CARTER STEPHEN M

Vice President at Cleco Corporate Holdings LLC · on record since Jan 2, 2013

Insider trading activity of CARTER STEPHEN M

Transactions on record: 46; since Jul 29, 2003

Open-market buys: 0

Open-market sells: 6; $424.7K

Companies traded: 1; last filing Jan 28, 2013

Figures computed from official regulatory filings — .

Companies where CARTER STEPHEN M has traded

Cleco Corporate Holdings LLC46 tx · $659.7K · Jan 28, 2013

Track record of CARTER STEPHEN M

Insufficient history for a statistical track record (fewer than 5 open-market buys).

Transaction history of CARTER STEPHEN M

Co-insiders of CARTER STEPHEN M

BAILEY VICKY ACleco Corporate Holdings LLC
BAUSEWINE GEORGE WCleco Corporate Holdings LLC
BEAR STEARNS & CO INC /NY/Cleco Corporate Holdings LLC
BEAR STEARNS COMPANIES INCCleco Corporate Holdings LLC
Bunting Anthony LCleco Corporate Holdings LLC
CADORIA SHERIAN GCleco Corporate Holdings LLC
Callis Julia ECleco Corporate Holdings LLC
CHADWICK R ONEAL JRCleco Corporate Holdings LLC
CHARLTON SAMUEL H IIICleco Corporate Holdings LLC
CROWELL RICHARD BCleco Corporate Holdings LLC
Crump Keith DCleco Corporate Holdings LLC
DAVIS R RUSSELLCleco Corporate Holdings LLC
EPPLER DAVID MCleco Corporate Holdings LLC
FONTENOT WILLIAM GCleco Corporate Holdings LLC
GARRETT J PATRICKCleco Corporate Holdings LLC
Graham Edward ECleco Corporate Holdings LLC
HALL JEFFREY WCleco Corporate Holdings LLC
Hoefling WadeCleco Corporate Holdings LLC
JAMES F BEN JRCleco Corporate Holdings LLC
Johnson William Keith Jr.Cleco Corporate Holdings LLC
KING ELTON RCleco Corporate Holdings LLC
Kruger Logan WCleco Corporate Holdings LLC
LaBorde Robert R JrCleco Corporate Holdings LLC
MADISON MICHAELCleco Corporate Holdings LLC
Mannix CharlesCleco Corporate Holdings LLC
MARKS WILLIAM LCleco Corporate Holdings LLC
MILLER JUDY PCleco Corporate Holdings LLC
Miller Thomas RCleco Corporate Holdings LLC
MOUNT JANICE MCleco Corporate Holdings LLC
MURRAY CHARLES MCleco Corporate Holdings LLC
NESBITT RAY BCleco Corporate Holdings LLC
NOLEN KATHLEEN FCleco Corporate Holdings LLC

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
Cleco Corporate Holdings LLCListing unverified	Jan 28, 2013	Award	1,047	—	n/a (No price was disclosed in the filing)		SEC
Cleco Corporate Holdings LLCListing unverified	Jan 2, 2013	Other	-3,805	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Cleco Corporate Holdings LLCListing unverified	Jan 30, 2012	Award	1,755	—	n/a (No price was disclosed in the filing)		SEC
Cleco Corporate Holdings LLCListing unverified	Jan 30, 2012	Award	3,394	—	n/a (No price was disclosed in the filing)		SEC
Cleco Corporate Holdings LLCListing unverified	Mar 30, 2011	Sell	-4,194	33.70 USD	$141.3K	Unusual size	SEC
Cleco Corporate Holdings LLCListing unverified	Jan 31, 2011	Award	1,379	—	n/a (No price was disclosed in the filing)		SEC
Cleco Corporate Holdings LLCListing unverified	Jan 31, 2011	Award	4,631	—	n/a (No price was disclosed in the filing)		SEC
Cleco Corporate Holdings LLCListing unverified	Mar 11, 2010	Sell	-3,872	26.43	$102.3K		SEC
Cleco Corporate Holdings LLCListing unverified	Mar 10, 2010	Sell	-2,840	26.00	$73.8K		SEC
Cleco Corporate Holdings LLCListing unverified	Mar 10, 2010	OtherD (derivative)	-1,000	—	n/a (No price was disclosed in the filing)		SEC
Cleco Corporate Holdings LLCListing unverified	Mar 10, 2010	Other	-4,765.82	25.98	$123.8K		SEC
Cleco Corporate Holdings LLCListing unverified	Mar 10, 2010	OtherD (derivative)	-1,840	—	n/a (No price was disclosed in the filing)		SEC
Cleco Corporate Holdings LLCListing unverified	Mar 10, 2010	Exercise	2,840	—	n/a (No price was disclosed in the filing)		SEC
Cleco Corporate Holdings LLCListing unverified	Feb 1, 2010	Award	1,756	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Cleco Corporate Holdings LLCListing unverified	Feb 1, 2010	Award	2,296	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Cleco Corporate Holdings LLCListing unverified	Mar 6, 2009	Other	-8,000	—	n/a (No price was disclosed in the filing)		SEC
Cleco Corporate Holdings LLCListing unverified	Mar 6, 2009	Sell	-3,484	20.51	$71.5K		SEC
Cleco Corporate Holdings LLCListing unverified	Feb 3, 2009	Award	2,457	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Cleco Corporate Holdings LLCListing unverified	Feb 3, 2009	Award	1,285	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Cleco Corporate Holdings LLCListing unverified	Jan 29, 2008	Award	1,290	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Cleco Corporate Holdings LLCListing unverified	Jan 29, 2008	Award	2,134	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Cleco Corporate Holdings LLCListing unverified	Aug 21, 2007	Other	4,774	23.29	$111.2K		SEC
Cleco Corporate Holdings LLCListing unverified	Jan 30, 2007	Award	871	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Cleco Corporate Holdings LLCListing unverified	Jan 30, 2007	Award	1,756	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Cleco Corporate Holdings LLCListing unverified	Jan 4, 2007	Other	400.41	—	n/a (No price was disclosed in the filing)		SEC

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
Cleco Corporate Holdings LLCListing unverified	Jan 28, 2013	Award	1,047	—	n/a (No price was disclosed in the filing)		SEC
Cleco Corporate Holdings LLCListing unverified	Jan 2, 2013	Other	-3,805	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Cleco Corporate Holdings LLCListing unverified	Jan 30, 2012	Award	1,755	—	n/a (No price was disclosed in the filing)		SEC
Cleco Corporate Holdings LLCListing unverified	Jan 30, 2012	Award	3,394	—	n/a (No price was disclosed in the filing)		SEC
Cleco Corporate Holdings LLCListing unverified	Mar 30, 2011	Sell	-4,194	33.70 USD	$141.3K	Unusual size	SEC
Cleco Corporate Holdings LLCListing unverified	Jan 31, 2011	Award	1,379	—	n/a (No price was disclosed in the filing)		SEC
Cleco Corporate Holdings LLCListing unverified	Jan 31, 2011	Award	4,631	—	n/a (No price was disclosed in the filing)		SEC
Cleco Corporate Holdings LLCListing unverified	Mar 11, 2010	Sell	-3,872	26.43	$102.3K		SEC
Cleco Corporate Holdings LLCListing unverified	Mar 10, 2010	Sell	-2,840	26.00	$73.8K		SEC
Cleco Corporate Holdings LLCListing unverified	Mar 10, 2010	OtherD (derivative)	-1,000	—	n/a (No price was disclosed in the filing)		SEC
Cleco Corporate Holdings LLCListing unverified	Mar 10, 2010	Other	-4,765.82	25.98	$123.8K		SEC
Cleco Corporate Holdings LLCListing unverified	Mar 10, 2010	OtherD (derivative)	-1,840	—	n/a (No price was disclosed in the filing)		SEC
Cleco Corporate Holdings LLCListing unverified	Mar 10, 2010	Exercise	2,840	—	n/a (No price was disclosed in the filing)		SEC
Cleco Corporate Holdings LLCListing unverified	Feb 1, 2010	Award	1,756	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Cleco Corporate Holdings LLCListing unverified	Feb 1, 2010	Award	2,296	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Cleco Corporate Holdings LLCListing unverified	Mar 6, 2009	Other	-8,000	—	n/a (No price was disclosed in the filing)		SEC
Cleco Corporate Holdings LLCListing unverified	Mar 6, 2009	Sell	-3,484	20.51	$71.5K		SEC
Cleco Corporate Holdings LLCListing unverified	Feb 3, 2009	Award	2,457	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Cleco Corporate Holdings LLCListing unverified	Feb 3, 2009	Award	1,285	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Cleco Corporate Holdings LLCListing unverified	Jan 29, 2008	Award	1,290	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Cleco Corporate Holdings LLCListing unverified	Jan 29, 2008	Award	2,134	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Cleco Corporate Holdings LLCListing unverified	Aug 21, 2007	Other	4,774	23.29	$111.2K		SEC
Cleco Corporate Holdings LLCListing unverified	Jan 30, 2007	Award	871	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Cleco Corporate Holdings LLCListing unverified	Jan 30, 2007	Award	1,756	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Cleco Corporate Holdings LLCListing unverified	Jan 4, 2007	Other	400.41	—	n/a (No price was disclosed in the filing)		SEC