	12.20	$12.2K	conv 81ClusterFirst in 12mo	SEC
Oaktree Specialty Lending CorpListing on record	Jun 17, 2008	Buy	2,000	12.18	$24.4K	conv 79ClusterFirst in 12mo	SEC
SEREFEX CORPListing unverified	Dec 10, 2007	Other	1,125,000	0.05	$56.3K		SEC
SEREFEX CORPListing unverified	Dec 10, 2007	OtherD (derivative)	-3,750,000	0.03	$112.5K		SEC
SEREFEX CORPListing unverified	Dec 10, 2007	Award	3,500,000	0.03	$105K	Unusual size	SEC
SEREFEX CORPListing unverified	Dec 10, 2007	Award	250,000	0.05	$12.5K		SEC
SEREFEX CORPListing unverified	Oct 12, 2007	OtherD (derivative)	-250,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
SEREFEX CORPListing unverified	Jul 31, 2007	OtherD (derivative)	-250,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
SEREFEX CORPListing unverified	Jul 19, 2007	OtherD (derivative)	-250,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
SEREFEX CORPListing unverified	Dec 6, 2006	Award	250,000	0.04	$10K		SEC
SEREFEX CORPListing unverified	Jul 21, 2006	Sell	-250,000	0.10	$25K		SEC
SEREFEX CORPListing unverified	Jul 21, 2006	Sell	-216,357	0.06	$13K		SEC
SEREFEX CORPListing unverified	Jul 21, 2006	Sell	-105,000	0.05	$5.3K		SEC
SEREFEX CORPListing unverified	Jul 14, 2006	Sell	-105,000	0.05	$5.3K		SEC
SEREFEX CORPListing unverified	Jun 30, 2006	Sell	-216,357	0.06	$13K		SEC

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
Oaktree Specialty Lending CorpListing on record	Feb 25, 2016	Buy	6,000	4.52 USD	$27.1K	conv 30	SEC
Oaktree Specialty Lending CorpListing on record	Feb 22, 2016	Buy	15,000	4.69 USD	$70.4K	conv 74Unusual size	SEC
Oaktree Strategic Income CorpListing unverified	Dec 17, 2015	Buy	5,500	7.84 USD	$43.1K	conv 86Unusual sizeFirst in 12mo	SEC
Oaktree Strategic Income CorpListing unverified	Feb 21, 2014	Buy	1,000	14.17 USD	$14.2K	conv 55Cluster	SEC
Oaktree Strategic Income CorpListing unverified	Dec 23, 2013	Buy	500	13.17 USD	$6.6K	conv 56Cluster	SEC
Oaktree Strategic Income CorpListing unverified	Sep 25, 2013	Buy	500	13.80 USD	$6.9K	conv 54ClusterFirst in 12mo	SEC
Oaktree Specialty Lending CorpListing on record	Aug 11, 2011	Buy	1,000	8.85 USD	$8.9K	conv 42Cluster	SEC
Oaktree Specialty Lending CorpListing on record	Aug 24, 2010	Buy	2,000	10.10	$20.2K	conv 52ClusterFirst in 12mo	SEC
Oaktree Specialty Lending CorpListing on record	Aug 20, 2009	Buy	1,000	9.70	$9.7K	conv 30First in 12mo	SEC
Oaktree Specialty Lending CorpListing on record	Jun 17, 2008	Buy	2,000	12.20	$24.4K	conv 88ClusterFirst in 12mo	SEC
Oaktree Specialty Lending CorpListing on record	Jun 17, 2008	Buy	1,000	12.20	$12.2K	conv 81ClusterFirst in 12mo	SEC
Oaktree Specialty Lending CorpListing on record	Jun 17, 2008	Buy	2,000	12.18	$24.4K	conv 79ClusterFirst in 12mo	SEC
SEREFEX CORPListing unverified	Dec 10, 2007	Other	1,125,000	0.05	$56.3K		SEC
SEREFEX CORPListing unverified	Dec 10, 2007	OtherD (derivative)	-3,750,000	0.03	$112.5K		SEC
SEREFEX CORPListing unverified	Dec 10, 2007	Award	3,500,000	0.03	$105K	Unusual size	SEC
SEREFEX CORPListing unverified	Dec 10, 2007	Award	250,000	0.05	$12.5K		SEC
SEREFEX CORPListing unverified	Oct 12, 2007	OtherD (derivative)	-250,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
SEREFEX CORPListing unverified	Jul 31, 2007	OtherD (derivative)	-250,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
SEREFEX CORPListing unverified	Jul 19, 2007	OtherD (derivative)	-250,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
SEREFEX CORPListing unverified	Dec 6, 2006	Award	250,000	0.04	$10K		SEC
SEREFEX CORPListing unverified	Jul 21, 2006	Sell	-250,000	0.10	$25K		SEC
SEREFEX CORPListing unverified	Jul 21, 2006	Sell	-216,357	0.06	$13K		SEC
SEREFEX CORPListing unverified	Jul 21, 2006	Sell	-105,000	0.05	$5.3K		SEC
SEREFEX CORPListing unverified	Jul 14, 2006	Sell	-105,000	0.05	$5.3K		SEC
SEREFEX CORPListing unverified	Jun 30, 2006	Sell	-216,357	0.06	$13K		SEC