CAUFIELD FRANK J

Director at WARNER MEDIA, LLC · on record since May 23, 2006
Director at JER Investors Trust Inc · on record since Jul 31, 2006

Insider trading activity of CAUFIELD FRANK J

Transactions on record: 92; since Dec 31, 2003

Open-market buys: 0

Open-market sells: 31; $22.9M

Companies traded: 2; last filing May 17, 2012

Figures computed from official regulatory filings — .

Companies where CAUFIELD FRANK J has traded

WARNER MEDIA, LLC86 tx · $26M · May 17, 2012
JER Investors Trust Inc6 tx · $11.6K · Apr 30, 2009

Track record of CAUFIELD FRANK J

Insufficient history for a statistical track record (fewer than 5 open-market buys).

Transaction history of CAUFIELD FRANK J

Co-insiders of CAUFIELD FRANK J

ADLER EDWARD IWARNER MEDIA, LLC
Allison Herbert M. Jr.WARNER MEDIA, LLC
ALTOBELLO DANIEL JOSEPHJER Investors Trust Inc
Averill Howard MWARNER MEDIA, LLC
BARGE JAMES WWARNER MEDIA, LLC
BARKSDALE JAMES LWARNER MEDIA, LLC
BARR WILLIAM PWARNER MEDIA, LLC
Belcher Keith WJER Investors Trust Inc
BEWKES JEFFREY LWARNER MEDIA, LLC
BOLLENBACH STEPHEN FWARNER MEDIA, LLC
BUSH DWIGHT LJER Investors Trust Inc
CAPPUCCIO PAUL TWARNER MEDIA, LLC
CASE STEPHEN MWARNER MEDIA, LLC
CLARK ROBERT CWARNER MEDIA, LLC
Desroches PascalWARNER MEDIA, LLC
Doescher Kari LJER Investors Trust Inc
Dopfner MathiasWARNER MEDIA, LLC
Eagle Todd EJER Investors Trust Inc
EINHORN JESSICA PWARNER MEDIA, LLC
EJF Capital LLCJER Investors Trust Inc
FILIKRUSHEL PATRICIAWARNER MEDIA, LLC
GILBURNE MILES RWARNER MEDIA, LLC
GINSBERG GARY LWARNER MEDIA, LLC
GUTIERREZ CARLOS MWARNER MEDIA, LLC
HASSAN FREDWARNER MEDIA, LLC

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Src
WARNER MEDIA, LLCListing unverified	May 17, 2012	Exercise	862.68	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
WARNER MEDIA, LLCListing unverified	May 17, 2012	ExerciseD (derivative)	-862.68	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
WARNER MEDIA, LLCListing unverified	May 17, 2012	Sell	-0.68	35.28 USD	$24	SEC
WARNER MEDIA, LLCListing unverified	May 2, 2012	Sell	-0.93	37.92 USD	$35.3	SEC
WARNER MEDIA, LLCListing unverified	May 2, 2012	ExerciseD (derivative)	-3,729.93	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
WARNER MEDIA, LLCListing unverified	May 2, 2012	Exercise	3,729.93	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
WARNER MEDIA, LLCListing unverified	May 23, 2011	AwardD (derivative)	4,678	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
WARNER MEDIA, LLCListing unverified	May 23, 2011	AwardD (derivative)	2,310	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
WARNER MEDIA, LLCListing unverified	May 3, 2011	ExerciseD (derivative)	-4,665.27	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
WARNER MEDIA, LLCListing unverified	May 3, 2011	Exercise	4,665.27	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
WARNER MEDIA, LLCListing unverified	May 3, 2011	Sell	-1.27	37.85 USD	$48.1	SEC
WARNER MEDIA, LLCListing unverified	May 25, 2010	AwardD (derivative)	2,826	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
WARNER MEDIA, LLCListing unverified	May 25, 2010	AwardD (derivative)	5,472	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
WARNER MEDIA, LLCListing unverified	May 4, 2010	Sell	-0.75	33.48	$25.1	SEC
WARNER MEDIA, LLCListing unverified	May 4, 2010	ExerciseD (derivative)	-2,356.75	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
WARNER MEDIA, LLCListing unverified	May 4, 2010	Exercise	2,356.75	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
WARNER MEDIA, LLCListing unverified	Dec 7, 2009	Gift	-2,950	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
WARNER MEDIA, LLCListing unverified	Dec 7, 2009	Gift	2,950	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
WARNER MEDIA, LLCListing unverified	Dec 7, 2009	Sell	-2,950	31.23	$92.1K	SEC
WARNER MEDIA, LLCListing unverified	Dec 7, 2009	Gift	-8,040	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
WARNER MEDIA, LLCListing unverified	Sep 10, 2009	Sell	-56,667	27.89	$1.6M	SEC
WARNER MEDIA, LLCListing unverified	Sep 3, 2009	Sell	-33,333	27.50	$916.7K	SEC
WARNER MEDIA, LLCListing unverified	Jun 1, 2009	AwardD (derivative)	3,203	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
WARNER MEDIA, LLCListing unverified	Jun 1, 2009	AwardD (derivative)	3,588	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
WARNER MEDIA, LLCListing unverified	May 4, 2009	Sell	-0.14	22.84	$3.2	SEC

Company	Filed	Type	Qty	Price	Value · USD	Src
WARNER MEDIA, LLCListing unverified	May 17, 2012	Exercise	862.68	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
WARNER MEDIA, LLCListing unverified	May 17, 2012	ExerciseD (derivative)	-862.68	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
WARNER MEDIA, LLCListing unverified	May 17, 2012	Sell	-0.68	35.28 USD	$24	SEC
WARNER MEDIA, LLCListing unverified	May 2, 2012	Sell	-0.93	37.92 USD	$35.3	SEC
WARNER MEDIA, LLCListing unverified	May 2, 2012	ExerciseD (derivative)	-3,729.93	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
WARNER MEDIA, LLCListing unverified	May 2, 2012	Exercise	3,729.93	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
WARNER MEDIA, LLCListing unverified	May 23, 2011	AwardD (derivative)	4,678	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
WARNER MEDIA, LLCListing unverified	May 23, 2011	AwardD (derivative)	2,310	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
WARNER MEDIA, LLCListing unverified	May 3, 2011	ExerciseD (derivative)	-4,665.27	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
WARNER MEDIA, LLCListing unverified	May 3, 2011	Exercise	4,665.27	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
WARNER MEDIA, LLCListing unverified	May 3, 2011	Sell	-1.27	37.85 USD	$48.1	SEC
WARNER MEDIA, LLCListing unverified	May 25, 2010	AwardD (derivative)	2,826	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
WARNER MEDIA, LLCListing unverified	May 25, 2010	AwardD (derivative)	5,472	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
WARNER MEDIA, LLCListing unverified	May 4, 2010	Sell	-0.75	33.48	$25.1	SEC
WARNER MEDIA, LLCListing unverified	May 4, 2010	ExerciseD (derivative)	-2,356.75	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
WARNER MEDIA, LLCListing unverified	May 4, 2010	Exercise	2,356.75	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
WARNER MEDIA, LLCListing unverified	Dec 7, 2009	Gift	-2,950	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
WARNER MEDIA, LLCListing unverified	Dec 7, 2009	Gift	2,950	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
WARNER MEDIA, LLCListing unverified	Dec 7, 2009	Sell	-2,950	31.23	$92.1K	SEC
WARNER MEDIA, LLCListing unverified	Dec 7, 2009	Gift	-8,040	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
WARNER MEDIA, LLCListing unverified	Sep 10, 2009	Sell	-56,667	27.89	$1.6M	SEC
WARNER MEDIA, LLCListing unverified	Sep 3, 2009	Sell	-33,333	27.50	$916.7K	SEC
WARNER MEDIA, LLCListing unverified	Jun 1, 2009	AwardD (derivative)	3,203	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
WARNER MEDIA, LLCListing unverified	Jun 1, 2009	AwardD (derivative)	3,588	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
WARNER MEDIA, LLCListing unverified	May 4, 2009	Sell	-0.14	22.84	$3.2	SEC