Carroll Capital Holdings LLC

10% owner at Diligent Corp · on record since Jul 18, 2008

Insider trading activity of Carroll Capital Holdings LLC

Transactions on record: 51; since Jan 12, 2009

Open-market buys: 1; $1M

Open-market sells: 37; $8.9M

Companies traded: 1; last filing Jan 4, 2016

Figures computed from official regulatory filings — .

Companies where Carroll Capital Holdings LLC has traded

Diligent Corp51 tx · $9.9M · Jan 4, 2016

Track record of Carroll Capital Holdings LLC

Insufficient history for a statistical track record (fewer than 5 open-market buys).

Transaction history of Carroll Capital Holdings LLC

Co-insiders of Carroll Capital Holdings LLC

Bettle RickDiligent Corp
Blandino Carl DouglasDiligent Corp
Carrabino Joseph D. Jr.Diligent Corp
Carroll KennethDiligent Corp
Charlton EdwardDiligent Corp
Cohen Hunter C.Diligent Corp
Daniels MarcDiligent Corp
Daniels SharonDiligent Corp
DILIGENT BOARD MEMBER SERVICES LLCDiligent Corp
Flickman MichaelDiligent Corp
Foote Abigail KateDiligent Corp
Henry BrianDiligent Corp
Hilk JeffreyDiligent Corp
Huljich PeterDiligent Corp
JONES A LAURENCEDiligent Corp
Kobler HansDiligent Corp
Lawler KevinDiligent Corp
Liptak DavidDiligent Corp
Meisner DonDiligent Corp
Norton Robert E.Diligent Corp
Percival AlastairDiligent Corp
Petersen GregDiligent Corp
Ruse Steven P.Diligent Corp
Russell MarkDiligent Corp
Sanchez AlexanderDiligent Corp
Saxton GuyDiligent Corp
Sodi AlessandroDiligent Corp
Spring Street Partners, Inc.Diligent Corp
SPRING STREET PARTNERS LPDiligent Corp
Stafford Brian KDiligent Corp
Stanton Michael JamesDiligent Corp

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
Diligent CorpListing unverified	Jan 4, 2016	GiftD (derivative)	10,000,000	—	n/a (No price was disclosed in the filing)		SEC
Diligent CorpListing unverified	Jan 4, 2016	GiftD (derivative)	-10,000,000	—	n/a (No price was disclosed in the filing)		SEC
Diligent CorpListing unverified	Mar 5, 2014	Other	889,219	—	n/a (No price was disclosed in the filing)		SEC
Diligent CorpListing unverified	Mar 5, 2014	OtherD (derivative)	-889,219	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Diligent CorpListing unverified	Feb 11, 2013	Other	843,083	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Diligent CorpListing unverified	Feb 11, 2013	Sell	-12,763	4.60 USD	$58.7K		SEC
Diligent CorpListing unverified	Feb 11, 2013	Sell	-6,097	4.50 USD	$27.4K		SEC
Diligent CorpListing unverified	Feb 11, 2013	Other	-843,083	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Diligent CorpListing unverified	Feb 11, 2013	Sell	-1,550	4.52 USD	$7K		SEC
Diligent CorpListing unverified	Feb 11, 2013	Gift	-600,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Diligent CorpListing unverified	Feb 11, 2013	Gift	-1,000,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Diligent CorpListing unverified	Feb 11, 2013	Sell	-3,064	4.47 USD	$13.7K		SEC
Diligent CorpListing unverified	Feb 7, 2013	Sell	-2,045	4.53 USD	$9.3K		SEC
Diligent CorpListing unverified	Feb 4, 2013	Sell	-5,287	4.56 USD	$24.1K		SEC
Diligent CorpListing unverified	Feb 4, 2013	Sell	-3,425	4.56 USD	$15.6K		SEC
Diligent CorpListing unverified	Feb 1, 2013	Sell	-450,873	4.50 USD	$2M	Unusual size	SEC
Diligent CorpListing unverified	Feb 1, 2013	Sell	-30,474	4.47 USD	$136.2K		SEC
Diligent CorpListing unverified	Jan 25, 2013	Sell	-100,000	4.62 USD	$462K		SEC
Diligent CorpListing unverified	Jan 22, 2013	Sell	-31,063	4.85 USD	$150.7K		SEC
Diligent CorpListing unverified	Jan 22, 2013	Sell	-13,325	4.52 USD	$60.2K		SEC
Diligent CorpListing unverified	Jan 16, 2013	Sell	-29,316	4.61 USD	$135.1K		SEC
Diligent CorpListing unverified	Jan 16, 2013	Sell	-27,163	4.67 USD	$126.9K		SEC
Diligent CorpListing unverified	Jan 14, 2013	Sell	-14,000	4.62 USD	$64.7K		SEC
Diligent CorpListing unverified	Jan 14, 2013	Sell	-11,000	4.59 USD	$50.5K		SEC
Diligent CorpListing unverified	Jan 10, 2013	Sell	-25,895	4.55 USD	$117.8K		SEC

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
Diligent CorpListing unverified	Jan 4, 2016	GiftD (derivative)	10,000,000	—	n/a (No price was disclosed in the filing)		SEC
Diligent CorpListing unverified	Jan 4, 2016	GiftD (derivative)	-10,000,000	—	n/a (No price was disclosed in the filing)		SEC
Diligent CorpListing unverified	Mar 5, 2014	Other	889,219	—	n/a (No price was disclosed in the filing)		SEC
Diligent CorpListing unverified	Mar 5, 2014	OtherD (derivative)	-889,219	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Diligent CorpListing unverified	Feb 11, 2013	Other	843,083	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Diligent CorpListing unverified	Feb 11, 2013	Sell	-12,763	4.60 USD	$58.7K		SEC
Diligent CorpListing unverified	Feb 11, 2013	Sell	-6,097	4.50 USD	$27.4K		SEC
Diligent CorpListing unverified	Feb 11, 2013	Other	-843,083	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Diligent CorpListing unverified	Feb 11, 2013	Sell	-1,550	4.52 USD	$7K		SEC
Diligent CorpListing unverified	Feb 11, 2013	Gift	-600,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Diligent CorpListing unverified	Feb 11, 2013	Gift	-1,000,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Diligent CorpListing unverified	Feb 11, 2013	Sell	-3,064	4.47 USD	$13.7K		SEC
Diligent CorpListing unverified	Feb 7, 2013	Sell	-2,045	4.53 USD	$9.3K		SEC
Diligent CorpListing unverified	Feb 4, 2013	Sell	-5,287	4.56 USD	$24.1K		SEC
Diligent CorpListing unverified	Feb 4, 2013	Sell	-3,425	4.56 USD	$15.6K		SEC
Diligent CorpListing unverified	Feb 1, 2013	Sell	-450,873	4.50 USD	$2M	Unusual size	SEC
Diligent CorpListing unverified	Feb 1, 2013	Sell	-30,474	4.47 USD	$136.2K		SEC
Diligent CorpListing unverified	Jan 25, 2013	Sell	-100,000	4.62 USD	$462K		SEC
Diligent CorpListing unverified	Jan 22, 2013	Sell	-31,063	4.85 USD	$150.7K		SEC
Diligent CorpListing unverified	Jan 22, 2013	Sell	-13,325	4.52 USD	$60.2K		SEC
Diligent CorpListing unverified	Jan 16, 2013	Sell	-29,316	4.61 USD	$135.1K		SEC
Diligent CorpListing unverified	Jan 16, 2013	Sell	-27,163	4.67 USD	$126.9K		SEC
Diligent CorpListing unverified	Jan 14, 2013	Sell	-14,000	4.62 USD	$64.7K		SEC
Diligent CorpListing unverified	Jan 14, 2013	Sell	-11,000	4.59 USD	$50.5K		SEC
Diligent CorpListing unverified	Jan 10, 2013	Sell	-25,895	4.55 USD	$117.8K		SEC