Deerfield Private Design Fund II, L.P.

*Possible member of 10% group at AVADEL PHARMACEUTICALS PLC · on record since Jun 25, 2018

Insider trading activity of Deerfield Private Design Fund II, L.P.

Transactions on record: 25; since Feb 11, 2014

Open-market buys: 4; $8.4M

Open-market sells: 13; $1.3M

Companies traded: 2; last filing Oct 15, 2014

Figures computed from official regulatory filings — .

Companies where Deerfield Private Design Fund II, L.P. has traded

Dicerna Pharmaceuticals Inc13 tx · $1.3M · Oct 15, 2014
Auspex Pharmaceuticals, Inc.12 tx · $8.4M · Feb 11, 2014

Track record of Deerfield Private Design Fund II, L.P.

Insufficient history for a statistical track record (fewer than 5 open-market buys).

Transaction history of Deerfield Private Design Fund II, L.P.

Co-insiders of Deerfield Private Design Fund II, L.P.

ALTA BIOPHARMA MANAGEMENT LLCAVADEL PHARMACEUTICALS PLC
ALTA BIOPHARMA PARTNERS LPAVADEL PHARMACEUTICALS PLC
ALTA CHASE BIOPHARMA MANAGEMENT LLCAVADEL PHARMACEUTICALS PLC
ALTA EMBARCADERO BIOPHARMA PARTNERS LLCAVADEL PHARMACEUTICALS PLC
ALTA PARTNERSAVADEL PHARMACEUTICALS PLC
Amin NaseemAVADEL PHARMACEUTICALS PLC
ANDERSON MICHAEL SAVADEL PHARMACEUTICALS PLC
Breaking Stick Holdings, LLCAVADEL PHARMACEUTICALS PLC
Broadfin Capital, LLCAVADEL PHARMACEUTICALS PLC
Broadfin Healthcare Master Fund LtdAVADEL PHARMACEUTICALS PLC
CERUTTI GUILLAUMEAVADEL PHARMACEUTICALS PLC
DAVIS GREGORY J.AVADEL PHARMACEUTICALS PLC
Deerfield Private Design International II, L.P.AVADEL PHARMACEUTICALS PLC
Deerfield Special Situations Fund, L.P.AVADEL PHARMACEUTICALS PLC
DELEAGE JEANAVADEL PHARMACEUTICALS PLC
DIVIS GREG JAVADEL PHARMACEUTICALS PLC
D'SILVA DHIRENAVADEL PHARMACEUTICALS PLC
DUBOW JORDANAVADEL PHARMACEUTICALS PLC
Elrod Marcus WAVADEL PHARMACEUTICALS PLC
Ende Eric JAVADEL PHARMACEUTICALS PLC
FILDES FRANCISAVADEL PHARMACEUTICALS PLC
FLAMEL CHASE PARTNERS ALTA BIO LLCAVADEL PHARMACEUTICALS PLC
Glass Geoffrey MichaelAVADEL PHARMACEUTICALS PLC
GRUENER GARRETTAVADEL PHARMACEUTICALS PLC
GUSKY DAVID PAVADEL PHARMACEUTICALS PLC

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
Dicerna Pharmaceuticals IncListing unverified	Oct 15, 2014	Sell	-4,072	12.14 USD	$49.4K		SEC
Dicerna Pharmaceuticals IncListing unverified	Oct 15, 2014	Sell	-3,328	12.14 USD	$40.4K		SEC
Dicerna Pharmaceuticals IncListing unverified	Oct 15, 2014	Sell	-4,968	11.02 USD	$54.7K		SEC
Dicerna Pharmaceuticals IncListing unverified	Oct 15, 2014	Sell	-84	12.00 USD	$1K		SEC
Dicerna Pharmaceuticals IncListing unverified	Oct 15, 2014	Sell	-14,464	11.02 USD	$159.4K		SEC
Dicerna Pharmaceuticals IncListing unverified	Oct 15, 2014	Sell	-246	12.00 USD	$3K		SEC
Dicerna Pharmaceuticals IncListing unverified	Oct 15, 2014	Sell	-10,345	12.14 USD	$125.6K		SEC
Dicerna Pharmaceuticals IncListing unverified	Oct 15, 2014	Sell	-215	12.00 USD	$2.6K		SEC
Dicerna Pharmaceuticals IncListing unverified	Oct 15, 2014	Sell	-4,061	11.02 USD	$44.8K		SEC
Dicerna Pharmaceuticals IncListing unverified	Oct 15, 2014	Sell	-12,622	11.02 USD	$139.1K		SEC
Dicerna Pharmaceuticals IncListing unverified	Oct 15, 2014	Sell	-11,855	12.14 USD	$143.9K		SEC
Dicerna Pharmaceuticals IncListing unverified	Oct 15, 2014	Sell	-51,449	10.01 USD	$515K	Unusual size	SEC
Dicerna Pharmaceuticals IncListing unverified	Oct 15, 2014	Sell	-69	12.00 USD	$828		SEC
Auspex Pharmaceuticals, Inc.Listing unverified	Feb 11, 2014	OtherD (derivative)	-2,323,086	—	n/a (No price was disclosed in the filing)		SEC
Auspex Pharmaceuticals, Inc.Listing unverified	Feb 11, 2014	OtherD (derivative)	-654,002	—	n/a (No price was disclosed in the filing)		SEC
Auspex Pharmaceuticals, Inc.Listing unverified	Feb 11, 2014	Buy	280,350	12.00 USD	$3.4M	conv 72ClusterFirst in 12mo	SEC
Auspex Pharmaceuticals, Inc.Listing unverified	Feb 11, 2014	Other	176,914	—	n/a (No price was disclosed in the filing)		SEC
Auspex Pharmaceuticals, Inc.Listing unverified	Feb 11, 2014	Other	516,241	—	n/a (No price was disclosed in the filing)		SEC
Auspex Pharmaceuticals, Inc.Listing unverified	Feb 11, 2014	OtherD (derivative)	-2,027,262	—	n/a (No price was disclosed in the filing)		SEC
Auspex Pharmaceuticals, Inc.Listing unverified	Feb 11, 2014	OtherD (derivative)	-796,114	—	n/a (No price was disclosed in the filing)		SEC
Auspex Pharmaceuticals, Inc.Listing unverified	Feb 11, 2014	Buy	96,600	12.00 USD	$1.2M	conv 72ClusterFirst in 12mo	SEC
Auspex Pharmaceuticals, Inc.Listing unverified	Feb 11, 2014	Buy	244,650	12.00 USD	$2.9M	conv 72ClusterFirst in 12mo	SEC
Auspex Pharmaceuticals, Inc.Listing unverified	Feb 11, 2014	Other	450,502	—	n/a (No price was disclosed in the filing)		SEC
Auspex Pharmaceuticals, Inc.Listing unverified	Feb 11, 2014	Buy	78,400	12.00 USD	$940.8K	conv 72ClusterFirst in 12mo	SEC
Auspex Pharmaceuticals, Inc.Listing unverified	Feb 11, 2014	Other	145,333	—	n/a (No price was disclosed in the filing)		SEC

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
Dicerna Pharmaceuticals IncListing unverified	Oct 15, 2014	Sell	-4,072	12.14 USD	$49.4K		SEC
Dicerna Pharmaceuticals IncListing unverified	Oct 15, 2014	Sell	-3,328	12.14 USD	$40.4K		SEC
Dicerna Pharmaceuticals IncListing unverified	Oct 15, 2014	Sell	-4,968	11.02 USD	$54.7K		SEC
Dicerna Pharmaceuticals IncListing unverified	Oct 15, 2014	Sell	-84	12.00 USD	$1K		SEC
Dicerna Pharmaceuticals IncListing unverified	Oct 15, 2014	Sell	-14,464	11.02 USD	$159.4K		SEC
Dicerna Pharmaceuticals IncListing unverified	Oct 15, 2014	Sell	-246	12.00 USD	$3K		SEC
Dicerna Pharmaceuticals IncListing unverified	Oct 15, 2014	Sell	-10,345	12.14 USD	$125.6K		SEC
Dicerna Pharmaceuticals IncListing unverified	Oct 15, 2014	Sell	-215	12.00 USD	$2.6K		SEC
Dicerna Pharmaceuticals IncListing unverified	Oct 15, 2014	Sell	-4,061	11.02 USD	$44.8K		SEC
Dicerna Pharmaceuticals IncListing unverified	Oct 15, 2014	Sell	-12,622	11.02 USD	$139.1K		SEC
Dicerna Pharmaceuticals IncListing unverified	Oct 15, 2014	Sell	-11,855	12.14 USD	$143.9K		SEC
Dicerna Pharmaceuticals IncListing unverified	Oct 15, 2014	Sell	-51,449	10.01 USD	$515K	Unusual size	SEC
Dicerna Pharmaceuticals IncListing unverified	Oct 15, 2014	Sell	-69	12.00 USD	$828		SEC
Auspex Pharmaceuticals, Inc.Listing unverified	Feb 11, 2014	OtherD (derivative)	-2,323,086	—	n/a (No price was disclosed in the filing)		SEC
Auspex Pharmaceuticals, Inc.Listing unverified	Feb 11, 2014	OtherD (derivative)	-654,002	—	n/a (No price was disclosed in the filing)		SEC
Auspex Pharmaceuticals, Inc.Listing unverified	Feb 11, 2014	Buy	280,350	12.00 USD	$3.4M	conv 72ClusterFirst in 12mo	SEC
Auspex Pharmaceuticals, Inc.Listing unverified	Feb 11, 2014	Other	176,914	—	n/a (No price was disclosed in the filing)		SEC
Auspex Pharmaceuticals, Inc.Listing unverified	Feb 11, 2014	Other	516,241	—	n/a (No price was disclosed in the filing)		SEC
Auspex Pharmaceuticals, Inc.Listing unverified	Feb 11, 2014	OtherD (derivative)	-2,027,262	—	n/a (No price was disclosed in the filing)		SEC
Auspex Pharmaceuticals, Inc.Listing unverified	Feb 11, 2014	OtherD (derivative)	-796,114	—	n/a (No price was disclosed in the filing)		SEC
Auspex Pharmaceuticals, Inc.Listing unverified	Feb 11, 2014	Buy	96,600	12.00 USD	$1.2M	conv 72ClusterFirst in 12mo	SEC
Auspex Pharmaceuticals, Inc.Listing unverified	Feb 11, 2014	Buy	244,650	12.00 USD	$2.9M	conv 72ClusterFirst in 12mo	SEC
Auspex Pharmaceuticals, Inc.Listing unverified	Feb 11, 2014	Other	450,502	—	n/a (No price was disclosed in the filing)		SEC
Auspex Pharmaceuticals, Inc.Listing unverified	Feb 11, 2014	Buy	78,400	12.00 USD	$940.8K	conv 72ClusterFirst in 12mo	SEC
Auspex Pharmaceuticals, Inc.Listing unverified	Feb 11, 2014	Other	145,333	—	n/a (No price was disclosed in the filing)		SEC