CAPITAL Z FINANCIAL SERVICES FUND II LP

10% owner at Argo Group International Holdings, Inc. · on record since Jun 2, 2006
10% owner at Brookdale Senior Living Inc. · on record since Jul 20, 2006
10% owner at UNIVERSAL AMERICAN FINANCIAL CORP · on record since Oct 15, 2007
10% owner at NewStar Financial, Inc. · on record since Dec 21, 2006
See Remarks Section at NewStar Financial, Inc. · on record since Dec 7, 2007
See Remarks Section at UNIVERSAL AMERICAN FINANCIAL CORP · on record since May 13, 2014
10% owner at AAMES INVESTMENT CORP · on record since Nov 15, 2004
10% owner at AMERISAFE INC · on record since Nov 15, 2004

Insider trading activity of CAPITAL Z FINANCIAL SERVICES FUND II LP

Transactions on record: 25; since May 7, 2004

Open-market buys: 1

Open-market sells: 4; $177.8M

Companies traded: 4; last filing Nov 9, 2016

Figures computed from official regulatory filings — .

Companies where CAPITAL Z FINANCIAL SERVICES FUND II LP has traded

NewStar Financial, Inc.7 tx · Nov 9, 2016
Argo Group International Holdings, Inc.16 tx · $9.1M · Aug 9, 2007
Brookdale Senior Living Inc.1 tx · $57.7M · Jul 20, 2006
UNIVERSAL AMERICAN FINANCIAL CORP1 tx · $111.6M · Jun 24, 2005

Track record of CAPITAL Z FINANCIAL SERVICES FUND II LP

Insufficient history for a statistical track record (fewer than 5 open-market buys).

Transaction history of CAPITAL Z FINANCIAL SERVICES FUND II LP

Co-insiders of CAPITAL Z FINANCIAL SERVICES FUND II LP

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Src
NewStar Financial, Inc.	Nov 9, 2016	Other	-18,805	0.00 USD	—	SEC
NewStar Financial, Inc.	Nov 9, 2016	Other	-3,528,286	0.00 USD	—	SEC
NewStar Financial, Inc.	Nov 9, 2016	Other	15,964	0.00 USD	—	SEC
NewStar Financial, Inc.	Nov 13, 2014	Other	5,952	—	—	SEC
NewStar Financial, Inc.	Nov 13, 2014	Other	-5,952	—	—	SEC
NewStar Financial, Inc.	Jun 13, 2008	Other	5,000	—	—	SEC
NewStar Financial, Inc.	Jun 13, 2008	OtherD (derivative)	5,000	—	—	SEC
Argo Group International Holdings, Inc.	Aug 9, 2007	OtherD (derivative)	-4,405,238	0.00	—	SEC
Argo Group International Holdings, Inc.	Aug 9, 2007	Other	440,523	0.00	—	SEC
Argo Group International Holdings, Inc.	Aug 9, 2007	Award	400	0.00	—	SEC
Argo Group International Holdings, Inc.	Aug 9, 2007	Sell	-3,168.53	—	—	SEC
Argo Group International Holdings, Inc.	Aug 9, 2007	Buy	507,777	—	—	SEC
Brookdale Senior Living Inc.	Jul 20, 2006	Sell	-1,514,584	38.12	$57.7M	SEC
Argo Group International Holdings, Inc.	Jun 2, 2006	Award	-5,000	3.78	$18.9K	SEC
Argo Group International Holdings, Inc.	Jun 2, 2006	OtherD (derivative)	-7,148	3.78	$27K	SEC
UNIVERSAL AMERICAN FINANCIAL CORP	Jun 24, 2005	Sell	-4,973,580	22.43 USD	$111.6M	SEC
Argo Group International Holdings, Inc.	May 16, 2005	OtherD (derivative)	10,000	23.74 USD	$237.4K	SEC
Argo Group International Holdings, Inc.	May 16, 2005	Award	5,000	23.74 USD	$118.7K	SEC
Argo Group International Holdings, Inc.	Apr 4, 2005	OtherD (derivative)	4,381,897	—	—	SEC
Argo Group International Holdings, Inc.	Apr 4, 2005	OtherD (derivative)	-5,809.61	—	—	SEC
Argo Group International Holdings, Inc.	Feb 11, 2005	Sell	-356,379	23.75 USD	$8.5M	SEC
Argo Group International Holdings, Inc.	Feb 11, 2005	Other	356,379	—	—	SEC
Argo Group International Holdings, Inc.	Feb 11, 2005	OtherD (derivative)	-474.81	23.75 USD	$11.3K	SEC
Argo Group International Holdings, Inc.	May 7, 2004	OtherD (derivative)	5,000	24.38 USD	$121.9K	SEC
Argo Group International Holdings, Inc.	May 7, 2004	Award	2,500	24.38 USD	$61K	SEC

Company	Filed	Type	Qty	Price	Value · USD	Src
NewStar Financial, Inc.	Nov 9, 2016	Other	-18,805	0.00 USD	—	SEC
NewStar Financial, Inc.	Nov 9, 2016	Other	-3,528,286	0.00 USD	—	SEC
NewStar Financial, Inc.	Nov 9, 2016	Other	15,964	0.00 USD	—	SEC
NewStar Financial, Inc.	Nov 13, 2014	Other	5,952	—	—	SEC
NewStar Financial, Inc.	Nov 13, 2014	Other	-5,952	—	—	SEC
NewStar Financial, Inc.	Jun 13, 2008	Other	5,000	—	—	SEC
NewStar Financial, Inc.	Jun 13, 2008	OtherD (derivative)	5,000	—	—	SEC
Argo Group International Holdings, Inc.	Aug 9, 2007	OtherD (derivative)	-4,405,238	0.00	—	SEC
Argo Group International Holdings, Inc.	Aug 9, 2007	Other	440,523	0.00	—	SEC
Argo Group International Holdings, Inc.	Aug 9, 2007	Award	400	0.00	—	SEC
Argo Group International Holdings, Inc.	Aug 9, 2007	Sell	-3,168.53	—	—	SEC
Argo Group International Holdings, Inc.	Aug 9, 2007	Buy	507,777	—	—	SEC
Brookdale Senior Living Inc.	Jul 20, 2006	Sell	-1,514,584	38.12	$57.7M	SEC
Argo Group International Holdings, Inc.	Jun 2, 2006	Award	-5,000	3.78	$18.9K	SEC
Argo Group International Holdings, Inc.	Jun 2, 2006	OtherD (derivative)	-7,148	3.78	$27K	SEC
UNIVERSAL AMERICAN FINANCIAL CORP	Jun 24, 2005	Sell	-4,973,580	22.43 USD	$111.6M	SEC
Argo Group International Holdings, Inc.	May 16, 2005	OtherD (derivative)	10,000	23.74 USD	$237.4K	SEC
Argo Group International Holdings, Inc.	May 16, 2005	Award	5,000	23.74 USD	$118.7K	SEC
Argo Group International Holdings, Inc.	Apr 4, 2005	OtherD (derivative)	4,381,897	—	—	SEC
Argo Group International Holdings, Inc.	Apr 4, 2005	OtherD (derivative)	-5,809.61	—	—	SEC
Argo Group International Holdings, Inc.	Feb 11, 2005	Sell	-356,379	23.75 USD	$8.5M	SEC
Argo Group International Holdings, Inc.	Feb 11, 2005	Other	356,379	—	—	SEC
Argo Group International Holdings, Inc.	Feb 11, 2005	OtherD (derivative)	-474.81	23.75 USD	$11.3K	SEC
Argo Group International Holdings, Inc.	May 7, 2004	OtherD (derivative)	5,000	24.38 USD	$121.9K	SEC
Argo Group International Holdings, Inc.	May 7, 2004	Award	2,500	24.38 USD	$61K	SEC