B. RILEY CAPITAL MANAGEMENT, LLC

10% owner at Paradium.AI, Inc. · on record since May 24, 2021
See Footnote 1 at NATIONAL HOLDINGS CORP · on record since Dec 11, 2015
10% owner at UNITED ONLINE INC · on record since May 16, 2016
10% owner at Franchise Group, Inc. · on record since Aug 28, 2018
10% owner at Select Interior Concepts, Inc. · on record since Oct 29, 2018
10% owner at QUANTUM CORP /DE/ · on record since Dec 28, 2018
10% owner at Ranger Energy Services, Inc. · on record since Mar 21, 2019
10% owner at DNA X, Inc. · on record since May 9, 2019
Former 10% Owner at Ranger Energy Services, Inc. · on record since May 3, 2019
10% owner at MATERION Corp · on record since Jul 31, 2019
See Footnote 1 at Franchise Group, Inc. · on record since Jun 30, 2020
Director at DNA X, Inc. · on record since Jun 29, 2020
See Footnote 1 at QUANTUM CORP /DE/ · on record since Apr 28, 2020
10% owner at Eos Energy Enterprises, Inc. · on record since Jun 5, 2020
Director at MATERION Corp · on record since Mar 26, 2021
See Remarks at Paradium.AI, Inc. · on record since Dec 4, 2020
See Remarks at TILE SHOP HOLDINGS, INC. · on record since Feb 2, 2021
10% owner at SYNCHRONOSS TECHNOLOGIES INC · on record since Jun 29, 2021
10% owner at · on record since Jan 28, 2020

Insider trading activity of B. RILEY CAPITAL MANAGEMENT, LLC

Transactions on record: 56; since Oct 9, 2018

Open-market buys: 35; $21.7M

Open-market sells: 10; $2.6M

Companies traded: 5; last filing Oct 18, 2021

Figures computed from official regulatory filings — .

Companies where B. RILEY CAPITAL MANAGEMENT, LLC has traded

5 tx · $966.9K · Oct 18, 2021
13 tx · $3.1M · Apr 12, 2021
2 tx · $13.5M · Apr 28, 2020
9 tx · $4.2M · Apr 17, 2020
27 tx · $3.2M · Jan 2, 2019

Track record of B. RILEY CAPITAL MANAGEMENT, LLC

Statistical track record

Free account

Open-market buys: 38

Last buy: Apr 16, 2020

Win rates, median returns and the proven-insider analysis come with a free account.

Transaction history of B. RILEY CAPITAL MANAGEMENT, LLC

Co-insiders of B. RILEY CAPITAL MANAGEMENT, LLC

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
Eos Energy Enterprises, Inc.Listing on record	Oct 18, 2021	Sell	-6,521	12.85 USD	$83.8K		SEC
Eos Energy Enterprises, Inc.Listing on record	Oct 18, 2021	Sell	-600	12.85 USD	$7.7K		SEC
Eos Energy Enterprises, Inc.Listing on record	Sep 9, 2021	Sell	-25,371	13.41 USD	$340.2K		SEC
Eos Energy Enterprises, Inc.Listing on record	Sep 9, 2021	Sell	-38,544	13.78 USD	$531.1K		SEC
Eos Energy Enterprises, Inc.Listing on record	Sep 9, 2021	Sell	-300	13.60 USD	$4.1K		SEC
ALTA EQUIPMENT GROUP INC.Listing unverified	Apr 12, 2021	OtherD (derivative)	-206,250	—	n/a (No price was disclosed in the filing)		SEC
ALTA EQUIPMENT GROUP INC.Listing unverified	Apr 12, 2021	OtherD (derivative)	-688,125	—	n/a (No price was disclosed in the filing)		SEC
ALTA EQUIPMENT GROUP INC.Listing unverified	Apr 12, 2021	Other	132,826	—	n/a (No price was disclosed in the filing)		SEC
ALTA EQUIPMENT GROUP INC.Listing unverified	Apr 12, 2021	Other	180,976	—	n/a (No price was disclosed in the filing)		SEC
ALTA EQUIPMENT GROUP INC.Listing unverified	Apr 12, 2021	OtherD (derivative)	-505,045	—	n/a (No price was disclosed in the filing)		SEC
ALTA EQUIPMENT GROUP INC.Listing unverified	Apr 12, 2021	Other	54,243	—	n/a (No price was disclosed in the filing)		SEC
Franchise Group, Inc.Listing unverified	Apr 28, 2020	Sell	-150,000	10.00 USD	$1.5M	Unusual size	SEC
ALTA EQUIPMENT GROUP INC.Listing unverified	Apr 27, 2020	BuyD (derivative)	341,099	1.11 USD	$378.6K	Cluster	SEC
ALTA EQUIPMENT GROUP INC.Listing unverified	Apr 27, 2020	Buy	75,000	9.29 USD	$696.7K	conv 25Cluster	SEC
ALTA EQUIPMENT GROUP INC.Listing unverified	Apr 27, 2020	BuyD (derivative)	297,245	1.10 USD	$327K	Cluster	SEC
ALTA EQUIPMENT GROUP INC.Listing unverified	Apr 27, 2020	BuyD (derivative)	40,000	1.20 USD	$48K	Cluster	SEC
ALTA EQUIPMENT GROUP INC.Listing unverified	Apr 27, 2020	Buy	140,632	8.96 USD	$1.3M	conv 27Cluster	SEC
ALTA EQUIPMENT GROUP INC.Listing unverified	Apr 27, 2020	Buy	30,638	9.21 USD	$282.2K	conv 25Cluster	SEC
QUANTUM CORP /DE/Listing on record	Apr 17, 2020	Buy	21,842	3.59 USD	$78.4K	conv 32Cluster	SEC
QUANTUM CORP /DE/Listing on record	Apr 17, 2020	Buy	425	3.65 USD	$1.6K	conv 31Cluster	SEC
QUANTUM CORP /DE/Listing on record	Mar 11, 2020	Buy	364,497	3.29 USD	$1.2M	conv 21	SEC
QUANTUM CORP /DE/Listing on record	Mar 11, 2020	Buy	145,600	3.77 USD	$548.9K	conv 19	SEC
QUANTUM CORP /DE/Listing on record	Mar 11, 2020	Buy	50,000	3.95 USD	$197.5K	conv 19	SEC
QUANTUM CORP /DE/Listing on record	Mar 11, 2020	Buy	150,000	3.77 USD	$565.5K	conv 21	SEC
QUANTUM CORP /DE/Listing on record	Mar 11, 2020	Buy	353,846	3.29 USD	$1.2M	conv 25	SEC

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
Eos Energy Enterprises, Inc.Listing on record	Oct 18, 2021	Sell	-6,521	12.85 USD	$83.8K		SEC
Eos Energy Enterprises, Inc.Listing on record	Oct 18, 2021	Sell	-600	12.85 USD	$7.7K		SEC
Eos Energy Enterprises, Inc.Listing on record	Sep 9, 2021	Sell	-25,371	13.41 USD	$340.2K		SEC
Eos Energy Enterprises, Inc.Listing on record	Sep 9, 2021	Sell	-38,544	13.78 USD	$531.1K		SEC
Eos Energy Enterprises, Inc.Listing on record	Sep 9, 2021	Sell	-300	13.60 USD	$4.1K		SEC
ALTA EQUIPMENT GROUP INC.Listing unverified	Apr 12, 2021	OtherD (derivative)	-206,250	—	n/a (No price was disclosed in the filing)		SEC
ALTA EQUIPMENT GROUP INC.Listing unverified	Apr 12, 2021	OtherD (derivative)	-688,125	—	n/a (No price was disclosed in the filing)		SEC
ALTA EQUIPMENT GROUP INC.Listing unverified	Apr 12, 2021	Other	132,826	—	n/a (No price was disclosed in the filing)		SEC
ALTA EQUIPMENT GROUP INC.Listing unverified	Apr 12, 2021	Other	180,976	—	n/a (No price was disclosed in the filing)		SEC
ALTA EQUIPMENT GROUP INC.Listing unverified	Apr 12, 2021	OtherD (derivative)	-505,045	—	n/a (No price was disclosed in the filing)		SEC
ALTA EQUIPMENT GROUP INC.Listing unverified	Apr 12, 2021	Other	54,243	—	n/a (No price was disclosed in the filing)		SEC
Franchise Group, Inc.Listing unverified	Apr 28, 2020	Sell	-150,000	10.00 USD	$1.5M	Unusual size	SEC
ALTA EQUIPMENT GROUP INC.Listing unverified	Apr 27, 2020	BuyD (derivative)	341,099	1.11 USD	$378.6K	Cluster	SEC
ALTA EQUIPMENT GROUP INC.Listing unverified	Apr 27, 2020	Buy	75,000	9.29 USD	$696.7K	conv 25Cluster	SEC
ALTA EQUIPMENT GROUP INC.Listing unverified	Apr 27, 2020	BuyD (derivative)	297,245	1.10 USD	$327K	Cluster	SEC
ALTA EQUIPMENT GROUP INC.Listing unverified	Apr 27, 2020	BuyD (derivative)	40,000	1.20 USD	$48K	Cluster	SEC
ALTA EQUIPMENT GROUP INC.Listing unverified	Apr 27, 2020	Buy	140,632	8.96 USD	$1.3M	conv 27Cluster	SEC
ALTA EQUIPMENT GROUP INC.Listing unverified	Apr 27, 2020	Buy	30,638	9.21 USD	$282.2K	conv 25Cluster	SEC
QUANTUM CORP /DE/Listing on record	Apr 17, 2020	Buy	21,842	3.59 USD	$78.4K	conv 32Cluster	SEC
QUANTUM CORP /DE/Listing on record	Apr 17, 2020	Buy	425	3.65 USD	$1.6K	conv 31Cluster	SEC
QUANTUM CORP /DE/Listing on record	Mar 11, 2020	Buy	364,497	3.29 USD	$1.2M	conv 21	SEC
QUANTUM CORP /DE/Listing on record	Mar 11, 2020	Buy	145,600	3.77 USD	$548.9K	conv 19	SEC
QUANTUM CORP /DE/Listing on record	Mar 11, 2020	Buy	50,000	3.95 USD	$197.5K	conv 19	SEC
QUANTUM CORP /DE/Listing on record	Mar 11, 2020	Buy	150,000	3.77 USD	$565.5K	conv 21	SEC
QUANTUM CORP /DE/Listing on record	Mar 11, 2020	Buy	353,846	3.29 USD	$1.2M	conv 25	SEC