CHOW JOSEPH W

Director at Hercules Capital, Inc. · on record since Apr 17, 2006
Director at DEX MEDIA INC · on record since Jan 8, 2013
Director at abrdn National Municipal Income Fund · on record since Jan 8, 2013
Director at DELAWARE INVESTMENTS MINNESOTA MUNICIPAL INCOME FUND II, INC · on record since Jan 8, 2013
Director at Delaware Investments Colorado Municipal Income Fund, Inc. · on record since Jan 8, 2013
Director at DELAWARE INVESTMENTS DIVIDEND & INCOME FUND, INC · on record since Jan 8, 2013
Director at Delaware Ivy High Income Opportunities Fund · on record since Jul 22, 2021
EVP, Head of Risk & Corp.Admin at STATE STREET CORP · on record since Apr 26, 2005

Insider trading activity of CHOW JOSEPH W

Transactions on record: 143; since Mar 4, 2005

Open-market buys: 14; $504.3K

Open-market sells: 79; $8.5M

Companies traded: 2; last filing Feb 7, 2014

Figures computed from official regulatory filings — .

Companies where CHOW JOSEPH W has traded

Hercules Capital, Inc.41 tx · $2.4M · Feb 7, 2014
STATE STREET CORP102 tx · $16M · Mar 3, 2008

Track record of CHOW JOSEPH W

Statistical track record

Free account

Open-market buys: 14

Last buy: Mar 6, 2012

Win rates, median returns and the proven-insider analysis come with a free account.

Transaction history of CHOW JOSEPH W

Co-insiders of CHOW JOSEPH W

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
Hercules Capital, Inc.Listing on record	Feb 7, 2014	Award	62	—	n/a (No price was disclosed in the filing)		SEC
Hercules Capital, Inc.Listing on record	Aug 20, 2013	Other	-22,418	14.67 USD	$328.9K		SEC
Hercules Capital, Inc.Listing on record	Aug 9, 2013	Other	-24,810	14.67 USD	$364K		SEC
Hercules Capital, Inc.Listing on record	Aug 9, 2013	Exercise	15,000	10.39 USD	$155.9K		SEC
Hercules Capital, Inc.Listing on record	Aug 9, 2013	Exercise	5,000	13.40 USD	$67K		SEC
Hercules Capital, Inc.Listing on record	Aug 9, 2013	Exercise	10,000	10.60 USD	$106K		SEC
Hercules Capital, Inc.Listing on record	Aug 7, 2013	Award	3,445	14.51 USD	$50K		SEC
Hercules Capital, Inc.Listing on record	Feb 7, 2013	Award	152	—	n/a (No price was disclosed in the filing)		SEC
Hercules Capital, Inc.Listing on record	Aug 8, 2012	Award	4,528	11.04 USD	$50K		SEC
Hercules Capital, Inc.Listing on record	Mar 7, 2012	Buy	5,000	10.44 USD	$52.2K	conv 35Cluster	SEC
Hercules Capital, Inc.Listing on record	Feb 14, 2012	Award	243	—	n/a (No price was disclosed in the filing)		SEC
Hercules Capital, Inc.Listing on record	Sep 7, 2011	Buy	5,000	8.68 USD	$43.4K	conv 35Cluster	SEC
Hercules Capital, Inc.Listing on record	Jul 7, 2011	Award	3,314	10.56 USD	$35K		SEC
Hercules Capital, Inc.Listing on record	Jun 3, 2011	AwardD (derivative)	15,000	10.60 USD	$159K		SEC
Hercules Capital, Inc.Listing on record	Jun 3, 2011	Award	5,000	10.60 USD	$53K		SEC
Hercules Capital, Inc.Listing on record	May 12, 2011	Buy	5,000	10.36 USD	$51.8K	conv 25	SEC
Hercules Capital, Inc.Listing on record	Feb 10, 2011	Award	103	—	n/a (No price was disclosed in the filing)		SEC
Hercules Capital, Inc.Listing on record	Dec 1, 2010	Buy	5,000	9.96 USD	$49.8K	conv 34Cluster	SEC
Hercules Capital, Inc.Listing on record	Oct 18, 2010	Award	3,493	10.02 USD	$35K		SEC
Hercules Capital, Inc.Listing on record	Jun 24, 2010	Buy	5,000	9.12	$45.6K	conv 47ClusterFirst in 12mo	SEC
Hercules Capital, Inc.Listing on record	Feb 12, 2010	Award	5,451	—	n/a (No price was disclosed in the filing)		SEC
Hercules Capital, Inc.Listing on record	Feb 19, 2009	Buy	10,000	4.49	$44.9K	conv 48Cluster	SEC
Hercules Capital, Inc.Listing on record	Feb 11, 2009	Buy	285	—	n/a (No price was disclosed in the filing)	conv 44Cluster	SEC
Hercules Capital, Inc.Listing on record	Feb 11, 2009	AwardD (derivative)	15,000	10.39	$155.9K		SEC
Hercules Capital, Inc.Listing on record	Feb 11, 2009	Award	5,000	—	n/a (No price was disclosed in the filing)		SEC

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
Hercules Capital, Inc.Listing on record	Feb 7, 2014	Award	62	—	n/a (No price was disclosed in the filing)		SEC
Hercules Capital, Inc.Listing on record	Aug 20, 2013	Other	-22,418	14.67 USD	$328.9K		SEC
Hercules Capital, Inc.Listing on record	Aug 9, 2013	Other	-24,810	14.67 USD	$364K		SEC
Hercules Capital, Inc.Listing on record	Aug 9, 2013	Exercise	15,000	10.39 USD	$155.9K		SEC
Hercules Capital, Inc.Listing on record	Aug 9, 2013	Exercise	5,000	13.40 USD	$67K		SEC
Hercules Capital, Inc.Listing on record	Aug 9, 2013	Exercise	10,000	10.60 USD	$106K		SEC
Hercules Capital, Inc.Listing on record	Aug 7, 2013	Award	3,445	14.51 USD	$50K		SEC
Hercules Capital, Inc.Listing on record	Feb 7, 2013	Award	152	—	n/a (No price was disclosed in the filing)		SEC
Hercules Capital, Inc.Listing on record	Aug 8, 2012	Award	4,528	11.04 USD	$50K		SEC
Hercules Capital, Inc.Listing on record	Mar 7, 2012	Buy	5,000	10.44 USD	$52.2K	conv 35Cluster	SEC
Hercules Capital, Inc.Listing on record	Feb 14, 2012	Award	243	—	n/a (No price was disclosed in the filing)		SEC
Hercules Capital, Inc.Listing on record	Sep 7, 2011	Buy	5,000	8.68 USD	$43.4K	conv 35Cluster	SEC
Hercules Capital, Inc.Listing on record	Jul 7, 2011	Award	3,314	10.56 USD	$35K		SEC
Hercules Capital, Inc.Listing on record	Jun 3, 2011	AwardD (derivative)	15,000	10.60 USD	$159K		SEC
Hercules Capital, Inc.Listing on record	Jun 3, 2011	Award	5,000	10.60 USD	$53K		SEC
Hercules Capital, Inc.Listing on record	May 12, 2011	Buy	5,000	10.36 USD	$51.8K	conv 25	SEC
Hercules Capital, Inc.Listing on record	Feb 10, 2011	Award	103	—	n/a (No price was disclosed in the filing)		SEC
Hercules Capital, Inc.Listing on record	Dec 1, 2010	Buy	5,000	9.96 USD	$49.8K	conv 34Cluster	SEC
Hercules Capital, Inc.Listing on record	Oct 18, 2010	Award	3,493	10.02 USD	$35K		SEC
Hercules Capital, Inc.Listing on record	Jun 24, 2010	Buy	5,000	9.12	$45.6K	conv 47ClusterFirst in 12mo	SEC
Hercules Capital, Inc.Listing on record	Feb 12, 2010	Award	5,451	—	n/a (No price was disclosed in the filing)		SEC
Hercules Capital, Inc.Listing on record	Feb 19, 2009	Buy	10,000	4.49	$44.9K	conv 48Cluster	SEC
Hercules Capital, Inc.Listing on record	Feb 11, 2009	Buy	285	—	n/a (No price was disclosed in the filing)	conv 44Cluster	SEC
Hercules Capital, Inc.Listing on record	Feb 11, 2009	AwardD (derivative)	15,000	10.39	$155.9K		SEC
Hercules Capital, Inc.Listing on record	Feb 11, 2009	Award	5,000	—	n/a (No price was disclosed in the filing)		SEC