CAPPS CHRISTOPHER W

Director at ADVANCED BIOTHERAPY INC · on record since Nov 30, 2007
Director at LIME ENERGY CO. · on record since Mar 24, 2009
President & CEO at ADVANCED BIOTHERAPY INC · on record since Mar 4, 2009

Insider trading activity of CAPPS CHRISTOPHER W

Transactions on record: 29; since Oct 31, 2006

Open-market buys: 1; $53.3K

Open-market sells: 0

Companies traded: 2; last filing Jun 27, 2016

Figures computed from official regulatory filings — .

Companies where CAPPS CHRISTOPHER W has traded

LIME ENERGY CO.23 tx · $312.4M · Jun 27, 2016
ADVANCED BIOTHERAPY INC6 tx · $53.3K · Mar 4, 2009

Track record of CAPPS CHRISTOPHER W

Insufficient history for a statistical track record (fewer than 5 open-market buys).

Transaction history of CAPPS CHRISTOPHER W

Co-insiders of CAPPS CHRISTOPHER W

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Src
LIME ENERGY CO.Listing unverified	Jun 27, 2016	Award	5,708	—	n/a (No price was disclosed in the filing)	SEC
LIME ENERGY CO.Listing unverified	Jan 11, 2016	Award	6,944	—	n/a (No price was disclosed in the filing)	SEC
LIME ENERGY CO.Listing unverified	Aug 18, 2015	Award	4,807	—	n/a (No price was disclosed in the filing)	SEC
LIME ENERGY CO.Listing unverified	Aug 18, 2015	ExerciseD (derivative)	9,821	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
LIME ENERGY CO.Listing unverified	Aug 18, 2015	Exercise	27,980	—	n/a (No price was disclosed in the filing)	SEC
LIME ENERGY CO.Listing unverified	Jun 22, 2015	Award	3,602	—	n/a (No price was disclosed in the filing)	SEC
LIME ENERGY CO.Listing unverified	Feb 13, 2015	Award	7,843	—	n/a (No price was disclosed in the filing)	SEC
LIME ENERGY CO.Listing unverified	Jan 6, 2015	ExerciseD (derivative)	9,821	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
LIME ENERGY CO.Listing unverified	Jan 6, 2015	Exercise	27,980	—	n/a (No price was disclosed in the filing)	SEC
LIME ENERGY CO.Listing unverified	Jul 10, 2014	OtherD (derivative)	358	10.00 USD	$3.6K	SEC
LIME ENERGY CO.Listing unverified	Jul 8, 2014	Award	4,807	—	n/a (No price was disclosed in the filing)	SEC
LIME ENERGY CO.Listing unverified	Jan 3, 2014	Award	6,850	—	n/a (No price was disclosed in the filing)	SEC
LIME ENERGY CO.Listing unverified	Jan 2, 2014	OtherD (derivative)	189	10.00 USD	$1.9K	SEC
LIME ENERGY CO.Listing unverified	Jan 2, 2014	OtherD (derivative)	5,589	55,890.00 USD	$312.4M	SEC
LIME ENERGY CO.Listing unverified	Dec 16, 2013	Award	897	—	n/a (No price was disclosed in the filing)	SEC
LIME ENERGY CO.Listing unverified	Dec 10, 2013	Award	4,032	—	n/a (No price was disclosed in the filing)	SEC
LIME ENERGY CO.Listing unverified	Jan 4, 2013	Award	26,508	—	n/a (No price was disclosed in the filing)	SEC
LIME ENERGY CO.Listing unverified	Jun 15, 2012	Award	5,630	—	n/a (No price was disclosed in the filing)	SEC
LIME ENERGY CO.Listing unverified	Jan 4, 2012	Award	6,289	—	n/a (No price was disclosed in the filing)	SEC
LIME ENERGY CO.Listing unverified	Jun 8, 2011	Award	2,272	—	n/a (No price was disclosed in the filing)	SEC
LIME ENERGY CO.Listing unverified	Jan 3, 2011	Award	4,950	—	n/a (No price was disclosed in the filing)	SEC
LIME ENERGY CO.Listing unverified	Mar 24, 2009	OtherD (derivative)	4,248	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
LIME ENERGY CO.Listing unverified	Mar 24, 2009	OtherD (derivative)	106,200	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
ADVANCED BIOTHERAPY INCListing unverified	Mar 4, 2009	Other	-2,666,667	—	n/a (No price was disclosed in the filing)	SEC
ADVANCED BIOTHERAPY INCListing unverified	Nov 18, 2008	AwardD (derivative)	2,000,000	—	n/a (No price was disclosed in the filing)	SEC

Company	Filed	Type	Qty	Price	Value · USD	Src
LIME ENERGY CO.Listing unverified	Jun 27, 2016	Award	5,708	—	n/a (No price was disclosed in the filing)	SEC
LIME ENERGY CO.Listing unverified	Jan 11, 2016	Award	6,944	—	n/a (No price was disclosed in the filing)	SEC
LIME ENERGY CO.Listing unverified	Aug 18, 2015	Award	4,807	—	n/a (No price was disclosed in the filing)	SEC
LIME ENERGY CO.Listing unverified	Aug 18, 2015	ExerciseD (derivative)	9,821	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
LIME ENERGY CO.Listing unverified	Aug 18, 2015	Exercise	27,980	—	n/a (No price was disclosed in the filing)	SEC
LIME ENERGY CO.Listing unverified	Jun 22, 2015	Award	3,602	—	n/a (No price was disclosed in the filing)	SEC
LIME ENERGY CO.Listing unverified	Feb 13, 2015	Award	7,843	—	n/a (No price was disclosed in the filing)	SEC
LIME ENERGY CO.Listing unverified	Jan 6, 2015	ExerciseD (derivative)	9,821	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
LIME ENERGY CO.Listing unverified	Jan 6, 2015	Exercise	27,980	—	n/a (No price was disclosed in the filing)	SEC
LIME ENERGY CO.Listing unverified	Jul 10, 2014	OtherD (derivative)	358	10.00 USD	$3.6K	SEC
LIME ENERGY CO.Listing unverified	Jul 8, 2014	Award	4,807	—	n/a (No price was disclosed in the filing)	SEC
LIME ENERGY CO.Listing unverified	Jan 3, 2014	Award	6,850	—	n/a (No price was disclosed in the filing)	SEC
LIME ENERGY CO.Listing unverified	Jan 2, 2014	OtherD (derivative)	189	10.00 USD	$1.9K	SEC
LIME ENERGY CO.Listing unverified	Jan 2, 2014	OtherD (derivative)	5,589	55,890.00 USD	$312.4M	SEC
LIME ENERGY CO.Listing unverified	Dec 16, 2013	Award	897	—	n/a (No price was disclosed in the filing)	SEC
LIME ENERGY CO.Listing unverified	Dec 10, 2013	Award	4,032	—	n/a (No price was disclosed in the filing)	SEC
LIME ENERGY CO.Listing unverified	Jan 4, 2013	Award	26,508	—	n/a (No price was disclosed in the filing)	SEC
LIME ENERGY CO.Listing unverified	Jun 15, 2012	Award	5,630	—	n/a (No price was disclosed in the filing)	SEC
LIME ENERGY CO.Listing unverified	Jan 4, 2012	Award	6,289	—	n/a (No price was disclosed in the filing)	SEC
LIME ENERGY CO.Listing unverified	Jun 8, 2011	Award	2,272	—	n/a (No price was disclosed in the filing)	SEC
LIME ENERGY CO.Listing unverified	Jan 3, 2011	Award	4,950	—	n/a (No price was disclosed in the filing)	SEC
LIME ENERGY CO.Listing unverified	Mar 24, 2009	OtherD (derivative)	4,248	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
LIME ENERGY CO.Listing unverified	Mar 24, 2009	OtherD (derivative)	106,200	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
ADVANCED BIOTHERAPY INCListing unverified	Mar 4, 2009	Other	-2,666,667	—	n/a (No price was disclosed in the filing)	SEC
ADVANCED BIOTHERAPY INCListing unverified	Nov 18, 2008	AwardD (derivative)	2,000,000	—	n/a (No price was disclosed in the filing)	SEC