FRIEDRICH ROMAN III

Director at PSYCHECEUTICAL BIOSCIENCE, INC. · on record since Aug 17, 2011
Director at GUGGENHEIM ENHANCED EQUITY STRATEGY FUND · on record since Jan 23, 2004
Trustee and Chairman at GUGGENHEIM ENHANCED EQUITY STRATEGY FUND · on record since Jan 23, 2004

Insider trading activity of FRIEDRICH ROMAN III

Transactions on record: 25; since Apr 20, 2011

Open-market buys: 22; $185.9K

Open-market sells: 3; $16.8K

Companies traded: 5; last filing May 8, 2019

Figures computed from official regulatory filings — .

Companies where FRIEDRICH ROMAN III has traded

Guggenheim Credit Allocation Fund5 tx · $65.9K · May 8, 2019
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND11 tx · $92.7K · May 8, 2019
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust3 tx · $14.9K · Mar 20, 2014
FIDUCIARY/CLAYMORE ENERGY INFRASTRUCTURE FUND3 tx · $21.1K · Mar 20, 2014
GUGGENHEIM ENHANCED EQUITY STRATEGY FUND3 tx · $8.1K · Mar 20, 2014

Track record of FRIEDRICH ROMAN III

Statistical track record

Free account

Open-market buys: 22

Last buy: May 7, 2019

Win rates, median returns and the proven-insider analysis come with a free account.

Transaction history of FRIEDRICH ROMAN III

Co-insiders of FRIEDRICH ROMAN III

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
GUGGENHEIM STRATEGIC OPPORTUNITIES FUNDListing unverified	May 8, 2019	Buy	1,090	20.17 USD	$22K	conv 51Unusual size	SEC
Guggenheim Credit Allocation FundListing unverified	May 8, 2019	Buy	1,060	20.60 USD	$21.8K	conv 62Unusual size	SEC
GUGGENHEIM STRATEGIC OPPORTUNITIES FUNDListing unverified	Mar 19, 2019	Buy	158	19.65 USD	$3.1K	conv 25Cluster	SEC
Guggenheim Credit Allocation FundListing unverified	Mar 7, 2019	Buy	1,095	21.20 USD	$23.2K	conv 92ClusterUnusual size	SEC
GUGGENHEIM STRATEGIC OPPORTUNITIES FUNDListing unverified	Sep 6, 2018	Buy	150	22.19 USD	$3.3K	conv 5	SEC
GUGGENHEIM STRATEGIC OPPORTUNITIES FUNDListing unverified	Jul 24, 2018	Buy	850	21.35 USD	$18.1K	conv 63Unusual size	SEC
GUGGENHEIM STRATEGIC OPPORTUNITIES FUNDListing unverified	Mar 29, 2018	Buy	740	20.20 USD	$14.9K	conv 75ClusterUnusual size	SEC
GUGGENHEIM STRATEGIC OPPORTUNITIES FUNDListing unverified	Dec 5, 2017	Buy	135	21.64 USD	$2.9K	conv 12	SEC
GUGGENHEIM STRATEGIC OPPORTUNITIES FUNDListing unverified	Jul 21, 2017	Buy	500	21.07 USD	$10.5K	conv 67Unusual size	SEC
Guggenheim Credit Allocation FundListing unverified	Aug 29, 2016	Buy	452	22.10 USD	$10K	conv 100ClusterUnusual size+1	SEC
Guggenheim Credit Allocation FundListing unverified	Aug 29, 2014	Buy	250	24.27 USD	$6.1K	conv 71Cluster	SEC
Guggenheim Taxable Municipal Bond & Investment Grade Debt TrustListing on record	Mar 20, 2014	Buy	140	21.93 USD	$3.1K	conv 25	SEC
GUGGENHEIM ENHANCED EQUITY STRATEGY FUNDListing unverified	Mar 20, 2014	Sell	-147	18.47 USD	$2.7K		SEC
FIDUCIARY/CLAYMORE ENERGY INFRASTRUCTURE FUNDListing unverified	Mar 20, 2014	Sell	-282	25.30 USD	$7.1K		SEC
Guggenheim Taxable Municipal Bond & Investment Grade Debt TrustListing on record	Mar 20, 2014	Sell	355	19.66 USD	$7K		SEC
GUGGENHEIM STRATEGIC OPPORTUNITIES FUNDListing unverified	Nov 26, 2013	Buy	100	21.48 USD	$2.1K	conv 10	SEC
Guggenheim Credit Allocation FundListing unverified	Sep 4, 2013	Buy	200	23.73 USD	$4.7K	conv 6	SEC
GUGGENHEIM STRATEGIC OPPORTUNITIES FUNDListing unverified	Jun 25, 2013	Buy	234	21.31 USD	$5K	conv 27	SEC
FIDUCIARY/CLAYMORE ENERGY INFRASTRUCTURE FUNDListing unverified	Apr 19, 2013	Buy	270	25.81 USD	$7K	conv 69Cluster	SEC
FIDUCIARY/CLAYMORE ENERGY INFRASTRUCTURE FUNDListing unverified	Apr 16, 2013	Buy	270	25.81 USD	$7K	conv 55Cluster	SEC
Guggenheim Taxable Municipal Bond & Investment Grade Debt TrustListing on record	Jan 4, 2013	Buy	215	22.72 USD	$4.9K	conv 43	SEC
GUGGENHEIM STRATEGIC OPPORTUNITIES FUNDListing unverified	Jan 4, 2013	Buy	225	21.10 USD	$4.7K	conv 56Cluster	SEC
GUGGENHEIM ENHANCED EQUITY STRATEGY FUNDListing unverified	Jan 4, 2013	Buy	100	17.16 USD	$1.7K	conv 43	SEC
GUGGENHEIM ENHANCED EQUITY STRATEGY FUNDListing unverified	May 4, 2011	Buy	200	18.30 USD	$3.7K	conv 32First in 12mo	SEC
GUGGENHEIM STRATEGIC OPPORTUNITIES FUNDListing unverified	Apr 20, 2011	Buy	280	21.04 USD	$5.9K	conv 100First in 12mo	SEC

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
GUGGENHEIM STRATEGIC OPPORTUNITIES FUNDListing unverified	May 8, 2019	Buy	1,090	20.17 USD	$22K	conv 51Unusual size	SEC
Guggenheim Credit Allocation FundListing unverified	May 8, 2019	Buy	1,060	20.60 USD	$21.8K	conv 62Unusual size	SEC
GUGGENHEIM STRATEGIC OPPORTUNITIES FUNDListing unverified	Mar 19, 2019	Buy	158	19.65 USD	$3.1K	conv 25Cluster	SEC
Guggenheim Credit Allocation FundListing unverified	Mar 7, 2019	Buy	1,095	21.20 USD	$23.2K	conv 92ClusterUnusual size	SEC
GUGGENHEIM STRATEGIC OPPORTUNITIES FUNDListing unverified	Sep 6, 2018	Buy	150	22.19 USD	$3.3K	conv 5	SEC
GUGGENHEIM STRATEGIC OPPORTUNITIES FUNDListing unverified	Jul 24, 2018	Buy	850	21.35 USD	$18.1K	conv 63Unusual size	SEC
GUGGENHEIM STRATEGIC OPPORTUNITIES FUNDListing unverified	Mar 29, 2018	Buy	740	20.20 USD	$14.9K	conv 75ClusterUnusual size	SEC
GUGGENHEIM STRATEGIC OPPORTUNITIES FUNDListing unverified	Dec 5, 2017	Buy	135	21.64 USD	$2.9K	conv 12	SEC
GUGGENHEIM STRATEGIC OPPORTUNITIES FUNDListing unverified	Jul 21, 2017	Buy	500	21.07 USD	$10.5K	conv 67Unusual size	SEC
Guggenheim Credit Allocation FundListing unverified	Aug 29, 2016	Buy	452	22.10 USD	$10K	conv 100ClusterUnusual size+1	SEC
Guggenheim Credit Allocation FundListing unverified	Aug 29, 2014	Buy	250	24.27 USD	$6.1K	conv 71Cluster	SEC
Guggenheim Taxable Municipal Bond & Investment Grade Debt TrustListing on record	Mar 20, 2014	Buy	140	21.93 USD	$3.1K	conv 25	SEC
GUGGENHEIM ENHANCED EQUITY STRATEGY FUNDListing unverified	Mar 20, 2014	Sell	-147	18.47 USD	$2.7K		SEC
FIDUCIARY/CLAYMORE ENERGY INFRASTRUCTURE FUNDListing unverified	Mar 20, 2014	Sell	-282	25.30 USD	$7.1K		SEC
Guggenheim Taxable Municipal Bond & Investment Grade Debt TrustListing on record	Mar 20, 2014	Sell	355	19.66 USD	$7K		SEC
GUGGENHEIM STRATEGIC OPPORTUNITIES FUNDListing unverified	Nov 26, 2013	Buy	100	21.48 USD	$2.1K	conv 10	SEC
Guggenheim Credit Allocation FundListing unverified	Sep 4, 2013	Buy	200	23.73 USD	$4.7K	conv 6	SEC
GUGGENHEIM STRATEGIC OPPORTUNITIES FUNDListing unverified	Jun 25, 2013	Buy	234	21.31 USD	$5K	conv 27	SEC
FIDUCIARY/CLAYMORE ENERGY INFRASTRUCTURE FUNDListing unverified	Apr 19, 2013	Buy	270	25.81 USD	$7K	conv 69Cluster	SEC
FIDUCIARY/CLAYMORE ENERGY INFRASTRUCTURE FUNDListing unverified	Apr 16, 2013	Buy	270	25.81 USD	$7K	conv 55Cluster	SEC
Guggenheim Taxable Municipal Bond & Investment Grade Debt TrustListing on record	Jan 4, 2013	Buy	215	22.72 USD	$4.9K	conv 43	SEC
GUGGENHEIM STRATEGIC OPPORTUNITIES FUNDListing unverified	Jan 4, 2013	Buy	225	21.10 USD	$4.7K	conv 56Cluster	SEC
GUGGENHEIM ENHANCED EQUITY STRATEGY FUNDListing unverified	Jan 4, 2013	Buy	100	17.16 USD	$1.7K	conv 43	SEC
GUGGENHEIM ENHANCED EQUITY STRATEGY FUNDListing unverified	May 4, 2011	Buy	200	18.30 USD	$3.7K	conv 32First in 12mo	SEC
GUGGENHEIM STRATEGIC OPPORTUNITIES FUNDListing unverified	Apr 20, 2011	Buy	280	21.04 USD	$5.9K	conv 100First in 12mo	SEC