BAUM CHARLES C

Director at MMA Capital Holdings, LLC · on record since Feb 14, 2006

Insider trading activity of BAUM CHARLES C

Transactions on record: 198; since Oct 16, 2003

Open-market buys: 4; $34.6K

Open-market sells: 2; $30.7K

Companies traded: 1; last filing Jan 2, 2013

Figures computed from official regulatory filings — .

Companies where BAUM CHARLES C has traded

MMA Capital Holdings, LLC198 tx · $635.5K · Jan 2, 2013

Track record of BAUM CHARLES C

Insufficient history for a statistical track record (fewer than 5 open-market buys).

Transaction history of BAUM CHARLES C

Co-insiders of BAUM CHARLES C

ALM THOMAS RMMA Capital Holdings, LLC
Antonakas Jason ManuelMMA Capital Holdings, LLC
BANKS ROBERT JMMA Capital Holdings, LLC
BARONE ANGELA AMMA Capital Holdings, LLC
BERNDT RICHARD OMMA Capital Holdings, LLC
Bjarnason David CMMA Capital Holdings, LLC
BLOOM STEVEN SCOTTMMA Capital Holdings, LLC
BROWN EDDIE CMMA Capital Holdings, LLC
Brown RickMMA Capital Holdings, LLC
Cheney MatthewMMA Capital Holdings, LLC
COLE EARL W IIIMMA Capital Holdings, LLC
Creamer Frank G JRMMA Capital Holdings, LLC
FALCONE MICHAEL LMMA Capital Holdings, LLC
Flamer Cecil EMMA Capital Holdings, LLC
Gallagher Francis X JRMMA Capital Holdings, LLC
GIBSON SHEILA RMMA Capital Holdings, LLC
GLOECKL KEITH JMMA Capital Holdings, LLC
Grant James Preston IIIMMA Capital Holdings, LLC
HARRIS MICHELLE KMMA Capital Holdings, LLC
HARRISON WILLIAM SMMA Capital Holdings, LLC
Hillman Robert SMMA Capital Holdings, LLC
Hunt James ChristopherMMA Capital Holdings, LLC
JOSEPH MARK KMMA Capital Holdings, LLC
Judge GregoryMMA Capital Holdings, LLC
KAY DAVID BMMA Capital Holdings, LLC
Kucera Suzanne GMMA Capital Holdings, LLC
Links Aaron RichardMMA Capital Holdings, LLC
LUCAS BARBARA BMMA Capital Holdings, LLC
Lundquist Melanie MaringMMA Capital Holdings, LLC
MCGREGOR DOUGLAS AMMA Capital Holdings, LLC
MCHUGH JANET EMMA Capital Holdings, LLC
MCLEWEE ROBERT WMMA Capital Holdings, LLC

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
MMA Capital Holdings, LLCListing unverified	Jan 2, 2013	Award	19,704	0.32 USD	$6.3K		SEC
MMA Capital Holdings, LLCListing unverified	Oct 2, 2012	Award	22,069	0.28 USD	$6.2K		SEC
MMA Capital Holdings, LLCListing unverified	Jul 3, 2012	Award	21,985	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
MMA Capital Holdings, LLCListing unverified	Apr 2, 2012	Award	14,361	0.44 USD	$6.3K		SEC
MMA Capital Holdings, LLCListing unverified	Jan 10, 2012	Award	34,819	0.18 USD	$6.3K		SEC
MMA Capital Holdings, LLCListing unverified	Nov 22, 2011	Sell	-169,928	0.18 USD	$30.6K		SEC
MMA Capital Holdings, LLCListing unverified	Nov 14, 2011	Award	272,109	0.15 USD	$40.8K	Unusual size	SEC
MMA Capital Holdings, LLCListing unverified	Oct 3, 2011	Award	40,219	0.16 USD	$6.4K		SEC
MMA Capital Holdings, LLCListing unverified	Jul 15, 2011	Buy	25,190	0.13 USD	$3.3K	conv 26First in 12mo	SEC
MMA Capital Holdings, LLCListing unverified	Jul 5, 2011	Award	51,104	0.12 USD	$6.1K		SEC
MMA Capital Holdings, LLCListing unverified	Apr 4, 2011	Award	32,895	0.19 USD	$6.3K		SEC
MMA Capital Holdings, LLCListing unverified	Apr 4, 2011	Award	53,419	0.12 USD	$6.4K		SEC
MMA Capital Holdings, LLCListing unverified	Dec 20, 2010	Award	86,805	0.22 USD	$19.1K	Unusual size	SEC
MMA Capital Holdings, LLCListing unverified	Jan 5, 2010	Award	7,745.45	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
MMA Capital Holdings, LLCListing unverified	Dec 23, 2009	Sell	-600	0.19	$114		SEC
MMA Capital Holdings, LLCListing unverified	Sep 30, 2009	Award	10,412.5	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
MMA Capital Holdings, LLCListing unverified	Sep 30, 2009	Award	3,029.09	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
MMA Capital Holdings, LLCListing unverified	Sep 30, 2009	Award	19,531.25	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
MMA Capital Holdings, LLCListing unverified	Feb 13, 2009	Award	5,482.9	0.19	$1K		SEC
MMA Capital Holdings, LLCListing unverified	Feb 13, 2009	Award	5,000	0.20	$1K		SEC
MMA Capital Holdings, LLCListing unverified	Feb 13, 2009	Award	2,884.62	0.26	$750		SEC
MMA Capital Holdings, LLCListing unverified	Feb 13, 2009	Other	-150.43	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
MMA Capital Holdings, LLCListing unverified	Feb 13, 2009	Award	3,571.43	0.21	$750		SEC
MMA Capital Holdings, LLCListing unverified	Feb 13, 2009	Award	3,000	0.25	$750		SEC
MMA Capital Holdings, LLCListing unverified	Nov 12, 2008	Award	909.09	0.55	$500		SEC

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
MMA Capital Holdings, LLCListing unverified	Jan 2, 2013	Award	19,704	0.32 USD	$6.3K		SEC
MMA Capital Holdings, LLCListing unverified	Oct 2, 2012	Award	22,069	0.28 USD	$6.2K		SEC
MMA Capital Holdings, LLCListing unverified	Jul 3, 2012	Award	21,985	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
MMA Capital Holdings, LLCListing unverified	Apr 2, 2012	Award	14,361	0.44 USD	$6.3K		SEC
MMA Capital Holdings, LLCListing unverified	Jan 10, 2012	Award	34,819	0.18 USD	$6.3K		SEC
MMA Capital Holdings, LLCListing unverified	Nov 22, 2011	Sell	-169,928	0.18 USD	$30.6K		SEC
MMA Capital Holdings, LLCListing unverified	Nov 14, 2011	Award	272,109	0.15 USD	$40.8K	Unusual size	SEC
MMA Capital Holdings, LLCListing unverified	Oct 3, 2011	Award	40,219	0.16 USD	$6.4K		SEC
MMA Capital Holdings, LLCListing unverified	Jul 15, 2011	Buy	25,190	0.13 USD	$3.3K	conv 26First in 12mo	SEC
MMA Capital Holdings, LLCListing unverified	Jul 5, 2011	Award	51,104	0.12 USD	$6.1K		SEC
MMA Capital Holdings, LLCListing unverified	Apr 4, 2011	Award	32,895	0.19 USD	$6.3K		SEC
MMA Capital Holdings, LLCListing unverified	Apr 4, 2011	Award	53,419	0.12 USD	$6.4K		SEC
MMA Capital Holdings, LLCListing unverified	Dec 20, 2010	Award	86,805	0.22 USD	$19.1K	Unusual size	SEC
MMA Capital Holdings, LLCListing unverified	Jan 5, 2010	Award	7,745.45	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
MMA Capital Holdings, LLCListing unverified	Dec 23, 2009	Sell	-600	0.19	$114		SEC
MMA Capital Holdings, LLCListing unverified	Sep 30, 2009	Award	10,412.5	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
MMA Capital Holdings, LLCListing unverified	Sep 30, 2009	Award	3,029.09	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
MMA Capital Holdings, LLCListing unverified	Sep 30, 2009	Award	19,531.25	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
MMA Capital Holdings, LLCListing unverified	Feb 13, 2009	Award	5,482.9	0.19	$1K		SEC
MMA Capital Holdings, LLCListing unverified	Feb 13, 2009	Award	5,000	0.20	$1K		SEC
MMA Capital Holdings, LLCListing unverified	Feb 13, 2009	Award	2,884.62	0.26	$750		SEC
MMA Capital Holdings, LLCListing unverified	Feb 13, 2009	Other	-150.43	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
MMA Capital Holdings, LLCListing unverified	Feb 13, 2009	Award	3,571.43	0.21	$750		SEC
MMA Capital Holdings, LLCListing unverified	Feb 13, 2009	Award	3,000	0.25	$750		SEC
MMA Capital Holdings, LLCListing unverified	Nov 12, 2008	Award	909.09	0.55	$500		SEC