Brown James

Director at Global Brokerage, Inc. · on record since Dec 7, 2010
Director at STONEGATE MORTGAGE CORP · on record since Oct 10, 2013
10% owner at STONEGATE MORTGAGE CORP · on record since Oct 10, 2013

Insider trading activity of Brown James

Transactions on record: 101; since Dec 2, 2010

Open-market buys: 3; $901K

Open-market sells: 28; $19.7M

Companies traded: 2; last filing Jun 1, 2017

Figures computed from official regulatory filings — .

Companies where Brown James has traded

STONEGATE MORTGAGE CORP3 tx · $57.7M · Jun 1, 2017
Global Brokerage, Inc.98 tx · $33.9M · Jun 1, 2015

Track record of Brown James

Insufficient history for a statistical track record (fewer than 5 open-market buys).

Transaction history of Brown James

Co-insiders of Brown James

Ahdout WilliamGlobal Brokerage, Inc.
AMERICAN FINANCIAL GROUP INCSTONEGATE MORTGAGE CORP
Bettenburg Daniel JSTONEGATE MORTGAGE CORP
Bhatt KevinSTONEGATE MORTGAGE CORP
BLUE FX HOLDINGS CORPGlobal Brokerage, Inc.
Callan BrendanGlobal Brokerage, Inc.
CHARLESTONE VENTURE HOLDINGS LtdGlobal Brokerage, Inc.
COWLEY CorpGlobal Brokerage, Inc.
Cutillo Barbara ASTONEGATE MORTGAGE CORP
Cutillo James JSTONEGATE MORTGAGE CORP
Daher MichelGlobal Brokerage, Inc.
Davis RobinGlobal Brokerage, Inc.
DEVERELL MARGARET M.Global Brokerage, Inc.
EASTEP ROBERT BSTONEGATE MORTGAGE CORP
EDUARD YUSUPOV 2010 GRATGlobal Brokerage, Inc.
EDUARD YUSUPOV 2012 GRATGlobal Brokerage, Inc.
Fish PerryGlobal Brokerage, Inc.
Grossman Kenneth A.Global Brokerage, Inc.
Gruen ArthurGlobal Brokerage, Inc.
KRAEMER RICHARD ASTONEGATE MORTGAGE CORP
Kress David E JrSTONEGATE MORTGAGE CORP
Lande RobertGlobal Brokerage, Inc.
Landes SteveSTONEGATE MORTGAGE CORP

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Src
STONEGATE MORTGAGE CORPListing unverified	Jun 1, 2017	OtherD (derivative)	-3,906	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
STONEGATE MORTGAGE CORPListing unverified	Jun 1, 2017	OtherD (derivative)	-238,715	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
STONEGATE MORTGAGE CORPListing unverified	Jun 1, 2017	Other	-7,217,379	8.00 USD	$57.7M	SEC
Global Brokerage, Inc.Listing on record	Jun 1, 2015	OtherD (derivative)	-182,942	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Global Brokerage, Inc.Listing on record	Jun 1, 2015	Other	17,292	—	n/a (No price was disclosed in the filing)	SEC
Global Brokerage, Inc.Listing on record	Jun 1, 2015	Other	182,942	—	n/a (No price was disclosed in the filing)	SEC
Global Brokerage, Inc.Listing on record	Jun 1, 2015	OtherD (derivative)	-17,292	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Global Brokerage, Inc.Listing on record	Jun 1, 2015	Sell	-182,942	1.30 USD	$237.8K	SEC
Global Brokerage, Inc.Listing on record	Jun 1, 2015	Sell	-17,292	1.30 USD	$22.5K	SEC
Global Brokerage, Inc.Listing on record	May 26, 2015	Other	51,149	—	n/a (No price was disclosed in the filing)	SEC
Global Brokerage, Inc.Listing on record	May 26, 2015	Sell	-65,720	1.31 USD	$86.1K	SEC
Global Brokerage, Inc.Listing on record	May 26, 2015	Other	32,550	—	n/a (No price was disclosed in the filing)	SEC
Global Brokerage, Inc.Listing on record	May 26, 2015	OtherD (derivative)	-32,550	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Global Brokerage, Inc.Listing on record	May 26, 2015	Sell	-32,550	1.30 USD	$42.3K	SEC
Global Brokerage, Inc.Listing on record	May 26, 2015	Other	65,720	—	n/a (No price was disclosed in the filing)	SEC
Global Brokerage, Inc.Listing on record	May 26, 2015	Sell	-51,149	1.30 USD	$66.5K	SEC
Global Brokerage, Inc.Listing on record	May 26, 2015	OtherD (derivative)	-65,720	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Global Brokerage, Inc.Listing on record	May 26, 2015	OtherD (derivative)	-51,149	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Global Brokerage, Inc.Listing on record	May 21, 2015	Sell	-400	1.40 USD	$560	SEC
Global Brokerage, Inc.Listing on record	May 21, 2015	Other	500	—	n/a (No price was disclosed in the filing)	SEC
Global Brokerage, Inc.Listing on record	May 21, 2015	Sell	-1,000	1.40 USD	$1.4K	SEC
Global Brokerage, Inc.Listing on record	May 21, 2015	Sell	-500	1.40 USD	$700	SEC
Global Brokerage, Inc.Listing on record	May 21, 2015	Other	1,000	—	n/a (No price was disclosed in the filing)	SEC
Global Brokerage, Inc.Listing on record	May 21, 2015	OtherD (derivative)	-1,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Global Brokerage, Inc.Listing on record	May 21, 2015	Other	400	—	n/a (No price was disclosed in the filing)	SEC

Company	Filed	Type	Qty	Price	Value · USD	Src
STONEGATE MORTGAGE CORPListing unverified	Jun 1, 2017	OtherD (derivative)	-3,906	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
STONEGATE MORTGAGE CORPListing unverified	Jun 1, 2017	OtherD (derivative)	-238,715	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
STONEGATE MORTGAGE CORPListing unverified	Jun 1, 2017	Other	-7,217,379	8.00 USD	$57.7M	SEC
Global Brokerage, Inc.Listing on record	Jun 1, 2015	OtherD (derivative)	-182,942	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Global Brokerage, Inc.Listing on record	Jun 1, 2015	Other	17,292	—	n/a (No price was disclosed in the filing)	SEC
Global Brokerage, Inc.Listing on record	Jun 1, 2015	Other	182,942	—	n/a (No price was disclosed in the filing)	SEC
Global Brokerage, Inc.Listing on record	Jun 1, 2015	OtherD (derivative)	-17,292	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Global Brokerage, Inc.Listing on record	Jun 1, 2015	Sell	-182,942	1.30 USD	$237.8K	SEC
Global Brokerage, Inc.Listing on record	Jun 1, 2015	Sell	-17,292	1.30 USD	$22.5K	SEC
Global Brokerage, Inc.Listing on record	May 26, 2015	Other	51,149	—	n/a (No price was disclosed in the filing)	SEC
Global Brokerage, Inc.Listing on record	May 26, 2015	Sell	-65,720	1.31 USD	$86.1K	SEC
Global Brokerage, Inc.Listing on record	May 26, 2015	Other	32,550	—	n/a (No price was disclosed in the filing)	SEC
Global Brokerage, Inc.Listing on record	May 26, 2015	OtherD (derivative)	-32,550	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Global Brokerage, Inc.Listing on record	May 26, 2015	Sell	-32,550	1.30 USD	$42.3K	SEC
Global Brokerage, Inc.Listing on record	May 26, 2015	Other	65,720	—	n/a (No price was disclosed in the filing)	SEC
Global Brokerage, Inc.Listing on record	May 26, 2015	Sell	-51,149	1.30 USD	$66.5K	SEC
Global Brokerage, Inc.Listing on record	May 26, 2015	OtherD (derivative)	-65,720	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Global Brokerage, Inc.Listing on record	May 26, 2015	OtherD (derivative)	-51,149	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Global Brokerage, Inc.Listing on record	May 21, 2015	Sell	-400	1.40 USD	$560	SEC
Global Brokerage, Inc.Listing on record	May 21, 2015	Other	500	—	n/a (No price was disclosed in the filing)	SEC
Global Brokerage, Inc.Listing on record	May 21, 2015	Sell	-1,000	1.40 USD	$1.4K	SEC
Global Brokerage, Inc.Listing on record	May 21, 2015	Sell	-500	1.40 USD	$700	SEC
Global Brokerage, Inc.Listing on record	May 21, 2015	Other	1,000	—	n/a (No price was disclosed in the filing)	SEC
Global Brokerage, Inc.Listing on record	May 21, 2015	OtherD (derivative)	-1,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Global Brokerage, Inc.Listing on record	May 21, 2015	Other	400	—	n/a (No price was disclosed in the filing)	SEC