Brownstein Chad T.

Director at PROSPECT GLOBAL RESOURCES INC. · on record since Dec 29, 2011
Director at BANC OF CALIFORNIA, INC. · on record since May 12, 2011
10% owner at PROSPECT GLOBAL RESOURCES INC. · on record since Jun 6, 2011
Exec. Vice Chairman at PROSPECT GLOBAL RESOURCES INC. · on record since Aug 29, 2012
Director at Rocky Mountain Industrials, Inc. · on record since Mar 17, 2015
Chief Executive Officer at Rocky Mountain Industrials, Inc. · on record since Mar 17, 2015
10% owner at Rocky Mountain Industrials, Inc. · on record since Mar 17, 2015

Insider trading activity of Brownstein Chad T.

Transactions on record: 34; since Dec 1, 2011

Open-market buys: 0

Open-market sells: 1; $97.6K

Companies traded: 3; last filing Feb 14, 2017

Figures computed from official regulatory filings — .

Companies where Brownstein Chad T. has traded

BANC OF CALIFORNIA, INC.25 tx · $309.6K · Feb 14, 2017
Rocky Mountain Industrials, Inc.2 tx · Nov 19, 2015
PROSPECT GLOBAL RESOURCES INC.7 tx · $97.6K · Apr 19, 2013

Track record of Brownstein Chad T.

Insufficient history for a statistical track record (fewer than 5 open-market buys).

Transaction history of Brownstein Chad T.

Co-insiders of Brownstein Chad T.

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Src
BANC OF CALIFORNIA, INC.Listing on record	Feb 14, 2017	Award	124.33	17.56 USD	$2.2K	SEC
BANC OF CALIFORNIA, INC.Listing on record	Feb 14, 2017	Award	121.12	14.18 USD	$1.7K	SEC
BANC OF CALIFORNIA, INC.Listing on record	Feb 14, 2017	Award	43.2	16.94 USD	$731.8	SEC
BANC OF CALIFORNIA, INC.Listing on record	Feb 14, 2017	Award	102.05	16.98 USD	$1.7K	SEC
BANC OF CALIFORNIA, INC.Listing on record	Jul 6, 2016	Award	9,947	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
BANC OF CALIFORNIA, INC.Listing on record	Feb 12, 2016	Award	103.47	13.34 USD	$1.4K	SEC
BANC OF CALIFORNIA, INC.Listing on record	Feb 12, 2016	Award	121.5	11.13 USD	$1.4K	SEC
BANC OF CALIFORNIA, INC.Listing on record	Feb 12, 2016	Award	114.43	11.94 USD	$1.4K	SEC
BANC OF CALIFORNIA, INC.Listing on record	Feb 12, 2016	Award	142.88	11.90 USD	$1.7K	SEC
Rocky Mountain Industrials, Inc.Listing unverified	Nov 19, 2015	Gift	80,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Rocky Mountain Industrials, Inc.Listing unverified	Nov 19, 2015	Gift	-260,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
BANC OF CALIFORNIA, INC.Listing on record	Jul 6, 2015	AwardD (derivative)	2,808	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
BANC OF CALIFORNIA, INC.Listing on record	Jul 6, 2015	AwardD (derivative)	2,808	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
BANC OF CALIFORNIA, INC.Listing on record	Jul 6, 2015	Award	3,273	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
BANC OF CALIFORNIA, INC.Listing on record	Jul 6, 2015	Award	1,818	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
BANC OF CALIFORNIA, INC.Listing on record	Jul 6, 2015	Award	5,091	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
BANC OF CALIFORNIA, INC.Listing on record	Feb 17, 2015	Award	87.07	13.01 USD	$1.1K	SEC
BANC OF CALIFORNIA, INC.Listing on record	Feb 17, 2015	Award	96.04	11.90 USD	$1.1K	SEC
BANC OF CALIFORNIA, INC.Listing on record	Feb 17, 2015	Award	125.09	10.57 USD	$1.3K	SEC
BANC OF CALIFORNIA, INC.Listing on record	Feb 17, 2015	Award	118.56	11.28 USD	$1.3K	SEC
BANC OF CALIFORNIA, INC.Listing on record	Jul 3, 2014	Award	4,129	10.90 USD	$45K	SEC
BANC OF CALIFORNIA, INC.Listing on record	Jul 3, 2014	AwardD (derivative)	918	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
BANC OF CALIFORNIA, INC.Listing on record	Jul 3, 2014	Award	6,423	10.90 USD	$70K	SEC
BANC OF CALIFORNIA, INC.Listing on record	Jul 3, 2014	Award	2,294	10.90 USD	$25K	SEC
BANC OF CALIFORNIA, INC.Listing on record	Jul 3, 2014	AwardD (derivative)	918	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC

Company	Filed	Type	Qty	Price	Value · USD	Src
BANC OF CALIFORNIA, INC.Listing on record	Feb 14, 2017	Award	124.33	17.56 USD	$2.2K	SEC
BANC OF CALIFORNIA, INC.Listing on record	Feb 14, 2017	Award	121.12	14.18 USD	$1.7K	SEC
BANC OF CALIFORNIA, INC.Listing on record	Feb 14, 2017	Award	43.2	16.94 USD	$731.8	SEC
BANC OF CALIFORNIA, INC.Listing on record	Feb 14, 2017	Award	102.05	16.98 USD	$1.7K	SEC
BANC OF CALIFORNIA, INC.Listing on record	Jul 6, 2016	Award	9,947	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
BANC OF CALIFORNIA, INC.Listing on record	Feb 12, 2016	Award	103.47	13.34 USD	$1.4K	SEC
BANC OF CALIFORNIA, INC.Listing on record	Feb 12, 2016	Award	121.5	11.13 USD	$1.4K	SEC
BANC OF CALIFORNIA, INC.Listing on record	Feb 12, 2016	Award	114.43	11.94 USD	$1.4K	SEC
BANC OF CALIFORNIA, INC.Listing on record	Feb 12, 2016	Award	142.88	11.90 USD	$1.7K	SEC
Rocky Mountain Industrials, Inc.Listing unverified	Nov 19, 2015	Gift	80,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Rocky Mountain Industrials, Inc.Listing unverified	Nov 19, 2015	Gift	-260,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
BANC OF CALIFORNIA, INC.Listing on record	Jul 6, 2015	AwardD (derivative)	2,808	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
BANC OF CALIFORNIA, INC.Listing on record	Jul 6, 2015	AwardD (derivative)	2,808	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
BANC OF CALIFORNIA, INC.Listing on record	Jul 6, 2015	Award	3,273	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
BANC OF CALIFORNIA, INC.Listing on record	Jul 6, 2015	Award	1,818	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
BANC OF CALIFORNIA, INC.Listing on record	Jul 6, 2015	Award	5,091	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
BANC OF CALIFORNIA, INC.Listing on record	Feb 17, 2015	Award	87.07	13.01 USD	$1.1K	SEC
BANC OF CALIFORNIA, INC.Listing on record	Feb 17, 2015	Award	96.04	11.90 USD	$1.1K	SEC
BANC OF CALIFORNIA, INC.Listing on record	Feb 17, 2015	Award	125.09	10.57 USD	$1.3K	SEC
BANC OF CALIFORNIA, INC.Listing on record	Feb 17, 2015	Award	118.56	11.28 USD	$1.3K	SEC
BANC OF CALIFORNIA, INC.Listing on record	Jul 3, 2014	Award	4,129	10.90 USD	$45K	SEC
BANC OF CALIFORNIA, INC.Listing on record	Jul 3, 2014	AwardD (derivative)	918	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
BANC OF CALIFORNIA, INC.Listing on record	Jul 3, 2014	Award	6,423	10.90 USD	$70K	SEC
BANC OF CALIFORNIA, INC.Listing on record	Jul 3, 2014	Award	2,294	10.90 USD	$25K	SEC
BANC OF CALIFORNIA, INC.Listing on record	Jul 3, 2014	AwardD (derivative)	918	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC