CARROLL DAVID M

SEVP Sp Fin and Corp Supp Serv at WACHOVIA CORP NEW · on record since Apr 21, 2004
Senior Exec. Vice President at WELLS FARGO & COMPANY/MN · on record since Feb 26, 2009

Insider trading activity of CARROLL DAVID M

Transactions on record: 233; since Jan 13, 2004

Open-market buys: 0

Open-market sells: 26; $41.2M

Companies traded: 2; last filing Jun 9, 2017

Figures computed from official regulatory filings — .

Companies where CARROLL DAVID M has traded

WELLS FARGO & COMPANY/MN135 tx · $86.5M · Jun 9, 2017
WACHOVIA CORP NEW98 tx · $42.7M · Jan 5, 2009

Track record of CARROLL DAVID M

Insufficient history for a statistical track record (fewer than 5 open-market buys).

Transaction history of CARROLL DAVID M

Co-insiders of CARROLL DAVID M

BAKER JOHN D IIWACHOVIA CORP NEW +1
JAMES DONALD MWACHOVIA CORP NEW +1
MCDONALD MACKEY JWACHOVIA CORP NEW +1
Steel Robert KingWACHOVIA CORP NEW +1
ATKINS HOWARD IWELLS FARGO & COMPANY/MN
BALLOUN JAMES SWACHOVIA CORP NEW
BERKSHIRE HATHAWAY INCWELLS FARGO & COMPANY/MN
BLACK STEVEN DWELLS FARGO & COMPANY/MN
BLANCHARD JOHN A IIIWELLS FARGO & COMPANY/MN
BROWNING PETER CWACHOVIA CORP NEW
BROWN ROBERT JWACHOVIA CORP NEW
BUFFETT WARREN EWELLS FARGO & COMPANY/MN
Burr James FloydWACHOVIA CORP NEW
CALLAHAN PATRICIA RWELLS FARGO & COMPANY/MN
Cao FeiWACHOVIA CORP NEW
Cao ZenghuiWACHOVIA CORP NEW
Carlson Peter MWACHOVIA CORP NEW
Carr Muneera SWELLS FARGO & COMPANY/MN
CASTEEN JOHN T IIIWACHOVIA CORP NEW
Chancy Mark AWELLS FARGO & COMPANY/MN
CHAO CHARLES GUOWEIWACHOVIA CORP NEW
Chao Elaine L.WELLS FARGO & COMPANY/MN
CHEN JOHN SWELLS FARGO & COMPANY/MN
CLARK CLESTEEN AWELLS FARGO & COMPANY/MN

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
WELLS FARGO & COMPANY/MNListing on record	Jun 9, 2017	Gift	54,857	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
WELLS FARGO & COMPANY/MNListing on record	Jun 9, 2017	Gift	-54,857	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
WELLS FARGO & COMPANY/MNListing on record	Jun 9, 2017	Sell	-27,582	53.28 USD	$1.5M		SEC
WELLS FARGO & COMPANY/MNListing on record	Mar 17, 2017	Other	-260.77	58.71 USD	$15.3K		SEC
WELLS FARGO & COMPANY/MNListing on record	Mar 17, 2017	Other	-493.52	58.71 USD	$29K		SEC
WELLS FARGO & COMPANY/MNListing on record	Mar 17, 2017	Exercise	849.77	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
WELLS FARGO & COMPANY/MNListing on record	Mar 17, 2017	ExerciseD (derivative)	-1,611.52	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
WELLS FARGO & COMPANY/MNListing on record	Mar 17, 2017	Exercise	1,611.52	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
WELLS FARGO & COMPANY/MNListing on record	Mar 17, 2017	ExerciseD (derivative)	-97,277.18	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
WELLS FARGO & COMPANY/MNListing on record	Mar 17, 2017	Exercise	97,277.18	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
WELLS FARGO & COMPANY/MNListing on record	Mar 17, 2017	Other	-44,127.18	58.71 USD	$2.6M		SEC
WELLS FARGO & COMPANY/MNListing on record	Mar 17, 2017	ExerciseD (derivative)	-849.77	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
WELLS FARGO & COMPANY/MNListing on record	Mar 3, 2017	Sell	-117,704	59.02 USD	$6.9M	Unusual size	SEC
WELLS FARGO & COMPANY/MNListing on record	Mar 2, 2017	AwardD (derivative)	97,277.18	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
WELLS FARGO & COMPANY/MNListing on record	Feb 13, 2017	Gift	2,807	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
WELLS FARGO & COMPANY/MNListing on record	Feb 13, 2017	Gift	-2,446	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
WELLS FARGO & COMPANY/MNListing on record	Feb 13, 2017	Gift	2,446	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
WELLS FARGO & COMPANY/MNListing on record	Feb 13, 2017	Gift	-2,807	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
WELLS FARGO & COMPANY/MNListing on record	Jul 29, 2016	Exercise	4,484.74	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
WELLS FARGO & COMPANY/MNListing on record	Jul 29, 2016	Other	-2,038.74	48.13 USD	$98.1K		SEC
WELLS FARGO & COMPANY/MNListing on record	Jul 29, 2016	ExerciseD (derivative)	-4,484.74	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
WELLS FARGO & COMPANY/MNListing on record	Jul 26, 2016	Other	-2,339.5	48.32 USD	$113K		SEC
WELLS FARGO & COMPANY/MNListing on record	Jul 26, 2016	Exercise	5,146.5	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
WELLS FARGO & COMPANY/MNListing on record	Jul 26, 2016	ExerciseD (derivative)	-5,146.5	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
WELLS FARGO & COMPANY/MNListing on record	Apr 26, 2016	Gift	-130,673	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
WELLS FARGO & COMPANY/MNListing on record	Jun 9, 2017	Gift	54,857	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
WELLS FARGO & COMPANY/MNListing on record	Jun 9, 2017	Gift	-54,857	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
WELLS FARGO & COMPANY/MNListing on record	Jun 9, 2017	Sell	-27,582	53.28 USD	$1.5M		SEC
WELLS FARGO & COMPANY/MNListing on record	Mar 17, 2017	Other	-260.77	58.71 USD	$15.3K		SEC
WELLS FARGO & COMPANY/MNListing on record	Mar 17, 2017	Other	-493.52	58.71 USD	$29K		SEC
WELLS FARGO & COMPANY/MNListing on record	Mar 17, 2017	Exercise	849.77	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
WELLS FARGO & COMPANY/MNListing on record	Mar 17, 2017	ExerciseD (derivative)	-1,611.52	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
WELLS FARGO & COMPANY/MNListing on record	Mar 17, 2017	Exercise	1,611.52	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
WELLS FARGO & COMPANY/MNListing on record	Mar 17, 2017	ExerciseD (derivative)	-97,277.18	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
WELLS FARGO & COMPANY/MNListing on record	Mar 17, 2017	Exercise	97,277.18	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
WELLS FARGO & COMPANY/MNListing on record	Mar 17, 2017	Other	-44,127.18	58.71 USD	$2.6M		SEC
WELLS FARGO & COMPANY/MNListing on record	Mar 17, 2017	ExerciseD (derivative)	-849.77	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
WELLS FARGO & COMPANY/MNListing on record	Mar 3, 2017	Sell	-117,704	59.02 USD	$6.9M	Unusual size	SEC
WELLS FARGO & COMPANY/MNListing on record	Mar 2, 2017	AwardD (derivative)	97,277.18	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
WELLS FARGO & COMPANY/MNListing on record	Feb 13, 2017	Gift	2,807	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
WELLS FARGO & COMPANY/MNListing on record	Feb 13, 2017	Gift	-2,446	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
WELLS FARGO & COMPANY/MNListing on record	Feb 13, 2017	Gift	2,446	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
WELLS FARGO & COMPANY/MNListing on record	Feb 13, 2017	Gift	-2,807	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
WELLS FARGO & COMPANY/MNListing on record	Jul 29, 2016	Exercise	4,484.74	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
WELLS FARGO & COMPANY/MNListing on record	Jul 29, 2016	Other	-2,038.74	48.13 USD	$98.1K		SEC
WELLS FARGO & COMPANY/MNListing on record	Jul 29, 2016	ExerciseD (derivative)	-4,484.74	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
WELLS FARGO & COMPANY/MNListing on record	Jul 26, 2016	Other	-2,339.5	48.32 USD	$113K		SEC
WELLS FARGO & COMPANY/MNListing on record	Jul 26, 2016	Exercise	5,146.5	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
WELLS FARGO & COMPANY/MNListing on record	Jul 26, 2016	ExerciseD (derivative)	-5,146.5	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
WELLS FARGO & COMPANY/MNListing on record	Apr 26, 2016	Gift	-130,673	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC