CAPEN RICHARD G JR

Director at Carnival UK Ltd. · on record since Aug 22, 2006
Director at Carnival Corp Ltd. · on record since Aug 22, 2006

Insider trading activity of CAPEN RICHARD G JR

Transactions on record: 40; since Oct 15, 2003

Open-market buys: 0

Open-market sells: 16; $2.1M

Companies traded: 2; last filing Apr 17, 2009

Figures computed from official regulatory filings — .

Companies where CAPEN RICHARD G JR has traded

Carnival Corp Ltd.20 tx · $1.4M · Apr 17, 2009
Carnival UK Ltd.20 tx · $1.4M · Apr 17, 2009

Track record of CAPEN RICHARD G JR

Insufficient history for a statistical track record (fewer than 5 open-market buys).

Transaction history of CAPEN RICHARD G JR

Co-insiders of CAPEN RICHARD G JR

AMES RICHARD DCarnival Corp Ltd. +1
Anderson Peter C.Carnival Corp Ltd. +1
ARISON MICKY MEIRCarnival Corp Ltd. +1
ARISON SHARICarnival Corp Ltd. +1
ARTSFARE 1992 IRREVOCABLE TRUSTCarnival Corp Ltd. +1
ARTSFARE 2003 TRUSTCarnival Corp Ltd. +1
Artsfare 2005 Trust No. 2Carnival Corp Ltd. +1
ARTSFARE 2006 TRUST NO. 1Carnival Corp Ltd. +1
ARTSFARE 2006 TRUST NO. 2Carnival Corp Ltd. +1
BAND SIR JONATHONCarnival Corp Ltd. +1
Bernstein DavidCarnival Corp Ltd. +1
Bessemer Trust CO of Delaware, N.A.Carnival Corp Ltd. +1
BUCKELEW ALANCarnival Corp Ltd. +1
burke william richardCarnival Corp Ltd. +1
CAHILL GERALD RAYMONDCarnival Corp Ltd. +1
cahilly jason glenCarnival Corp Ltd. +1
Connors Nelda JCarnival Corp Ltd. +1
CONOVER PAMELA CCarnival Corp Ltd. +1
COUTTS JERSEY LTDCarnival Corp Ltd. +1
Deeble HelenCarnival Corp Ltd. +1
deynes bettina alejandraCarnival Corp Ltd. +1
DICKINSON ROBERT HCarnival Corp Ltd. +1
DINGLE DAVIDCarnival Corp Ltd. +1
DONALD ARNOLD WCarnival Corp Ltd. +1
DUBBIN KENNETH DCarnival Corp Ltd. +1

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Src
Carnival UK Ltd.Listing unverified	Apr 17, 2009	Award	4,647	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Carnival Corp Ltd.Listing on record	Apr 17, 2009	Award	4,647	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Carnival Corp Ltd.Listing on record	May 9, 2008	Sell	-6,000	40.55	$243.3K	SEC
Carnival Corp Ltd.Listing on record	May 9, 2008	ExerciseD (derivative)	-6,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Carnival Corp Ltd.Listing on record	May 9, 2008	Exercise	6,000	27.88	$167.3K	SEC
Carnival UK Ltd.Listing unverified	May 9, 2008	Exercise	6,000	27.88	$167.3K	SEC
Carnival UK Ltd.Listing unverified	May 9, 2008	Sell	-6,000	40.55	$243.3K	SEC
Carnival UK Ltd.Listing unverified	May 9, 2008	ExerciseD (derivative)	-6,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Carnival Corp Ltd.Listing on record	May 8, 2008	Sell	-802	40.44	$32.4K	SEC
Carnival UK Ltd.Listing unverified	May 8, 2008	Sell	-802	40.44	$32.4K	SEC
Carnival Corp Ltd.Listing on record	Oct 18, 2007	Award	2,500	—	n/a (No price was disclosed in the filing)	SEC
Carnival UK Ltd.Listing unverified	Oct 18, 2007	Award	2,500	—	n/a (No price was disclosed in the filing)	SEC
Carnival UK Ltd.Listing unverified	Feb 16, 2007	Exercise	6,000	22.57	$135.4K	SEC
Carnival Corp Ltd.Listing on record	Feb 16, 2007	Gift	-3,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Carnival Corp Ltd.Listing on record	Feb 16, 2007	Exercise	6,000	22.57	$135.4K	SEC
Carnival UK Ltd.Listing unverified	Feb 16, 2007	Sell	-3,000	48.68	$146K	SEC
Carnival Corp Ltd.Listing on record	Feb 16, 2007	ExerciseD (derivative)	-6,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Carnival UK Ltd.Listing unverified	Feb 16, 2007	Gift	3,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Carnival UK Ltd.Listing unverified	Feb 16, 2007	ExerciseD (derivative)	-6,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Carnival Corp Ltd.Listing on record	Feb 16, 2007	Sell	-3,000	48.68	$146K	SEC
Carnival Corp Ltd.Listing on record	Feb 16, 2007	Gift	3,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Carnival UK Ltd.Listing unverified	Feb 16, 2007	Gift	-3,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Carnival UK Ltd.Listing unverified	Oct 17, 2006	AwardD (derivative)	10,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Carnival Corp Ltd.Listing on record	Oct 17, 2006	AwardD (derivative)	10,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Carnival UK Ltd.Listing unverified	Aug 22, 2006	Sell	-1,700	39.69	$67.5K	SEC

Company	Filed	Type	Qty	Price	Value · USD	Src
Carnival UK Ltd.Listing unverified	Apr 17, 2009	Award	4,647	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Carnival Corp Ltd.Listing on record	Apr 17, 2009	Award	4,647	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Carnival Corp Ltd.Listing on record	May 9, 2008	Sell	-6,000	40.55	$243.3K	SEC
Carnival Corp Ltd.Listing on record	May 9, 2008	ExerciseD (derivative)	-6,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Carnival Corp Ltd.Listing on record	May 9, 2008	Exercise	6,000	27.88	$167.3K	SEC
Carnival UK Ltd.Listing unverified	May 9, 2008	Exercise	6,000	27.88	$167.3K	SEC
Carnival UK Ltd.Listing unverified	May 9, 2008	Sell	-6,000	40.55	$243.3K	SEC
Carnival UK Ltd.Listing unverified	May 9, 2008	ExerciseD (derivative)	-6,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Carnival Corp Ltd.Listing on record	May 8, 2008	Sell	-802	40.44	$32.4K	SEC
Carnival UK Ltd.Listing unverified	May 8, 2008	Sell	-802	40.44	$32.4K	SEC
Carnival Corp Ltd.Listing on record	Oct 18, 2007	Award	2,500	—	n/a (No price was disclosed in the filing)	SEC
Carnival UK Ltd.Listing unverified	Oct 18, 2007	Award	2,500	—	n/a (No price was disclosed in the filing)	SEC
Carnival UK Ltd.Listing unverified	Feb 16, 2007	Exercise	6,000	22.57	$135.4K	SEC
Carnival Corp Ltd.Listing on record	Feb 16, 2007	Gift	-3,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Carnival Corp Ltd.Listing on record	Feb 16, 2007	Exercise	6,000	22.57	$135.4K	SEC
Carnival UK Ltd.Listing unverified	Feb 16, 2007	Sell	-3,000	48.68	$146K	SEC
Carnival Corp Ltd.Listing on record	Feb 16, 2007	ExerciseD (derivative)	-6,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Carnival UK Ltd.Listing unverified	Feb 16, 2007	Gift	3,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Carnival UK Ltd.Listing unverified	Feb 16, 2007	ExerciseD (derivative)	-6,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Carnival Corp Ltd.Listing on record	Feb 16, 2007	Sell	-3,000	48.68	$146K	SEC
Carnival Corp Ltd.Listing on record	Feb 16, 2007	Gift	3,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Carnival UK Ltd.Listing unverified	Feb 16, 2007	Gift	-3,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Carnival UK Ltd.Listing unverified	Oct 17, 2006	AwardD (derivative)	10,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Carnival Corp Ltd.Listing on record	Oct 17, 2006	AwardD (derivative)	10,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Carnival UK Ltd.Listing unverified	Aug 22, 2006	Sell	-1,700	39.69	$67.5K	SEC