ASHBAUGH WILLIAM M

Senior Vice President at CAPITAL SOUTHWEST CORP · on record since Nov 10, 2005

Insider trading activity of ASHBAUGH WILLIAM M

Transactions on record: 116; since Nov 1, 2004

Open-market buys: 3; $58.9K

Open-market sells: 32; $6M

Companies traded: 1; last filing Dec 22, 2017

Figures computed from official regulatory filings — .

Companies where ASHBAUGH WILLIAM M has traded

CAPITAL SOUTHWEST CORP116 tx · $13.4M · Dec 22, 2017

Track record of ASHBAUGH WILLIAM M

Insufficient history for a statistical track record (fewer than 5 open-market buys).

Transaction history of ASHBAUGH WILLIAM M

Co-insiders of ASHBAUGH WILLIAM M

Armes Joseph BCAPITAL SOUTHWEST CORP
BATTIST CHRISTINECAPITAL SOUTHWEST CORP
BELA MARQUEZ DCAPITAL SOUTHWEST CORP
Brooks David RCAPITAL SOUTHWEST CORP
BURTON DONALD WCAPITAL SOUTHWEST CORP
DIEHL BOWEN SCAPITAL SOUTHWEST CORP
FURST JACK DCAPITAL SOUTHWEST CORP
Gohlke Henry JamesCAPITAL SOUTHWEST CORP
Golden Matthew BaileyCAPITAL SOUTHWEST CORP
HAMNER PATRICK FCAPITAL SOUTHWEST CORP
HENDERSON GRAEME WCAPITAL SOUTHWEST CORP
HODGSON SUSAN KCAPITAL SOUTHWEST CORP
KELLEY DOUGLAS M.CAPITAL SOUTHWEST CORP
LIGON SAMUEL BCAPITAL SOUTHWEST CORP
MARTIN GARY LCAPITAL SOUTHWEST CORP
Moab Capital Partners LLCCAPITAL SOUTHWEST CORP
Moab GP LLCCAPITAL SOUTHWEST CORP
Moab Partners LPCAPITAL SOUTHWEST CORP
Morgan Thomas DuaneCAPITAL SOUTHWEST CORP
Morris Tracy L.CAPITAL SOUTHWEST CORP
MUDD CHRISTOPHER JCAPITAL SOUTHWEST CORP
NEBLETT GLENN M.CAPITAL SOUTHWEST CORP
PETERSON JEFFREY GCAPITAL SOUTHWEST CORP
PUGH BILL JCAPITAL SOUTHWEST CORP
Rehberger ChrisCAPITAL SOUTHWEST CORP
Rogers-Windsor Ramona LynnCAPITAL SOUTHWEST CORP
Rothenberg MichaelCAPITAL SOUTHWEST CORP
Sarner Michael ScottCAPITAL SOUTHWEST CORP
SCHWERTNER RAY D.CAPITAL SOUTHWEST CORP
Shedd Christopher ScottCAPITAL SOUTHWEST CORP
Strup Richard F.CAPITAL SOUTHWEST CORP
TACKE KELLYCAPITAL SOUTHWEST CORP

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
CAPITAL SOUTHWEST CORPListing on record	Dec 22, 2017	Other	-1,049	16.99 USD	$17.8K		SEC
CAPITAL SOUTHWEST CORPListing on record	Dec 22, 2017	Other	-524	16.95 USD	$8.9K		SEC
CAPITAL SOUTHWEST CORPListing on record	Nov 17, 2017	Award	5,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CAPITAL SOUTHWEST CORPListing on record	Nov 17, 2016	Buy	5,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	conv 56ClusterFirst in 12mo	SEC
CAPITAL SOUTHWEST CORPListing on record	Mar 23, 2016	ExerciseD (derivative)	-3,983	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CAPITAL SOUTHWEST CORPListing on record	Mar 23, 2016	Exercise	1,991	7.36 USD	$14.7K		SEC
CAPITAL SOUTHWEST CORPListing on record	Mar 23, 2016	Exercise	3,983	7.36 USD	$29.3K		SEC
CAPITAL SOUTHWEST CORPListing on record	Mar 23, 2016	ExerciseD (derivative)	-1,991	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CAPITAL SOUTHWEST CORPListing on record	Nov 12, 2015	Award	10,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CAPITAL SOUTHWEST CORPListing on record	May 27, 2015	Exercise	3,433	19.18 USD	$65.8K		SEC
CAPITAL SOUTHWEST CORPListing on record	May 27, 2015	Exercise	2,108	23.37 USD	$49.3K		SEC
CAPITAL SOUTHWEST CORPListing on record	May 27, 2015	Exercise	650	19.18 USD	$12.5K		SEC
CAPITAL SOUTHWEST CORPListing on record	May 27, 2015	Sell	-650	51.05 USD	$33.2K		SEC
CAPITAL SOUTHWEST CORPListing on record	May 27, 2015	ExerciseD (derivative)	-2,108	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CAPITAL SOUTHWEST CORPListing on record	May 27, 2015	ExerciseD (derivative)	-5,892	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CAPITAL SOUTHWEST CORPListing on record	May 27, 2015	Exercise	2,000	23.37 USD	$46.7K		SEC
CAPITAL SOUTHWEST CORPListing on record	May 27, 2015	Exercise	5,892	23.37 USD	$137.7K		SEC
CAPITAL SOUTHWEST CORPListing on record	May 27, 2015	Exercise	3,917	19.18 USD	$75.1K		SEC
CAPITAL SOUTHWEST CORPListing on record	May 27, 2015	ExerciseD (derivative)	-2,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CAPITAL SOUTHWEST CORPListing on record	May 27, 2015	Sell	-4,108	51.53 USD	$211.7K		SEC
CAPITAL SOUTHWEST CORPListing on record	May 27, 2015	Sell	-9,809	51.11 USD	$501.3K		SEC
CAPITAL SOUTHWEST CORPListing on record	May 27, 2015	ExerciseD (derivative)	-3,433	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CAPITAL SOUTHWEST CORPListing on record	May 27, 2015	Sell	-3,433	51.03 USD	$175.2K		SEC
CAPITAL SOUTHWEST CORPListing on record	May 27, 2015	ExerciseD (derivative)	-3,917	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CAPITAL SOUTHWEST CORPListing on record	May 27, 2015	ExerciseD (derivative)	-650	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
CAPITAL SOUTHWEST CORPListing on record	Dec 22, 2017	Other	-1,049	16.99 USD	$17.8K		SEC
CAPITAL SOUTHWEST CORPListing on record	Dec 22, 2017	Other	-524	16.95 USD	$8.9K		SEC
CAPITAL SOUTHWEST CORPListing on record	Nov 17, 2017	Award	5,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CAPITAL SOUTHWEST CORPListing on record	Nov 17, 2016	Buy	5,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	conv 56ClusterFirst in 12mo	SEC
CAPITAL SOUTHWEST CORPListing on record	Mar 23, 2016	ExerciseD (derivative)	-3,983	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CAPITAL SOUTHWEST CORPListing on record	Mar 23, 2016	Exercise	1,991	7.36 USD	$14.7K		SEC
CAPITAL SOUTHWEST CORPListing on record	Mar 23, 2016	Exercise	3,983	7.36 USD	$29.3K		SEC
CAPITAL SOUTHWEST CORPListing on record	Mar 23, 2016	ExerciseD (derivative)	-1,991	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CAPITAL SOUTHWEST CORPListing on record	Nov 12, 2015	Award	10,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CAPITAL SOUTHWEST CORPListing on record	May 27, 2015	Exercise	3,433	19.18 USD	$65.8K		SEC
CAPITAL SOUTHWEST CORPListing on record	May 27, 2015	Exercise	2,108	23.37 USD	$49.3K		SEC
CAPITAL SOUTHWEST CORPListing on record	May 27, 2015	Exercise	650	19.18 USD	$12.5K		SEC
CAPITAL SOUTHWEST CORPListing on record	May 27, 2015	Sell	-650	51.05 USD	$33.2K		SEC
CAPITAL SOUTHWEST CORPListing on record	May 27, 2015	ExerciseD (derivative)	-2,108	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CAPITAL SOUTHWEST CORPListing on record	May 27, 2015	ExerciseD (derivative)	-5,892	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CAPITAL SOUTHWEST CORPListing on record	May 27, 2015	Exercise	2,000	23.37 USD	$46.7K		SEC
CAPITAL SOUTHWEST CORPListing on record	May 27, 2015	Exercise	5,892	23.37 USD	$137.7K		SEC
CAPITAL SOUTHWEST CORPListing on record	May 27, 2015	Exercise	3,917	19.18 USD	$75.1K		SEC
CAPITAL SOUTHWEST CORPListing on record	May 27, 2015	ExerciseD (derivative)	-2,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CAPITAL SOUTHWEST CORPListing on record	May 27, 2015	Sell	-4,108	51.53 USD	$211.7K		SEC
CAPITAL SOUTHWEST CORPListing on record	May 27, 2015	Sell	-9,809	51.11 USD	$501.3K		SEC
CAPITAL SOUTHWEST CORPListing on record	May 27, 2015	ExerciseD (derivative)	-3,433	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CAPITAL SOUTHWEST CORPListing on record	May 27, 2015	Sell	-3,433	51.03 USD	$175.2K		SEC
CAPITAL SOUTHWEST CORPListing on record	May 27, 2015	ExerciseD (derivative)	-3,917	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
CAPITAL SOUTHWEST CORPListing on record	May 27, 2015	ExerciseD (derivative)	-650	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC